401(k) · DOL Form 5500 · 2022

Phillips Auctioneers, LLC 401(k) Plan

Data updated 2026-08-25

$15M
Total assets Small plan by assets
197
Participants Below avg headcount
72nd
Percentile by assets National rank
$74,477
Avg per participant Below avg balance/head
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Official DOL plan name: Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust · Sponsored by Phillips Auctioneers, LLC · New York · Retail Trade

$15M in assets, 197 participants

Phillips Auctioneers, LLC's Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust reported $15M in total assets and 197 participants in its 2022 DOL Form 5500 filing, ranking in the 72nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,861 in Retail Trade (9,519 peers)

Coverage in New York

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust covers 197 participants in New York, about 25% of the average New York filer (state average ~798 per filing). Assets: $15M.

#7,861
in Retail Trade (9,519 peers)
-6.9%
assets change YoY

The plan reported a net loss of $1M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust's outsized position by total assets

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$14,671,900 Top 28% higher than 72% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust sits mid-pack in the medium band (197 participants).

Form 5500 schedule snapshot

Filing strip 300159130 · Phillips Auctioneers, LLC PY 2022 · 401(k)

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust · $15M · 197 · 72nd

  • EIN $15M
  • EIN 197
  • EIN 72nd
  • EIN 401(k)
  • EIN near Sterling Lumber & Investment Company 401(k) Plan
  • EIN ind #7861

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Retail Trade retirement plans → · Plans in New York →

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust in the asset neighbourhood

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and TrustPhillips Auctioneers, LLC 40…$15MSterling Lumber & Investment Company 401(k) PlanSterling Lumber & Investment…$15MJack Schmitt Family of Dealerships, Inc. 401(k) PlanJack Schmitt Family of Deale…$15MAdvocates for Basic Legal Equality, Inc. and Legal Aid of Western Ohio, Inc. Retirement Savings PlanAdvocates for Basic Legal Eq…$15MMidwest Health Services Retirement PlanMidwest Health Services Reti…$15M
End-of-year total assets ($M) among Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

New York filing particulars

Total Assets (Beginning of Year)$16M
Net Assets (End of Year)$15M
Net Income-$1M
Employer EIN300159130
Plan Effective Date2014-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Phillips Auctioneers, LLC)

Sponsor-wide plan assets over time

All Phillips Auctioneers, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$24M 64.58449825857592% vs 2022
2024 filing year
$10M$15M$20M$25M$30M 202220232024 $14.7M $24.2M ▲ +64.6%
Year Plans Participants Total Assets
2022 1 197 $15M
2023 1 226 $20M
2024 1 240 $24M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust, Total assets ($B): 0.0146719 · Participants: 197Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and TrustIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust vs. nearby 401(k) plans in New York, assets vs. participants
Compare Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust side-by-side with 3 peers →

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Sterling Lumber & Investment Company 401(k) Plan in CO ($15M); by covered participants it is Solar Supply, LLC 401(k) Profit Sharing Plan in LA (197 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (197 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust assets move in 2022? ▼
Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust pulled back noticeably - down 6.9% during 2022, from $16M to $15M. Reported net income was -$1M.
How have Phillips Auctioneers, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Phillips Auctioneers, LLC's sponsor-wide assets grew 64.6%, from $15M to $24M.
Which 401(k) plans are similar in size to Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust? ▼
Among 401(k) plans in other states, the closest by assets is Sterling Lumber & Investment Company 401(k) Plan in CO ($15M, 133 participants).
Which 401(k) plans cover a similar participant headcount to Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Solar Supply, LLC 401(k) Profit Sharing Plan in LA (197 participants, $16M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 300159130.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.