401(k) · DOL Form 5500 · 2022

David P. Broome 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
3
Participants Small participant base
31st
Percentile by assets National rank
$535,410
Avg per participant High balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: David P. Broome 401(k) Plan · Sponsored by David P. Broome · Alabama · Professional & Technical Services

$2M in assets, 3 participants

David P. Broome's David P. Broome 401(k) Plan reported $2M in total assets and 3 participants in its 2022 DOL Form 5500 filing, ranking in the 31st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,826 in Professional & Technical Services (21,562 peers)

David P. Broome multi-year trail

David P. Broome's plans moved +31.2% in assets from 2022 to 2024; this filing shows David P. Broome 401(k) Plan at $2M / 3 participants.

#5,826
in Professional & Technical Services (21,562 peers)
-9.2%
assets change YoY

The plan reported a net loss of $162K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

David P. Broome 401(k) Plan among the smaller filed plans by assets

David P. Broome 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$1,606,230 31st percentile higher than 31% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

David P. Broome 401(k) Plan among micro filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. David P. Broome 401(k) Plan is a micro filing (3 participants), the leftmost band.

DOL schedule card

Filing strip 631095761 · David P. Broome PY 2022 · 401(k)

David P. Broome 401(k) Plan · $2M · 3 · 31st

  • BOY $2M
  • SCH 3
  • EBSA 31st
  • PART 401(k)
  • TYPE near Rosewood Family of Companies 401(k) Retirement Plan
  • NET ind #5826

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Alabama →

David P. Broome 401(k) Plan in the asset neighbourhood

David P. Broome 401(k) Plan$2MRosewood Family of Companies 401(k) Retirement PlanRosewood Family of Companies…$2MArl Inc. Retirement Plan$2MArcadia Beverage 401(k) Plan$2MMike Adams Construction Company Profit Sharing PlanMike Adams Construction Comp…$2M
End-of-year total assets ($M) among David P. Broome 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

David P. Broome multi-year asset trail

Sponsor-wide plan assets over time

All David P. Broome plans reported in each filing year

Latest sponsor-wide plan assets
$2M 31.152014344147478% vs 2022
2024 filing year
$1.4M$1.6M$1.8M$2M$2.2M 202220232024 $1.61M $2.11M ▲ +31.1%
Year Plans Participants Total Assets
2022 1 3 $2M
2023 1 3 $2M
2024 1 3 $2M

David P. Broome filing trail (2022)

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$2M
Net Income-$162K
Employer EIN631095761
Plan Effective Date2007-10-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Alabama

Peer 401(k) plans, same state, same plan type, ranked by total assets.

David P. Broome 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants Scatter plot of 6 data points. -100000100002000030000 -10123 Total assets ($B) Participants David P. Broome 401(k) Plan, Total assets ($B): 0.00160623 · Participants: 3David P. Broome 401(k) PlanRegions Financial Corporation 401(k) Plan, Total assets ($B): 2.473693723 · Participants: 20809Regions Financial Corporation 401(k) PlanEncompass Health Corporation Retirement Investment Plan, Total assets ($B): 1.247463658 · Participants: 26602Encompass Health Corporation Retirement Investment PlanHexagon Employee Retirement Savings Plan, Total assets ($B): 1.211223713 · Participants: 4237Hexagon Employee Retirement Savings PlanVulcan 401(k) Plan, Total assets ($B): 1.148537747 · Participants: 8489Vulcan 401(k) PlanMercedes-Benz U.S. International, Inc. Retirement and Savings Plan, Total assets ($B): 0.930385246 · Participants: 4593Mercedes-Benz U.S. International, Inc. Retirement and Savings Plan
David P. Broome 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants

David P. Broome 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Alabama, the nearest 401(k) by assets is Rosewood Family of Companies 401(k) Retirement Plan in NC ($2M); by covered participants it is Mesa Neurology, LLC 401(k) Profit Sharing Plan in AZ (3 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (3 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did David P. Broome 401(k) Plan assets move in 2022?
David P. Broome 401(k) Plan pulled back noticeably - down 9.2% during 2022, from $2M to $2M. Reported net income was -$162K.
How have David P. Broome plan assets changed over time?
Across 3 plan years on file (2022-2024), David P. Broome's sponsor-wide assets grew 31.2%, from $2M to $2M.
Which 401(k) plans are similar in size to David P. Broome 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Rosewood Family of Companies 401(k) Retirement Plan in NC ($2M, 305 participants).
Which 401(k) plans cover a similar participant headcount to David P. Broome 401(k) Plan?
Among 401(k) plans in other states, the closest by covered participants is Mesa Neurology, LLC 401(k) Profit Sharing Plan in AZ (3 participants, N/A in assets).