401(k) · DOL Form 5500 · 2022

Bates Troy, Inc. 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
109
Participants Small participant base
32nd
Percentile by assets National rank
$16,845
Avg per participant Low balance/head
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Official DOL plan name: Bates Troy, Inc. 401(k) Plan · Sponsored by Bates Troy, Inc. · New York · Other Services

$2M in assets, 109 participants

Bates Troy, Inc.'s Bates Troy, Inc. 401(k) Plan reported $2M in total assets and 109 participants in its 2022 DOL Form 5500 filing, ranking in the 32nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,699 in Other Services (8,398 peers)

Coverage in New York

Bates Troy, Inc. 401(k) Plan covers 109 participants in New York, about 14% of the average New York filer (state average ~798 per filing). Assets: $2M.

#4,699
in Other Services (8,398 peers)
-32.1%
assets change YoY

The plan reported a net loss of $868K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Bates Troy, Inc. 401(k) Plan among the smaller filed plans by assets

Bates Troy, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$1,836,071 32nd percentile higher than 32% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Bates Troy, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Bates Troy, Inc. 401(k) Plan sits mid-pack in the medium band (109 participants).

DOL schedule card

Filing strip 160968856 · Bates Troy, Inc. PY 2022 · 401(k)

Bates Troy, Inc. 401(k) Plan · $2M · 109 · 32nd

  • SCH $2M
  • SCH 109
  • SCH 32nd
  • SCH 401(k)
  • SCH near Raw Materials Corporation Plan
  • SCH ind #4699

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in New York →

Bates Troy, Inc. 401(k) Plan in the asset neighbourhood

Bates Troy, Inc. 401(k) Plan$2MRaw Materials Corporation PlanRaw Materials Corporation Pl…$2MAugusta Riverfront Employees' 401(k) PlanAugusta Riverfront Employees…$2MStenger & Stenger, P.C. 401(k) PlanStenger & Stenger, P.C. 401(…$2MCraig Godwin, Inc. Retirement PlanCraig Godwin, Inc. Retiremen…$2M
End-of-year total assets ($M) among Bates Troy, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

New York filing particulars

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$2M
Net Income-$868K
Employer EIN160968856
Plan Effective Date2006-06-19
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Bates Troy, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Bates Troy, Inc. 401(k) Plan, Total assets ($B): 0.001836071 · Participants: 109Bates Troy, Inc. 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Bates Troy, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Bates Troy, Inc. 401(k) Plan side-by-side with 3 peers →

Bates Troy, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Raw Materials Corporation Plan in TX ($2M); by covered participants it is Dyehard Fan Supply 401(k) Profit Sharing Plan in NC (109 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($2M here).

Similar participant headcount

Nearest other-state filings by covered participants (109 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Bates Troy, Inc. 401(k) Plan assets move in 2022? ▼
Bates Troy, Inc. 401(k) Plan contracted severely - down 32.1% during 2022, from $3M to $2M. Reported net income was -$868K.
Which 401(k) plans are similar in size to Bates Troy, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Raw Materials Corporation Plan in TX ($2M, 10 participants).
Which 401(k) plans cover a similar participant headcount to Bates Troy, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Dyehard Fan Supply 401(k) Profit Sharing Plan in NC (109 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 160968856.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.