Defined Benefit (Pension) · DOL Form 5500 · 2022

FINRA Pension Plan

Data updated 2026-08-06

$479M
Total assets
1,318
Participants
98th
Percentile by assets
$363,624
Avg per participant
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Official DOL plan name: Finra Employees Retirement Plan · Sponsored by FINRA · District of Columbia · Other Services

$479M in assets, 1,318 participants

FINRA's Finra Employees Retirement Plan reported $479M in total assets and 1,318 participants in its 2022 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 98th percentile by assets (of 139,258 plans)
  • #8,364 in Other Services (8,406 peers)

Where Finra Employees Retirement Plan sits by assets

Finra Employees Retirement Plan sits in the top 5% of all filed plans by assets, $479M for 1,318 participants (~$363,624/participant), down 25.7% in 2022.

$479M
total plan assets (2022 EOY)
1,318
covered participants
98th
percentile by assets (of 139,258 plans)
$363,624
avg assets per participant

The plan reported a net loss of $163M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Finra Employees Retirement Plan vs the 2022 asset distribution

By assets, Finra Employees Retirement Plan outranks 98% of the 139,258 plans that filed a Form 5500 for the 2022 plan year, and holds roughly 4.8x the national average plan size of $100M (730 average participants).

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$645M
Net Assets (End of Year)$471M
Net Income-$163M
Employer EIN530088710
Plan Effective Date1954-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (FINRA)

$2B$2.5B$3B$3.5B 202220232024 $2.27B $3.02B ▲ +33.0%
Total plan assets by year, all FINRA plans on file
Year Plans Participants Total Assets
2022 2 5,015 $2.3B
2023 2 5,229 $2.7B
2024 2 5,425 $3.0B

Nearby Defined Benefit (Pension) Plans in District of Columbia

Peer Defined Benefit (Pension) plans, same state, same plan type, ranked by total assets.

Finra Employees Retirement Plan vs. nearby Defined Benefit (Pension) plans in District of Columbia, assets vs. participants

Finra Employees Retirement Plan vs. nearby Defined Benefit (Pension) plans in District of Columbia, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -100102030 Total assets ($B) Participants Finra Employees Reti…Central Pension Fund…Iam National Pension…United Mine Workers …Danaher Corporation …Liuna Staff and Affi…
Finra Employees Retirement Plan vs. nearby Defined Benefit (Pension) plans in District of Columbia, assets vs. participants

Similar-Sized Defined Benefit (Pension) Plans Nationally

Defined Benefit (Pension) plans in other states closest to Finra Employees Retirement Plan by total assets, not by location.

Frequently Asked Questions

How did Finra Employees Retirement Plan assets move in 2022?
Finra Employees Retirement Plan declined sharply - down 25.7% during 2022, from $645M to $479M. Reported net income was -$163M.
How have FINRA plan assets changed over time?
Across 3 plan years on file (2022-2024), FINRA's sponsor-wide assets grew 33.2%, from $2.3B to $3.0B.
Where does Finra Employees Retirement Plan rank by assets among Form 5500 filers?
Finra Employees Retirement Plan ranks in the 98th percentile by end-of-year assets among 139,258 plans that reported assets for plan year 2022 (in the top 5% of all filed plans by assets).
Which Defined Benefit (Pension) plans are similar in size to Finra Employees Retirement Plan?
Among Defined Benefit (Pension) plans in other states, the closest by assets is Windstream Pension Plan in AR ($479M, 1,883 participants).

Scale reading

Ways to act on Finra Employees Retirement Plan's numbers.

  • By total assets, Finra Employees Retirement Plan ranks in the top 5% of all filed plans by assets. See the largest plans
  • Compare it side-by-side against 3 similar Defined Benefit (Pension) plans in District of Columbia. Compare plans
  • FINRA's sponsor-wide assets have grown 33.2% since 2022 across 3 plan years on file. More Other Services plans