ESOP · DOL Form 5500 · 2022

Locke Roofing & Waterproofing, Inc. ESOP

Data updated 2026-08-25

$812K
Total assets Small plan by assets
25
Participants Small participant base
23rd
Percentile by assets National rank
$32,484
Avg per participant Low balance/head
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Official DOL plan name: Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust · Sponsored by Locke Roofing & Waterproofing, Inc. · Arizona · Construction

$812K in assets, 25 participants

Locke Roofing & Waterproofing, Inc.'s Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust reported $812K in total assets and 25 participants in its 2022 DOL Form 5500 filing, ranking in the 23rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,006 in Construction (9,927 peers)

Locke Roofing & Waterproofing, Inc. multi-year trail

Locke Roofing & Waterproofing, Inc.'s plans moved +27.7% in assets from 2022 to 2024; this filing shows Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust at $812K / 25 participants.

#2,006
in Construction (9,927 peers)
+117.8%
assets growth YoY

Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust among the smaller filed plans by assets

Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$812,090 23rd percentile higher than 23% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust is a small filing (25 participants) on this national headcount ladder.

DOL schedule card

Filing strip 860897631 · Locke Roofing & Waterproofing, Inc. PY 2022 · ESOP

Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust · $812K · 25 · 23rd

  • PCT $812K
  • PCT 25
  • PCT 23rd
  • PCT ESOP
  • PCT near J.T. Chapman Company Stock Bonus Employee Stock Ownership Plan & Trust
  • PCT ind #2006

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Arizona →

Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust in the asset neighbourhood

Brooks & Brooks Services, Inc. Employee Stock Ownership PlanBrooks & Brooks Services, In…$816KLocke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and TrustLocke Roofing & Waterproofin…$812KJ.T. Chapman Company Stock Bonus Employee Stock Ownership Plan & TrustJ.T. Chapman Company Stock B…$813KEast Texas Mack, Inc. Employee Stock Ownership PlanEast Texas Mack, Inc. Employ…$810KFurman Foods, Inc. Employee Stock Ownership PlanFurman Foods, Inc. Employee …$808K
End-of-year total assets ($M) among Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2022.

Locke Roofing & Waterproofing, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Locke Roofing & Waterproofing, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$1M 27.67279488726619% vs 2022
2024 filing year
$0.7M$0.8M$0.9M$1M$1.1M 202220232024 $0.81M $1.04M ▲ +28.4%
Year Plans Participants Total Assets
2022 1 25 $812K
2023 1 25 $960K
2024 1 23 $1M

Locke Roofing & Waterproofing, Inc. filing trail (2022)

Total Assets (Beginning of Year)$373K
Net Assets (End of Year)$325K
Net Income$578K
Employer EIN860897631
Plan Effective Date2019-01-01
Filing StatusFILING RECEIVED

Nearby ESOP Plans in Arizona

Peer ESOP plans, same state, same plan type, ranked by total assets.

Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust vs. nearby ESOP plans in Arizona, assets vs. participants Scatter plot of 6 data points. -500005000100001500020000 -2000200400600800 Total assets ($M) Participants Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust, Total assets ($M): 0.81209 · Participants: 25Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and TrustThe Sundt Companies Employee Stock Ownership Plan, Total assets ($M): 653.823941 · Participants: 1879The Sundt Companies Employee Stock Ownership PlanU-Haul Holding Company Employee Stock Ownership Plan, Total assets ($M): 498.168071 · Participants: 18179U-Haul Holding Company Employee Stock Ownership PlanSpencer's Air Conditioning & Appliance, Inc. Employee Stock Ownership Plan, Total assets ($M): 309.035135 · Participants: 235Spencer's Air Conditioning & Appliance, Inc. Employee Stock Ownership PlanPima Medical Institute Employee Stock Ownership Plan, Total assets ($M): 190.288581 · Participants: 1362Pima Medical Institute Employee Stock Ownership PlanRvr Employee Stock Ownership Plan, Total assets ($M): 144.534583 · Participants: 139Rvr Employee Stock Ownership Plan
Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust vs. nearby ESOP plans in Arizona, assets vs. participants
Compare Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust side-by-side with 3 peers →

Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust's out-of-state ESOP peers by assets and headcount

Outside Arizona, the nearest ESOP by assets is J.T. Chapman Company Stock Bonus Employee Stock Ownership Plan & Trust in TX ($813K); by covered participants it is Econocorp, Inc. Employee Stock Ownership Plan in MA (25 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (25 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust assets move in 2022? ▼
Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust surged - up 117.8% during 2022, from $373K to $812K. Reported net income was $578K.
How have Locke Roofing & Waterproofing, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Locke Roofing & Waterproofing, Inc.'s sponsor-wide assets grew 27.7%, from $812K to $1M.
Where does Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust rank by assets among Form 5500 filers? ▼
Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust ranks in the 23rd percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (among the smaller plans by assets on file).
Which ESOP plans are similar in size to Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust? ▼
Among ESOP plans in other states, the closest by assets is J.T. Chapman Company Stock Bonus Employee Stock Ownership Plan & Trust in TX ($813K, 9 participants).
Which ESOP plans cover a similar participant headcount to Locke Roofing & Waterproofing, Inc. Employee Stock Ownership Plan and Trust? ▼
Among ESOP plans in other states, the closest by covered participants is Econocorp, Inc. Employee Stock Ownership Plan in MA (25 participants, $291K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 860897631.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.