401(k) · DOL Form 5500 · 2022

Equity Settlement Services Inc 401(k) Plan

Data updated 2026-08-25

$7M
Total assets Small plan by assets
261
Participants Below avg headcount
57th
Percentile by assets National rank
$25,638
Avg per participant Low balance/head
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Official DOL plan name: Equity Settlement Services Inc 401(k) Plan · Sponsored by Equity Settlement Services Inc · New York · Finance & Insurance

$7M in assets, 261 participants

Equity Settlement Services Inc's Equity Settlement Services Inc 401(k) Plan reported $7M in total assets and 261 participants in its 2022 DOL Form 5500 filing, ranking in the 57th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,724 in Finance & Insurance (9,261 peers)

Coverage in New York

Equity Settlement Services Inc 401(k) Plan covers 261 participants in New York, about 33% of the average New York filer (state average ~798 per filing). Assets: $7M.

#3,724
in Finance & Insurance (9,261 peers)
-14.1%
assets change YoY

The plan reported a net loss of $1M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Equity Settlement Services Inc 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Equity Settlement Services Inc 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$6,691,471 Top 43% higher than 57% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Equity Settlement Services Inc 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Equity Settlement Services Inc 401(k) Plan sits mid-pack in the medium band (261 participants).

EBSA filing schedule strip

Filing strip 113429460 · Equity Settlement Services Inc PY 2022 · 401(k)

Equity Settlement Services Inc 401(k) Plan · $7M · 261 · 57th

  • NET $7M
  • BOOK 261
  • VS-ST 57th
  • BOY 401(k)
  • SCH near Piedmont Advantage Credit Union 401(k) Plan
  • EBSA ind #3724

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Equity Settlement Services Inc 401(k) Plan in the asset neighbourhood

Equity Settlement Services Inc 401(k) PlanEquity Settlement Services I…$7MPiedmont Advantage Credit Union 401(k) PlanPiedmont Advantage Credit Un…$7MStandley Systems, LLC Profit Sharing/401(k) PlanStandley Systems, LLC Profit…$7MDrs. Hecht, Bass and Rosen, P.a. Section 401(k) PlanDrs. Hecht, Bass and Rosen, …$7MLincoln Gustafson & Cercos Profit Sharing PlanLincoln Gustafson & Cercos P…$7M
End-of-year total assets ($M) among Equity Settlement Services Inc 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

New York filing particulars

Total Assets (Beginning of Year)$8M
Net Assets (End of Year)$7M
Net Income-$1M
Employer EIN113429460
Plan Effective Date1992-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Equity Settlement Services Inc)

Sponsor-wide plan assets over time

All Equity Settlement Services Inc plans reported in each filing year

Latest sponsor-wide plan assets
$8M 23.098912032944625% vs 2022
2024 filing year
$6.5M$7M$7.5M$8M$8.5M 202220232024 $6.69M $8.24M ▲ +23.2%
Year Plans Participants Total Assets
2022 1 261 $7M
2023 1 188 $7M
2024 1 179 $8M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Equity Settlement Services Inc 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Equity Settlement Services Inc 401(k) Plan, Total assets ($B): 0.006691471 · Participants: 261Equity Settlement Services Inc 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Equity Settlement Services Inc 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Equity Settlement Services Inc 401(k) Plan side-by-side with 3 peers →

Equity Settlement Services Inc 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Piedmont Advantage Credit Union 401(k) Plan in NC ($7M); by covered participants it is Pioneer Holdings Profit Sharing Plan in KY (261 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (261 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Equity Settlement Services Inc 401(k) Plan assets move in 2022? ▼
Equity Settlement Services Inc 401(k) Plan pulled back noticeably - down 14.1% during 2022, from $8M to $7M. Reported net income was -$1M.
How have Equity Settlement Services Inc plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Equity Settlement Services Inc's sponsor-wide assets grew 23.1%, from $7M to $8M.
Which 401(k) plans are similar in size to Equity Settlement Services Inc 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Piedmont Advantage Credit Union 401(k) Plan in NC ($7M, 116 participants).
Which 401(k) plans cover a similar participant headcount to Equity Settlement Services Inc 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Pioneer Holdings Profit Sharing Plan in KY (261 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 113429460.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.