401(k) · DOL Form 5500 · 2022

Southwestern Investment Advisory Services, LLC 401(k) Plan

Data updated 2026-08-25

$10M
Total assets Small plan by assets
155
Participants Small participant base
64th
Percentile by assets National rank
$63,114
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Southwestern Investment Group 401(k) Profit Sharing Plan · Sponsored by Southwestern Investment Advisory Services, LLC · Tennessee · Finance & Insurance

$10M in assets, 155 participants

Southwestern Investment Advisory Services, LLC's Southwestern Investment Group 401(k) Profit Sharing Plan reported $10M in total assets and 155 participants in its 2022 DOL Form 5500 filing, ranking in the 64th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,434 in Finance & Insurance (9,261 peers)

Coverage in Tennessee

Southwestern Investment Group 401(k) Profit Sharing Plan covers 155 participants in Tennessee, about 14% of the average Tennessee filer (state average ~1,126 per filing). Assets: $10M.

#4,434
in Finance & Insurance (9,261 peers)
+1.1%
assets growth YoY

The plan reported a net loss of $79K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Southwestern Investment Group 401(k) Profit Sharing Plan's mid-pack asset rank among Finance & Insurance and all filers

Southwestern Investment Group 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$9,782,605 Top 36% higher than 64% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Southwestern Investment Group 401(k) Profit Sharing Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Southwestern Investment Group 401(k) Profit Sharing Plan sits mid-pack in the medium band (155 participants).

DOL schedule card

Filing strip 471471217 · Southwestern Investment Advisory Services, LLC PY 2022 · 401(k)

Southwestern Investment Group 401(k) Profit Sharing Plan · $10M · 155 · 64th

  • PCT $10M
  • PCT 155
  • PCT 64th
  • PCT 401(k)
  • PCT near Mcclure & Sons, Inc. 401(k)
  • PCT ind #4434

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Tennessee →

Southwestern Investment Group 401(k) Profit Sharing Plan in the asset neighbourhood

Southwestern Investment Group 401(k) Profit Sharing PlanSouthwestern Investment Grou…$10MMcclure & Sons, Inc. 401(k)$10MChest Medicine and Critical Care Medical Group, Inc. 401(k) Profit Sharing PlanChest Medicine and Critical …$10MKc Group 401(k) Plan$10MVericon Construction Company, LLC 401(k) PlanVericon Construction Company…$10M
End-of-year total assets ($M) among Southwestern Investment Group 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Tennessee filing particulars

Total Assets (Beginning of Year)$10M
Net Assets (End of Year)$10M
Net Income-$79K
Employer EIN471471217
Plan Effective Date2021-12-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Southwestern Investment Advisory Services, LLC)

Sponsor-wide plan assets over time

All Southwestern Investment Advisory Services, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$16M 63.944399267884165% vs 2022
2024 filing year
$8M$10M$12M$14M$16M$18M 202220232024 $9.78M $16M ▲ +64.0%
Year Plans Participants Total Assets
2022 1 155 $10M
2023 1 162 $13M
2024 1 170 $16M

Nearby 401(k) Plans in Tennessee

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Southwestern Investment Group 401(k) Profit Sharing Plan vs. nearby 401(k) plans in Tennessee, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000 -50510152025 Total assets ($B) Participants Southwestern Investment Group 401(k) Profit Sharing Plan, Total assets ($B): 0.009782605 · Participants: 155Southwestern Investment Group 401(k) Profit Sharing PlanFedex Corporation Retirement Savings Plan, Total assets ($B): 21.031401128 · Participants: 220835Fedex Corporation Retirement Savings PlanHca 401(k) Plan, Total assets ($B): 18.669830548 · Participants: 280576Hca 401(k) PlanInternational Paper Company Salaried Savings Plan, Total assets ($B): 4.178827147 · Participants: 11839International Paper Company Salaried Savings PlanFederal Express Corporation Pilots Retirement Savings Plan, Total assets ($B): 4.035859621 · Participants: 5305Federal Express Corporation Pilots Retirement Savings PlanChs/Community Health Systems, Inc. Retirement Savings Plan, Total assets ($B): 4.015461486 · Participants: 62485Chs/Community Health Systems, Inc. Retirement Savings Plan
Southwestern Investment Group 401(k) Profit Sharing Plan vs. nearby 401(k) plans in Tennessee, assets vs. participants
Compare Southwestern Investment Group 401(k) Profit Sharing Plan side-by-side with 3 peers →

Southwestern Investment Group 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside Tennessee, the nearest 401(k) by assets is Mcclure & Sons, Inc. 401(k) in WA ($10M); by covered participants it is Convention and Cultural Services, Inc. 401(k) Plan in TX (155 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (155 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Southwestern Investment Group 401(k) Profit Sharing Plan assets move in 2022? ▼
Southwestern Investment Group 401(k) Profit Sharing Plan edged up modestly - up 1.1% during 2022, from $10M to $10M. Reported net income was -$79K.
How have Southwestern Investment Advisory Services, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Southwestern Investment Advisory Services, LLC's sponsor-wide assets grew 63.9%, from $10M to $16M.
Which 401(k) plans are similar in size to Southwestern Investment Group 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Mcclure & Sons, Inc. 401(k) in WA ($10M, 104 participants).
Which 401(k) plans cover a similar participant headcount to Southwestern Investment Group 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Convention and Cultural Services, Inc. 401(k) Plan in TX (155 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 471471217.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.