ESOP · DOL Form 5500 · 2022

Raffertys, Inc. ESOP

Data updated 2026-08-25

$27M
Total assets Below avg plan size
1,143
Participants Near avg headcount
81st
Percentile by assets National rank
$23,483
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Raffertys, Inc. Employee Stock Ownership Plan · Sponsored by Raffertys, Inc. · Kentucky · Food Services & Accommodation

$27M in assets, 1,143 participants

Raffertys, Inc.'s Raffertys, Inc. Employee Stock Ownership Plan reported $27M in total assets and 1,143 participants in its 2022 DOL Form 5500 filing, ranking in the 81st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,390 in Food Services & Accommodation (4,592 peers)

Where Raffertys, Inc. Employee Stock Ownership Plan sits by assets

Raffertys, Inc. Employee Stock Ownership Plan sits in the top quartile of all filed plans by assets, $27M for 1,143 participants (~$23,483/participant), down 0.4% in 2022.

#4,390
in Food Services & Accommodation (4,592 peers)
-0.4%
assets change YoY
0.3×
vs typical plan assets (national mean)

The plan reported a net loss of $17K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Raffertys, Inc. Employee Stock Ownership Plan's outsized position by total assets

Raffertys, Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$26,840,639 Top 19% higher than 81% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Raffertys, Inc. Employee Stock Ownership Plan's large-plan peer group by participant headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Raffertys, Inc. Employee Stock Ownership Plan lands in the large band (1,143 participants).

Published 5500 schedule card

Filing strip 610985188 · Raffertys, Inc. PY 2022 · ESOP

Raffertys, Inc. Employee Stock Ownership Plan · $27M · 1,143 · 81st

  • EOY $27M
  • EOY 1,143
  • EOY 81st
  • EOY ESOP
  • EOY near Compunetics, Inc. Employees Stock Ownership Plan
  • EOY ind #4390

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Kentucky →

Raffertys, Inc. Employee Stock Ownership Plan in the asset neighbourhood

Forum Architecture & Interior Design, Inc. Employee Stock Ownership PlanForum Architecture & Interio…$27MWeco Employee Stock Ownership Plan and TrustWeco Employee Stock Ownershi…$27MCompunetics, Inc. Employees Stock Ownership PlanCompunetics, Inc. Employees …$27MRaffertys, Inc. Employee Stock Ownership PlanRaffertys, Inc. Employee Sto…$27MGmb Architecture & Engineering Employee Stock Ownership PlanGmb Architecture & Engineeri…$27M
End-of-year total assets ($M) among Raffertys, Inc. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$27M
Net Assets (End of Year)$27M
Net Income-$17K
Employer EIN610985188
Plan Effective Date1998-12-28
Filing StatusFILING RECEIVED

Sponsor Plan History (Raffertys, Inc.)

Sponsor-wide plan assets over time

All Raffertys, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$35M 30.376940727826934% vs 2022
2024 filing year
$25M$30M$35M$40M 202220232024 $26.8M $35M ▲ +30.4%
Year Plans Participants Total Assets
2022 1 1,143 $27M
2023 1 1,002 $35M
2024 1 964 $35M

Nearby ESOP Plans in Kentucky

Peer ESOP plans, same state, same plan type, ranked by total assets.

Raffertys, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Kentucky, assets vs. participants Scatter plot of 6 data points. 02000400060008000 -0.500.511.522.5 Total assets ($B) Participants Raffertys, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.026840639 · Participants: 1143Raffertys, Inc. Employee Stock Ownership PlanHouchens Industries, Inc. Employee Stock Ownership Plan, Total assets ($B): 2.064849894 · Participants: 6338Houchens Industries, Inc. Employee Stock Ownership PlanStock Yards Bank & Trust Company 401(k) Employee, Total assets ($B): 0.13966969 · Participants: 682Stock Yards Bank & Trust Company 401(k) EmployeeGray, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.113190046 · Participants: 1269Gray, Inc. Employee Stock Ownership PlanInterstate Personnel Services, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.108901392 · Participants: 831Interstate Personnel Services, Inc. Employee Stock Ownership PlanH & R Agri-Power Employee Stock Ownership Plan, Total assets ($B): 0.082494483 · Participants: 444H & R Agri-Power Employee Stock Ownership Plan
Raffertys, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Kentucky, assets vs. participants
Compare Raffertys, Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

Raffertys, Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Kentucky, the nearest ESOP by assets is Compunetics, Inc. Employees Stock Ownership Plan in PA ($27M); by covered participants it is Holden Industries, Inc. Employee Stock Ownership Plan in IL (1,146 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (1,143 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Raffertys, Inc. Employee Stock Ownership Plan assets move in 2022? ▼
Raffertys, Inc. Employee Stock Ownership Plan held essentially flat - down 0.4% during 2022, from $27M to $27M. Reported net income was -$17K.
How have Raffertys, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Raffertys, Inc.'s sponsor-wide assets grew 30.4%, from $27M to $35M.
Where does Raffertys, Inc. Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
Raffertys, Inc. Employee Stock Ownership Plan ranks in the 81st percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which ESOP plans are similar in size to Raffertys, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Compunetics, Inc. Employees Stock Ownership Plan in PA ($27M, 489 participants).
Which ESOP plans cover a similar participant headcount to Raffertys, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Holden Industries, Inc. Employee Stock Ownership Plan in IL (1,146 participants, $252M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 610985188.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.