UMA ENTERPRISES EMPLOYEE STOCK OWNERSHIP PLAN
ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.
UMA ENTERPRISES GROUP HOLDINGS, INC.
This Other plan holds $94K in total assets and serves 139 participants as of 2022. It is sponsored by UMA ENTERPRISES GROUP HOLDINGS, INC. in California. The plan reported positive net income of $390K for the year.
What the Filing Says About UMA ENTERPRISES EMPLOYEE STOCK OWNERSHIP PLAN
UMA ENTERPRISES EMPLOYEE STOCK OWNERSHIP PLAN is a Other retirement plan sponsored by UMA ENTERPRISES GROUP HOLDINGS, INC., headquartered in California. As of the 2022 Form 5500 filing, the plan reports $94K in total end-of-year assets and covers 139 participants across the Management of Enterprises industry. The sponsor's EIN on file with the U.S. Department of Labor is 471009207, and the plan has been effective since 2014-06-06. Its filing status is currently FILING RECEIVED.
Year over year, total assets moved from $97K at the beginning of 2022 to $94K at year-end — a decline of 3.5%. Net assets (after liabilities) closed the year at $-17,904,997, with reported net income of $390K driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.
Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.
Financial Summary (2023)
| Total Assets (Beginning of Year) | $97K |
| Total Assets (End of Year) | $94K |
| Net Assets (End of Year) | $-17,904,997 |
| Net Income | $390K |
| Plan Type | Other |
| Employer EIN | 471009207 |
| Plan Effective Date | 2014-06-06 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (UMA ENTERPRISES GROUP HOLDINGS, INC.)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 139 | $94K |
| 2023 | 1 | 141 | $152K |
| 2024 | 1 | 131 | $159K |
Nearby Other Plans in California
Peer Other plans — same state, same plan type — ranked by total assets.
- ILWU-PMA PENSION PLAN $9.7B · 16,365
- WELLS FARGO & COMPANY CASH BALANCE PLAN $8.8B · 53,528
- SOUTHWEST CARPENTERS PENSION TRUST $6.8B · 45,891
- CARPENTERS PENSION TRUST FUND FOR NORTHERN CALIFORNIA $6.0B · 20,998
- MOTION PICTURE INDUSTRY PENSION PLAN $5.3B · 68,019
Related Data
Guides
Related Data on Other Portals
Frequently Asked Questions
How much money is in the UMA ENTERPRISES EMPLOYEE STOCK OWNERSHIP PLAN? ▼
What type of plan is UMA ENTERPRISES EMPLOYEE STOCK OWNERSHIP PLAN? ▼
Who sponsors the UMA ENTERPRISES EMPLOYEE STOCK OWNERSHIP PLAN? ▼
How did UMA ENTERPRISES EMPLOYEE STOCK OWNERSHIP PLAN perform in 2022? ▼
Where can I find official filings for UMA ENTERPRISES EMPLOYEE STOCK OWNERSHIP PLAN? ▼
How does UMA ENTERPRISES EMPLOYEE STOCK OWNERSHIP PLAN compare to other plans? ▼
Explore PlainRetire
Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.
Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 471009207.
Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.
Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.
Read our methodology — how this data is sourced, computed, and verified.