401(k) · DOL Form 5500 · 2022

Sumitomo Corporation of Americas 401(k) Plan

Data updated 2026-08-25

$305M
Total assets Above avg plan size
1,804
Participants Near avg headcount
97th
Percentile by assets National rank
$168,901
Avg per participant Above avg balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: The Safe Harbor 401(k) Plan · Sponsored by Sumitomo Corporation of Americas · New York · Wholesale Trade

$305M in assets, 1,804 participants

Sumitomo Corporation of Americas's The Safe Harbor 401(k) Plan reported $305M in total assets and 1,804 participants in its 2022 DOL Form 5500 filing, ranking in the 97th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,702 in Wholesale Trade (6,843 peers)

Coverage in New York

The Safe Harbor 401(k) Plan covers 1,804 participants in New York, 2.3x the typical New York plan (state average ~798 per filing). Assets: $305M.

#6,702
in Wholesale Trade (6,843 peers)
-16.7%
assets change YoY
3.1×
vs typical plan assets (national mean)

The plan reported a net loss of $61M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

The Safe Harbor 401(k) Plan's outsized position by total assets

The Safe Harbor 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$304,697,270 Top 3% higher than 97% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

The Safe Harbor 401(k) Plan's large-plan peer group by participant headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Safe Harbor 401(k) Plan lands in the large band (1,804 participants).

DOL schedule card

Filing strip 135612163 · Sumitomo Corporation of Americas PY 2022 · 401(k)

The Safe Harbor 401(k) Plan · $305M · 1,804 · 97th

  • IND $305M
  • IND 1,804
  • IND 97th
  • IND 401(k)
  • IND near Geosyntec Consultants, Inc. and Subsidiaries 401(k) Retirement Plan
  • IND ind #6702

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in New York →

The Safe Harbor 401(k) Plan in the asset neighbourhood

Beaver Medical Group 401(k) Profit-Sharing PlanBeaver Medical Group 401(k) …$305MMedical Solutions 401(k) Plan$305MThe Safe Harbor 401(k) Plan$305MGeosyntec Consultants, Inc. and Subsidiaries 401(k) Retirement PlanGeosyntec Consultants, Inc. …$304MThe Medtronic Puerto Rico Employees' Savings and Investment PlanThe Medtronic Puerto Rico Em…$304M
End-of-year total assets ($M) among The Safe Harbor 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

New York filing particulars

Total Assets (Beginning of Year)$366M
Net Assets (End of Year)$305M
Net Income-$61M
Employer EIN135612163
Plan Effective Date2011-06-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Sumitomo Corporation of Americas)

Sponsor-wide plan assets over time

All Sumitomo Corporation of Americas plans reported in each filing year

Latest sponsor-wide plan assets
$461M 34.310119088580045% vs 2022
2024 filing year
$300M$350M$400M$450M$500M 202220232024 $343M $461M ▲ +34.3%
Year Plans Participants Total Assets
2022 2 2,345 $343M
2023 2 2,519 $403M
2024 2 2,694 $461M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Safe Harbor 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants The Safe Harbor 401(k) Plan, Total assets ($B): 0.30469727 · Participants: 1804The Safe Harbor 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
The Safe Harbor 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare The Safe Harbor 401(k) Plan side-by-side with 3 peers →

The Safe Harbor 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Geosyntec Consultants, Inc. and Subsidiaries 401(k) Retirement Plan in FL ($304M); by covered participants it is Brown and Caldwell Savings Plan in CA (1,804 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (1,804 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Safe Harbor 401(k) Plan assets move in 2022? ▼
The Safe Harbor 401(k) Plan declined sharply - down 16.7% during 2022, from $366M to $305M. Reported net income was -$61M.
How have Sumitomo Corporation of Americas plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Sumitomo Corporation of Americas's sponsor-wide assets grew 34.3%, from $343M to $461M.
Where does The Safe Harbor 401(k) Plan rank by assets among Form 5500 filers? ▼
The Safe Harbor 401(k) Plan ranks in the 97th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to The Safe Harbor 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Geosyntec Consultants, Inc. and Subsidiaries 401(k) Retirement Plan in FL ($304M, 1,473 participants).
Which 401(k) plans cover a similar participant headcount to The Safe Harbor 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Brown and Caldwell Savings Plan in CA (1,804 participants, $420M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 135612163.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.