401(k) · DOL Form 5500 · 2022
Nomura Securities International, Inc. 401(k) Plan
Data updated 2026-08-25
- $848M
- Total assets Above avg plan size
- 1,819
- Participants Near avg headcount
- 99th
- Percentile by assets National rank
- $466,306
- Avg per participant High balance/head
Official DOL plan name: Nomura Securities International, Inc. Retirement Investment Plan · Sponsored by Nomura Securities International, Inc. · New York · Finance & Insurance
$848M in assets, 1,819 participants
Nomura Securities International, Inc.'s Nomura Securities International, Inc. Retirement Investment Plan reported $848M in total assets and 1,819 participants in its 2022 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #9,030 in Finance & Insurance (9,261 peers)
Coverage in New York
Nomura Securities International, Inc. Retirement Investment Plan covers 1,819 participants in New York, 2.3x the typical New York plan (state average ~798 per filing). Assets: $848M.
- #9,030
- in Finance & Insurance (9,261 peers)
- -15.7%
- assets change YoY
- 8.5×
- vs typical plan assets (national mean)
The plan reported a net loss of $158M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Nomura Securities International, Inc. Retirement Investment Plan's outsized position by total assets
Nomura Securities International, Inc. Retirement Investment Plan vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$848,210,952 Top 1% higher than 99% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
Nomura Securities International, Inc. Retirement Investment Plan's large-plan peer group by participant headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Nomura Securities International, Inc. Retirement Investment Plan lands in the large band (1,819 participants).
DOL schedule card
Filing strip 132642206 · Nomura Securities International, Inc. PY 2022 · 401(k)
Nomura Securities International, Inc. Retirement Investment Plan · $848M · 1,819 · 99th
- PHOTO $848M
- PHOTO 1,819
- PHOTO 99th
- PHOTO 401(k)
- PHOTO near Heartland Dental 401(k) and Stock Participation Plan
- PHOTO ind #9030
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →
Nomura Securities International, Inc. Retirement Investment Plan in the asset neighbourhood
New York filing particulars
| Total Assets (Beginning of Year) | $1.0B |
|---|---|
| Net Assets (End of Year) | $848M |
| Net Income | -$158M |
| Employer EIN | 132642206 |
| Plan Effective Date | 1986-04-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Nomura Securities International, Inc.)
Sponsor-wide plan assets over time
All Nomura Securities International, Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $1.2B 41.01620642596938% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 1,819 | $848M |
| 2023 | 1 | 1,923 | $1.0B |
| 2024 | 1 | 2,107 | $1.2B |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $53.4B · 56,376
- Morgan Stanley 401(k) Plan $16.4B · 42,924
- The Pepsico Savings Plan $12.1B · 129,846
- Deloitte 401(k) Plan $11.0B · 74,687
- The Goldman Sachs 401(k) Plan $9.7B · 22,650
Nomura Securities International, Inc. Retirement Investment Plan's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Heartland Dental 401(k) and Stock Participation Plan in IL ($847M); by covered participants it is The Plymouth Rock Companies Savings and Investment Plan in MA (1,818 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($848M here).
- Heartland Dental 401(k) and Stock Participation Plan (IL) $847M · 13,998
- The Putnam Retirement Plan (MA) $849M · 1,292
- Anywhere Real Estate Group LLC Employee Savings Plan (NJ) $847M · 9,220
- Vizient 401(k) Savings Plan (TX) $847M · 3,916
Similar participant headcount
Nearest other-state filings by covered participants (1,819 participants); asset peers above are excluded.
- The Plymouth Rock Companies Savings and Investment Plan (MA) 1,818 · 1 off
- Lamb Weston, Inc. 401(k) Plan for Salaried and Hourly Employees (ID) 1,820 · 1 off
- Muscogee Nation Gaming Enterprises 401(k) Plan (OK) 1,818 · 1 off
- Benjamin Moore & Co. Deferred Savings and Investment Plan (NJ) 1,817 · 2 off
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.