401(k)
2022 plan-year 401(k) DOL Form 5500

Employment Specialist of Maine, Inc. (Esm) 401(k) Plan

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Employment Specialist of Maine, Inc. · Maine · Healthcare & Social Assistance

What the 2023 filing shows

Employment Specialist of Maine, Inc. (Esm) 401(k) Plan holds $2M for 122 participants — about $14,052 per participant, down 5.1% over the 2022 plan year.

$2M
total plan assets (2022 EOY)
122
covered participants
$14,052
avg assets per participant
-5.1%
assets change YoY

The plan reported a net loss of $92K for the year — a single-year figure driven by markets and benefit payments, not a measure of plan health.

Total Assets (2023)
$2M
Participants
122
State
Industry
Healthcare & Social Assistance

What the Filing Says About Employment Specialist of Maine, Inc. (Esm) 401(k) Plan

Employment Specialist of Maine, Inc. (Esm) 401(k) Plan is a 401(k) retirement plan sponsored by Employment Specialist of Maine, Inc., headquartered in Maine. As of the 2022 Form 5500 filing, the plan reports $2M in total end-of-year assets and covers 122 participants across the Healthcare & Social Assistance industry. The sponsor's EIN on file with the U.S. Department of Labor is 010469778, and the plan has been effective since 1999-01-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $2M at the beginning of 2022 to $2M at year-end — a decline of 5.1%. Net assets (after liabilities) closed the year at $2M, with reported net income of $-92,358 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$2M
Total Assets (End of Year)$2M
Net Assets (End of Year)$2M
Net Income$-92,358
Plan Type401(k)
Employer EIN010469778
Plan Effective Date1999-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Maine

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Frequently Asked Questions

How much money is in the Employment Specialist of Maine, Inc. (Esm) 401(k) Plan?
As of the 2022 Form 5500 filing, Employment Specialist of Maine, Inc. (Esm) 401(k) Plan holds $2M in total assets with 122 participants. It is sponsored by Employment Specialist of Maine, Inc..
What type of plan is Employment Specialist of Maine, Inc. (Esm) 401(k) Plan?
Employment Specialist of Maine, Inc. (Esm) 401(k) Plan is a 401(k) plan. It has been effective since 1999-01-01. The plan is filed with the U.S. Department of Labor under EIN 010469778.
Who sponsors the Employment Specialist of Maine, Inc. (Esm) 401(k) Plan?
Employment Specialist of Maine, Inc. (Esm) 401(k) Plan is sponsored by Employment Specialist of Maine, Inc., located in Maine. The sponsor's EIN is 010469778 and the plan operates in the Healthcare & Social Assistance industry.
How did Employment Specialist of Maine, Inc. (Esm) 401(k) Plan perform in 2022?
Employment Specialist of Maine, Inc. (Esm) 401(k) Plan declined by 5.1% during 2022, moving from $2M to $2M in total assets. Net income was $-92,358.
Where can I find official filings for Employment Specialist of Maine, Inc. (Esm) 401(k) Plan?
Official Form 5500 filings for Employment Specialist of Maine, Inc. (Esm) 401(k) Plan are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 010469778 or plan name at efast.dol.gov.
How does Employment Specialist of Maine, Inc. (Esm) 401(k) Plan compare to other plans?
You can compare Employment Specialist of Maine, Inc. (Esm) 401(k) Plan against other 401(k) plans on the plan type page, or view plans in Maine on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 010469778.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.