401(k) · DOL Form 5500 · 2022
Nomura Securities International, Inc. 401(k) Plan
Data updated 2026-08-06
- $848M
- Total assets
- 1,819
- Participants
- 99th
- Percentile by assets
- $466,306
- Avg per participant
Official DOL plan name: Nomura Securities International, Inc. Retirement Investment Plan · Sponsored by Nomura Securities International, Inc. · New York · Finance & Insurance
$848M in assets, 1,819 participants
Nomura Securities International, Inc.'s Nomura Securities International, Inc. Retirement Investment Plan reported $848M in total assets and 1,819 participants in its 2022 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 99th percentile by assets (of 139,258 plans)
- #9,036 in Finance & Insurance (9,267 peers)
Coverage in New York
Nomura Securities International, Inc. Retirement Investment Plan covers 1,819 participants in New York, 2.3x the typical New York plan (state average ~795 per filing). Assets: $848M.
- $848M
- total plan assets (2022 EOY)
- 1,819
- covered participants
- 99th
- percentile by assets (of 139,258 plans)
- $466,306
- avg assets per participant
The plan reported a net loss of $158M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Participants vs New York filers
In New York, the average filing covers about 795 participants across 8,491 plans. Nomura Securities International, Inc. Retirement Investment Plan reports 1,819 participants - 2.3x that state average ($848M EOY assets).
New York filing particulars
| Total Assets (Beginning of Year) | $1.0B |
|---|---|
| Net Assets (End of Year) | $848M |
| Net Income | -$158M |
| Employer EIN | 132642206 |
| Plan Effective Date | 1986-04-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Nomura Securities International, Inc.)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 1,819 | $848M |
| 2023 | 1 | 1,923 | $1.0B |
| 2024 | 1 | 2,107 | $1.2B |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Nomura Securities International, Inc. Retirement Investment Plan vs. nearby 401(k) plans in New York, assets vs. participants
- IBM 401 (K) Plus Plan $53.4B · 56,376
- Morgan Stanley 401(k) Plan $16.4B · 42,924
- The Pepsico Savings Plan $12.1B · 129,846
- Deloitte 401(k) Plan $11.0B · 74,687
- The Goldman Sachs 401(k) Plan $9.7B · 22,650
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Nomura Securities International, Inc. Retirement Investment Plan by total assets, not by location.
- Heartland Dental 401(k) and Stock Participation Plan (IL) $847M · 13,998
- The Putnam Retirement Plan (MA) $849M · 1,292
- Anywhere Real Estate Group LLC Employee Savings Plan (NJ) $847M · 9,220
- Vizient 401(k) Savings Plan (TX) $847M · 3,916
Frequently Asked Questions
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Filing takeaways
Ways to act on Nomura Securities International, Inc. Retirement Investment Plan's numbers.
- By total assets, Nomura Securities International, Inc. Retirement Investment Plan ranks among the largest 1% of all filed plans. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in New York. Compare plans
- Nomura Securities International, Inc.'s sponsor-wide assets have grown 41.0% since 2022 across 3 plan years on file. More Finance & Insurance plans