401(k)
2022 plan-year 401(k) DOL Form 5500

John Mullen & Co. Inc. 401(k) Retirement Savings Plan - Plan a

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by John Mullen & Co., Inc. · Hawaii · Finance & Insurance

What the 2023 filing shows

John Mullen & Co. Inc. 401(k) Retirement Savings Plan - Plan a holds $11M for 72 participants — about $148,981 per participant, down 13.0% over the 2022 plan year.

$11M
total plan assets (2022 EOY)
72
covered participants
$148,981
avg assets per participant
-13.0%
assets change YoY

The plan reported a net loss of $2M for the year — a single-year figure driven by markets and benefit payments, not a measure of plan health.

Total Assets (2023)
$11M
Participants
72
State
Industry
Finance & Insurance

What the Filing Says About John Mullen & Co. Inc. 401(k) Retirement Savings Plan - Plan a

John Mullen & Co. Inc. 401(k) Retirement Savings Plan - Plan a is a 401(k) retirement plan sponsored by John Mullen & Co., Inc., headquartered in Hawaii. As of the 2022 Form 5500 filing, the plan reports $11M in total end-of-year assets and covers 72 participants across the Finance & Insurance industry. The sponsor's EIN on file with the U.S. Department of Labor is 990109877, and the plan has been effective since 1964-07-27. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $12M at the beginning of 2022 to $11M at year-end — a decline of 13.0%. Net assets (after liabilities) closed the year at $11M, with reported net income of $-1,607,636 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$12M
Total Assets (End of Year)$11M
Net Assets (End of Year)$11M
Net Income$-1,607,636
Plan Type401(k)
Employer EIN990109877
Plan Effective Date1964-07-27
Filing StatusFILING RECEIVED

Sponsor Plan History (John Mullen & Co., Inc.)

Year Plans Participants Total Assets
2022 1 72 $11M
2023 1 73 $11M
2024 1 79 $9M

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Frequently Asked Questions

How much money is in the John Mullen & Co. Inc. 401(k) Retirement Savings Plan - Plan a?
As of the 2022 Form 5500 filing, John Mullen & Co. Inc. 401(k) Retirement Savings Plan - Plan a holds $11M in total assets with 72 participants. It is sponsored by John Mullen & Co., Inc..
What type of plan is John Mullen & Co. Inc. 401(k) Retirement Savings Plan - Plan a?
John Mullen & Co. Inc. 401(k) Retirement Savings Plan - Plan a is a 401(k) plan. It has been effective since 1964-07-27. The plan is filed with the U.S. Department of Labor under EIN 990109877.
Who sponsors the John Mullen & Co. Inc. 401(k) Retirement Savings Plan - Plan a?
John Mullen & Co. Inc. 401(k) Retirement Savings Plan - Plan a is sponsored by John Mullen & Co., Inc., located in Hawaii. The sponsor's EIN is 990109877 and the plan operates in the Finance & Insurance industry.
How did John Mullen & Co. Inc. 401(k) Retirement Savings Plan - Plan a perform in 2022?
John Mullen & Co. Inc. 401(k) Retirement Savings Plan - Plan a declined by 13.0% during 2022, moving from $12M to $11M in total assets. Net income was $-1,607,636.
Where can I find official filings for John Mullen & Co. Inc. 401(k) Retirement Savings Plan - Plan a?
Official Form 5500 filings for John Mullen & Co. Inc. 401(k) Retirement Savings Plan - Plan a are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 990109877 or plan name at efast.dol.gov.
How does John Mullen & Co. Inc. 401(k) Retirement Savings Plan - Plan a compare to other plans?
You can compare John Mullen & Co. Inc. 401(k) Retirement Savings Plan - Plan a against other 401(k) plans on the plan type page, or view plans in Hawaii on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

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Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 990109877.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.