401(k)
2022 plan-year 401(k) DOL Form 5500

Regulus 401(k)

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Regulus Group, LLC · Virginia · Professional & Technical Services

What the 2023 filing shows

Regulus 401(k) holds $37M for 206 participants — about $180,090 per participant, down 10.6% over the 2022 plan year.

$37M
total plan assets (2022 EOY)
206
covered participants
$180,090
avg assets per participant
-10.6%
assets change YoY

The plan reported a net loss of $4M for the year — a single-year figure driven by markets and benefit payments, not a measure of plan health.

Total Assets (2023)
$37M
Participants
206
State
Industry
Professional & Technical Services

What the Filing Says About Regulus 401(k)

Regulus 401(k) is a 401(k) retirement plan sponsored by Regulus Group, LLC, headquartered in Virginia. As of the 2022 Form 5500 filing, the plan reports $37M in total end-of-year assets and covers 206 participants across the Professional & Technical Services industry. The sponsor's EIN on file with the U.S. Department of Labor is 331009928, and the plan has been effective since 2004-01-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $41M at the beginning of 2022 to $37M at year-end — a decline of 10.6%. Net assets (after liabilities) closed the year at $37M, with reported net income of $-4,399,178 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$41M
Total Assets (End of Year)$37M
Net Assets (End of Year)$37M
Net Income$-4,399,178
Plan Type401(k)
Employer EIN331009928
Plan Effective Date2004-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Regulus Group, LLC)

Year Plans Participants Total Assets
2022 1 206 $37M
2023 1 212 $47M
2024 1 222 $55M

Nearby 401(k) Plans in Virginia

Peer 401(k) plans — same state, same plan type — ranked by total assets.

Frequently Asked Questions

How much money is in the Regulus 401(k)?
As of the 2022 Form 5500 filing, Regulus 401(k) holds $37M in total assets with 206 participants. It is sponsored by Regulus Group, LLC.
What type of plan is Regulus 401(k)?
Regulus 401(k) is a 401(k) plan. It has been effective since 2004-01-01. The plan is filed with the U.S. Department of Labor under EIN 331009928.
Who sponsors the Regulus 401(k)?
Regulus 401(k) is sponsored by Regulus Group, LLC, located in Virginia. The sponsor's EIN is 331009928 and the plan operates in the Professional & Technical Services industry.
How did Regulus 401(k) perform in 2022?
Regulus 401(k) declined by 10.6% during 2022, moving from $41M to $37M in total assets. Net income was $-4,399,178.
Where can I find official filings for Regulus 401(k)?
Official Form 5500 filings for Regulus 401(k) are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 331009928 or plan name at efast.dol.gov.
How does Regulus 401(k) compare to other plans?
You can compare Regulus 401(k) against other 401(k) plans on the plan type page, or view plans in Virginia on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 331009928.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.