401(k)
2022 plan-year 401(k) DOL Form 5500

401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

UTILITIES & INDUSTRIES MANAGEMENT CORP.

This 401(k) plan holds $13M in total assets and serves 180 participants as of 2022. It is sponsored by UTILITIES & INDUSTRIES MANAGEMENT CORP. in New York. The plan reported a net loss of $2M for the year.

Total Assets (2023)
$13M
Participants
180
State
Industry
Management of Enterprises

What the Filing Says About 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES

401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES is a 401(k) retirement plan sponsored by UTILITIES & INDUSTRIES MANAGEMENT CORP., headquartered in New York. As of the 2022 Form 5500 filing, the plan reports $13M in total end-of-year assets and covers 180 participants across the Management of Enterprises industry. The sponsor's EIN on file with the U.S. Department of Labor is 131789034, and the plan has been effective since 1985-01-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $15M at the beginning of 2022 to $13M at year-end — a decline of 14.6%. Net assets (after liabilities) closed the year at $13M, with reported net income of $-2,161,422 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$15M
Total Assets (End of Year)$13M
Net Assets (End of Year)$13M
Net Income$-2,161,422
Plan Type401(k)
Employer EIN131789034
Plan Effective Date1985-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (UTILITIES & INDUSTRIES MANAGEMENT CORP.)

Year Plans Participants Total Assets
2022 1 180 $13M
2023 1 179 $15M
2024 1 199 $16M

Nearby 401(k) Plans in New York

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Frequently Asked Questions

How much money is in the 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES?
As of the 2022 Form 5500 filing, 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES holds $13M in total assets with 180 participants. It is sponsored by UTILITIES & INDUSTRIES MANAGEMENT CORP..
What type of plan is 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES?
401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES is a 401(k) plan. It has been effective since 1985-01-01. The plan is filed with the U.S. Department of Labor under EIN 131789034.
Who sponsors the 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES?
401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES is sponsored by UTILITIES & INDUSTRIES MANAGEMENT CORP., located in New York. The sponsor's EIN is 131789034 and the plan operates in the Management of Enterprises industry.
How did 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES perform in 2022?
401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES declined by 14.6% during 2022, moving from $15M to $13M in total assets. Net income was $-2,161,422.
Where can I find official filings for 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES?
Official Form 5500 filings for 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 131789034 or plan name at efast.dol.gov.
How does 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES compare to other plans?
You can compare 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES against other 401(k) plans on the plan type page, or view plans in New York on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 131789034.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from official public datasets. See our methodology for details.