Other · DOL Form 5500 · 2022

Refocus, Inc. Retirement Plan

Data updated 2026-08-25

$10M
Total assets Small plan by assets
226
Participants Below avg headcount
65th
Percentile by assets National rank
$43,565
Avg per participant Low balance/head
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Official DOL plan name: 403(b) Thrift Plan for Employees of Refocus, Inc. · Sponsored by Refocus, Inc. · Rhode Island · Healthcare & Social Assistance

$10M in assets, 226 participants

Refocus, Inc.'s 403(b) Thrift Plan for Employees of Refocus, Inc. reported $10M in total assets and 226 participants in its 2022 DOL Form 5500 filing, ranking in the 65th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #14,036 in Healthcare & Social Assistance (20,060 peers)

Coverage in Rhode Island

403(b) Thrift Plan for Employees of Refocus, Inc. covers 226 participants in Rhode Island, about 16% of the average Rhode Island filer (state average ~1,449 per filing). Assets: $10M.

#14,036
in Healthcare & Social Assistance (20,060 peers)
-17.7%
assets change YoY

The plan reported a net loss of $2M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

403(b) Thrift Plan for Employees of Refocus, Inc.'s mid-pack asset rank among Healthcare & Social Assistance and all filers

403(b) Thrift Plan for Employees of Refocus, Inc. vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$9,845,715 Top 35% higher than 65% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

403(b) Thrift Plan for Employees of Refocus, Inc. among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. 403(b) Thrift Plan for Employees of Refocus, Inc. sits mid-pack in the medium band (226 participants).

DOL schedule card

Filing strip 050394380 · Refocus, Inc. PY 2022 · Other

403(b) Thrift Plan for Employees of Refocus, Inc. · $10M · 226 · 65th

  • EBSA $10M
  • PART 226
  • TYPE 65th
  • NET Other
  • BOOK near Hattie Larlham 403(b) Retirement Savings Plan
  • VS-ST ind #14036

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in Rhode Island →

403(b) Thrift Plan for Employees of Refocus, Inc. in the asset neighbourhood

Hattie Larlham 403(b) Retirement Savings PlanHattie Larlham 403(b) Retire…$10M403b Thrift Plan of Marcus Jewish Community Center of Atlanta, Inc.403b Thrift Plan of Marcus J…$10MGlenwood Inc. 403(b) Plan$10M403(b) Thrift Plan for Employees of Refocus, Inc.403(b) Thrift Plan for Emplo…$10MFood & Water Watch 403(b) Retirement PlanFood & Water Watch 403(b) Re…$10M
End-of-year total assets ($M) among 403(b) Thrift Plan for Employees of Refocus, Inc. and nearest nationwide Other peers. Source: DOL Form 5500 plan year 2022.

Rhode Island filing particulars

Total Assets (Beginning of Year)$12M
Net Assets (End of Year)$10M
Net Income-$2M
Employer EIN050394380
Plan Effective Date1996-08-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Refocus, Inc.)

Sponsor-wide plan assets over time

All Refocus, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$14M 38.79727373786464% vs 2022
2024 filing year
$8M$10M$12M$14M$16M 202220232024 $9.85M $13.7M ▲ +38.8%
Year Plans Participants Total Assets
2022 1 226 $10M
2023 1 262 $11M
2024 1 271 $14M

Nearby Other Plans in Rhode Island

Peer Other plans, same state, same plan type, ranked by total assets.

403(b) Thrift Plan for Employees of Refocus, Inc. vs. nearby Other plans in Rhode Island, assets vs. participants Scatter plot of 6 data points. -5000050001000015000 -0.500.511.5 Total assets ($B) Participants 403(b) Thrift Plan for Employees of Refocus, Inc., Total assets ($B): 0.009845715 · Participants: 226403(b) Thrift Plan for Employees of Refocus, Inc.Brown University Defined Contribution Legacy Retirement Plan, Total assets ($B): 1.301355502 · Participants: 1283Brown University Defined Contribution Legacy Retirement PlanLifespan Corporation 403(b)Retirement Plan, Total assets ($B): 1.025724455 · Participants: 10171Lifespan Corporation 403(b)Retirement PlanBrown University Defined Contribution Deferred Vesting Retirement Plan, Total assets ($B): 0.657188413 · Participants: 4906Brown University Defined Contribution Deferred Vesting Retirement PlanProvidence College 403(b) Plan, Total assets ($B): 0.316364623 · Participants: 949Providence College 403(b) PlanRoger Williams University Retirement Plan, Total assets ($B): 0.296581858 · Participants: 1769Roger Williams University Retirement Plan
403(b) Thrift Plan for Employees of Refocus, Inc. vs. nearby Other plans in Rhode Island, assets vs. participants

403(b) Thrift Plan for Employees of Refocus, Inc.'s out-of-state Other peers by assets and headcount

Outside Rhode Island, the nearest Other by assets is Hattie Larlham 403(b) Retirement Savings Plan in OH ($10M); by covered participants it is French International School 403(b) Retirement Plan in MD (226 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (226 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did 403(b) Thrift Plan for Employees of Refocus, Inc. assets move in 2022?
403(b) Thrift Plan for Employees of Refocus, Inc. declined sharply - down 17.7% during 2022, from $12M to $10M. Reported net income was -$2M.
How have Refocus, Inc. plan assets changed over time?
Across 3 plan years on file (2022-2024), Refocus, Inc.'s sponsor-wide assets grew 38.8%, from $10M to $14M.
Which Other plans are similar in size to 403(b) Thrift Plan for Employees of Refocus, Inc.?
Among Other plans in other states, the closest by assets is Hattie Larlham 403(b) Retirement Savings Plan in OH ($10M, 870 participants).
Which Other plans cover a similar participant headcount to 403(b) Thrift Plan for Employees of Refocus, Inc.?
Among Other plans in other states, the closest by covered participants is French International School 403(b) Retirement Plan in MD (226 participants, $27M in assets).