ESOP · DOL Form 5500 · 2022

Smalley & Company ESOP

Data updated 2026-08-25

$39M
Total assets Below avg plan size
127
Participants Small participant base
86th
Percentile by assets National rank
$305,250
Avg per participant High balance/head
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Official DOL plan name: Smalley & Company Employee Stock Ownership Plan and Trust · Sponsored by Smalley & Company · Colorado · Wholesale Trade

$39M in assets, 127 participants

Smalley & Company's Smalley & Company Employee Stock Ownership Plan and Trust reported $39M in total assets and 127 participants in its 2022 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,913 in Wholesale Trade (6,843 peers)

Coverage in Colorado

Smalley & Company Employee Stock Ownership Plan and Trust covers 127 participants in Colorado, about 34% of the average Colorado filer (state average ~376 per filing). Assets: $39M.

#5,913
in Wholesale Trade (6,843 peers)
+5.1%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Smalley & Company Employee Stock Ownership Plan and Trust's outsized position by total assets

Smalley & Company Employee Stock Ownership Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$38,766,767 Top 14% higher than 86% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Smalley & Company Employee Stock Ownership Plan and Trust among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smalley & Company Employee Stock Ownership Plan and Trust sits mid-pack in the medium band (127 participants).

EBSA filing schedule strip

Filing strip 840576872 · Smalley & Company PY 2022 · ESOP

Smalley & Company Employee Stock Ownership Plan and Trust · $39M · 127 · 86th

  • ASSETS $39M
  • PCT 127
  • EIN 86th
  • RANK ESOP
  • PHOTO near Rsp Architects, Ltd Employee Stock Ownership Plan
  • IND ind #5913

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Colorado →

Smalley & Company Employee Stock Ownership Plan and Trust in the asset neighbourhood

Applied Information Sciences, Inc. Employee Stock Ownership PlanApplied Information Sciences…$39MVermeer Great Plains Employee Stock Ownership Plan and TrustVermeer Great Plains Employe…$39MSmalley & Company Employee Stock Ownership Plan and TrustSmalley & Company Employee S…$39MRsp Architects, Ltd Employee Stock Ownership PlanRsp Architects, Ltd Employee…$39MTrimark Corporation Employee Stock Ownership PlanTrimark Corporation Employee…$39M
End-of-year total assets ($M) among Smalley & Company Employee Stock Ownership Plan and Trust and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2022.

Colorado filing particulars

Total Assets (Beginning of Year)$37M
Net Assets (End of Year)$33M
Net Income$2M
Employer EIN840576872
Plan Effective Date2000-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Smalley & Company)

Sponsor-wide plan assets over time

All Smalley & Company plans reported in each filing year

Latest sponsor-wide plan assets
$17M 64.37480182997305% vs 2022
2024 filing year
$10M$20M$30M$40M$50M$60M 202220232024 $47.6M $17M ▼ -64.4%
Year Plans Participants Total Assets
2022 2 282 $48M
2023 2 303 $49M
2024 2 238 $17M

Nearby ESOP Plans in Colorado

Peer ESOP plans, same state, same plan type, ranked by total assets.

Smalley & Company Employee Stock Ownership Plan and Trust vs. nearby ESOP plans in Colorado, assets vs. participants Scatter plot of 6 data points. 020040060080010001200 0100200300 Total assets ($M) Participants Smalley & Company Employee Stock Ownership Plan and Trust, Total assets ($M): 38.766767 · Participants: 127Smalley & Company Employee Stock Ownership Plan and TrustAlpine Lumber Company Employee Stock Ownership Plan, Total assets ($M): 285.815279 · Participants: 597Alpine Lumber Company Employee Stock Ownership PlanBrown Strauss, Inc. Employee Stock Ownership Plan, Total assets ($M): 232.984751 · Participants: 206Brown Strauss, Inc. Employee Stock Ownership PlanTrinidad Benham Corp. Employee Stock Ownership Plan, Total assets ($M): 217.557758 · Participants: 1013Trinidad Benham Corp. Employee Stock Ownership PlanEnvision Management Holding, Inc. Employee Stock Ownership Plan, Total assets ($M): 170.68 · Participants: 932Envision Management Holding, Inc. Employee Stock Ownership PlanCatamount Constructors, Inc. Employee Stock Ownership Plan, Total assets ($M): 112.205631 · Participants: 181Catamount Constructors, Inc. Employee Stock Ownership Plan
Smalley & Company Employee Stock Ownership Plan and Trust vs. nearby ESOP plans in Colorado, assets vs. participants
Compare Smalley & Company Employee Stock Ownership Plan and Trust side-by-side with 3 peers →

Smalley & Company Employee Stock Ownership Plan and Trust's out-of-state ESOP peers by assets and headcount

Outside Colorado, the nearest ESOP by assets is Rsp Architects, Ltd Employee Stock Ownership Plan in MN ($39M); by covered participants it is Contempora Fabrics, Inc. Employee Stock Ownership Plan in NC (127 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (127 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Smalley & Company Employee Stock Ownership Plan and Trust assets move in 2022? ▼
Smalley & Company Employee Stock Ownership Plan and Trust grew at a solid clip - up 5.1% during 2022, from $37M to $39M. Reported net income was $2M.
How have Smalley & Company plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Smalley & Company's sponsor-wide assets declined 64.4%, from $48M to $17M.
Where does Smalley & Company Employee Stock Ownership Plan and Trust rank by assets among Form 5500 filers? ▼
Smalley & Company Employee Stock Ownership Plan and Trust ranks in the 86th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which ESOP plans are similar in size to Smalley & Company Employee Stock Ownership Plan and Trust? ▼
Among ESOP plans in other states, the closest by assets is Rsp Architects, Ltd Employee Stock Ownership Plan in MN ($39M, 310 participants).
Which ESOP plans cover a similar participant headcount to Smalley & Company Employee Stock Ownership Plan and Trust? ▼
Among ESOP plans in other states, the closest by covered participants is Contempora Fabrics, Inc. Employee Stock Ownership Plan in NC (127 participants, $16M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 840576872.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.