401(k) · DOL Form 5500 · 2022
Universal Photonics Inc 401(k) Plan
Data updated 2026-08-25
- $14M
- Total assets Small plan by assets
- 130
- Participants Small participant base
- 72nd
- Percentile by assets National rank
- $111,189
- Avg per participant Below avg balance/head
Official DOL plan name: Universal Photonics Inc 401(k) Profit Sharing Plan & Trust · Sponsored by Universal Photonics Inc · New York · Wholesale Trade
$14M in assets, 130 participants
Universal Photonics Inc's Universal Photonics Inc 401(k) Profit Sharing Plan & Trust reported $14M in total assets and 130 participants in its 2022 DOL Form 5500 filing, ranking in the 72nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #4,603 in Wholesale Trade (6,843 peers)
Coverage in New York
Universal Photonics Inc 401(k) Profit Sharing Plan & Trust covers 130 participants in New York, about 16% of the average New York filer (state average ~798 per filing). Assets: $14M.
- #4,603
- in Wholesale Trade (6,843 peers)
- -21.1%
- assets change YoY
The plan reported a net loss of $4M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Universal Photonics Inc 401(k) Profit Sharing Plan & Trust's outsized position by total assets
Universal Photonics Inc 401(k) Profit Sharing Plan & Trust vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$14,454,534 Top 28% higher than 72% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
Universal Photonics Inc 401(k) Profit Sharing Plan & Trust among mid-size filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Universal Photonics Inc 401(k) Profit Sharing Plan & Trust sits mid-pack in the medium band (130 participants).
DOL schedule card
Filing strip 112665147 · Universal Photonics Inc PY 2022 · 401(k)
Universal Photonics Inc 401(k) Profit Sharing Plan & Trust · $14M · 130 · 72nd
- RANK $14M
- PHOTO 130
- IND 72nd
- EOY 401(k)
- 5500 near Shorelight Retirement Plan
- ASSETS ind #4603
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in New York →
Universal Photonics Inc 401(k) Profit Sharing Plan & Trust in the asset neighbourhood
New York filing particulars
| Total Assets (Beginning of Year) | $18M |
|---|---|
| Net Assets (End of Year) | $14M |
| Net Income | -$4M |
| Employer EIN | 112665147 |
| Plan Effective Date | 1999-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Universal Photonics Inc)
Sponsor-wide plan assets over time
All Universal Photonics Inc plans reported in each filing year
- Latest sponsor-wide plan assets
- $19M 28.19264183819416% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 130 | $14M |
| 2023 | 1 | 148 | $17M |
| 2024 | 1 | 121 | $19M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $53.4B · 56,376
- Morgan Stanley 401(k) Plan $16.4B · 42,924
- The Pepsico Savings Plan $12.1B · 129,846
- Deloitte 401(k) Plan $11.0B · 74,687
- The Goldman Sachs 401(k) Plan $9.7B · 22,650
Universal Photonics Inc 401(k) Profit Sharing Plan & Trust's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Shorelight Retirement Plan in MA ($14M); by covered participants it is Dermarite Industries LLC 401(k) Plan in NJ (130 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($14M here).
- Shorelight Retirement Plan (MA) $14M · 240
- Associated Ready Mixed Concrete, Inc. 401(k) Plan (CA) $14M · 434
- E. S. & H., Inc. 401(k) Plan (LA) $14M · 271
- Biotissue Holdings, Inc. 401(k) Profit Sharing Plan & Trust (FL) $14M · 218
Similar participant headcount
Nearest other-state filings by covered participants (130 participants); asset peers above are excluded.
- Dermarite Industries LLC 401(k) Plan (NJ) 130 · 0 off
- Lessonly, Inc. 401(k) Plan (IN) 130 · 0 off
- Q Labs LLC 401(k) Profit Sharing Plan (OH) 130 · 0 off
- Pro Imaging Benefits 401(k) Plan (MO) 130 · 0 off
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.