401(k) · DOL Form 5500 · 2022

Waterfall Asset Management LLC 401(k) Plan

Data updated 2026-08-25

$24M
Total assets Small plan by assets
152
Participants Small participant base
80th
Percentile by assets National rank
$155,788
Avg per participant Above avg balance/head
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Official DOL plan name: Waterfall Asset Management LLC 401(k) Plan · Sponsored by Waterfall Asset Management LLC · New York · Finance & Insurance

$24M in assets, 152 participants

Waterfall Asset Management LLC's Waterfall Asset Management LLC 401(k) Plan reported $24M in total assets and 152 participants in its 2022 DOL Form 5500 filing, ranking in the 80th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,245 in Finance & Insurance (9,261 peers)

Coverage in New York

Waterfall Asset Management LLC 401(k) Plan covers 152 participants in New York, about 19% of the average New York filer (state average ~798 per filing). Assets: $24M.

#6,245
in Finance & Insurance (9,261 peers)
-1.9%
assets change YoY
0.2×
vs typical plan assets (national mean)

The plan reported a net loss of $456K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Waterfall Asset Management LLC 401(k) Plan's outsized position by total assets

Waterfall Asset Management LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$23,679,779 Top 20% higher than 80% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Waterfall Asset Management LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Waterfall Asset Management LLC 401(k) Plan sits mid-pack in the medium band (152 participants).

Form 5500 schedule snapshot

Filing strip 202421778 · Waterfall Asset Management LLC PY 2022 · 401(k)

Waterfall Asset Management LLC 401(k) Plan · $24M · 152 · 80th

  • NET $24M
  • BOOK 152
  • VS-ST 80th
  • BOY 401(k)
  • SCH near Rennes Group, Inc. 401(k) Plan and Trust
  • EBSA ind #6245

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Waterfall Asset Management LLC 401(k) Plan in the asset neighbourhood

Waterfall Asset Management LLC 401(k) PlanWaterfall Asset Management L…$24MRennes Group, Inc. 401(k) Plan and TrustRennes Group, Inc. 401(k) Pl…$24MMotor Trend Group 401(k) Retirement Savings PlanMotor Trend Group 401(k) Ret…$24MLegrand Savings Plan$24MGcom Software LLC 401(k) Plan$24M
End-of-year total assets ($M) among Waterfall Asset Management LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

New York filing particulars

Total Assets (Beginning of Year)$24M
Net Assets (End of Year)$24M
Net Income-$456K
Employer EIN202421778
Plan Effective Date2017-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Waterfall Asset Management LLC)

Sponsor-wide plan assets over time

All Waterfall Asset Management LLC plans reported in each filing year

Latest sponsor-wide plan assets
$32M 35.80239072332559% vs 2022
2024 filing year
$20M$25M$30M$35M 202220232024 $23.7M $32.2M ▲ +35.8%
Year Plans Participants Total Assets
2022 1 152 $24M
2023 1 160 $28M
2024 1 145 $32M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Waterfall Asset Management LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Waterfall Asset Management LLC 401(k) Plan, Total assets ($B): 0.023679779 · Participants: 152Waterfall Asset Management LLC 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Waterfall Asset Management LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Waterfall Asset Management LLC 401(k) Plan side-by-side with 3 peers →

Waterfall Asset Management LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Rennes Group, Inc. 401(k) Plan and Trust in WI ($24M); by covered participants it is Advanced Technologies and Laboratories (Atl) International, Inc. 401(k) Plan in MD (152 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($24M here).

Similar participant headcount

Nearest other-state filings by covered participants (152 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Waterfall Asset Management LLC 401(k) Plan assets move in 2022? ▼
Waterfall Asset Management LLC 401(k) Plan edged down modestly - down 1.9% during 2022, from $24M to $24M. Reported net income was -$456K.
How have Waterfall Asset Management LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Waterfall Asset Management LLC's sponsor-wide assets grew 35.8%, from $24M to $32M.
Where does Waterfall Asset Management LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Waterfall Asset Management LLC 401(k) Plan ranks in the 80th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Waterfall Asset Management LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Rennes Group, Inc. 401(k) Plan and Trust in WI ($24M, 1,095 participants).
Which 401(k) plans cover a similar participant headcount to Waterfall Asset Management LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Advanced Technologies and Laboratories (Atl) International, Inc. 401(k) Plan in MD (152 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 202421778.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.