401(k) · DOL Form 5500 · 2022

Imperial Capital, LLC 401(k) Plan

Data updated 2026-08-25

$33M
Total assets Below avg plan size
152
Participants Small participant base
84th
Percentile by assets National rank
$213,946
Avg per participant Above avg balance/head
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Official DOL plan name: The Imperial Capital, LLC 401(k) Plan · Sponsored by Imperial Capital, LLC · California · Finance & Insurance

$33M in assets, 152 participants

Imperial Capital, LLC's The Imperial Capital, LLC 401(k) Plan reported $33M in total assets and 152 participants in its 2022 DOL Form 5500 filing, ranking in the 84th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,832 in Finance & Insurance (9,261 peers)

Coverage in California

The Imperial Capital, LLC 401(k) Plan covers 152 participants in California, about 24% of the average California filer (state average ~630 per filing). Assets: $33M.

#6,832
in Finance & Insurance (9,261 peers)
-18.6%
assets change YoY
0.3×
vs typical plan assets (national mean)

The plan reported a net loss of $7M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

The Imperial Capital, LLC 401(k) Plan's outsized position by total assets

The Imperial Capital, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$32,519,823 Top 16% higher than 84% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

The Imperial Capital, LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Imperial Capital, LLC 401(k) Plan sits mid-pack in the medium band (152 participants).

Plan-year Form 5500 strip

Filing strip 954644495 · Imperial Capital, LLC PY 2022 · 401(k)

The Imperial Capital, LLC 401(k) Plan · $33M · 152 · 84th

  • PART $33M
  • PART 152
  • PART 84th
  • PART 401(k)
  • PART near Ridgewood Energy Corp 401(k) Profit Sharing Plan and Trust
  • PART ind #6832

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

The Imperial Capital, LLC 401(k) Plan in the asset neighbourhood

Macatawa Bank 401(k) Plan$33MThe Imperial Capital, LLC 401(k) PlanThe Imperial Capital, LLC 40…$33MRidgewood Energy Corp 401(k) Profit Sharing Plan and TrustRidgewood Energy Corp 401(k)…$33MGreenmark Equipment, LLC Retirement PlanGreenmark Equipment, LLC Ret…$33MPearl River Valley Electric Power Association 401(k) Retirement Savings PlanPearl River Valley Electric …$33M
End-of-year total assets ($M) among The Imperial Capital, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

California filing particulars

Total Assets (Beginning of Year)$40M
Net Assets (End of Year)$33M
Net Income-$7M
Employer EIN954644495
Plan Effective Date1993-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Imperial Capital, LLC)

Sponsor-wide plan assets over time

All Imperial Capital, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$45M 37.72764999366694% vs 2022
2024 filing year
$30M$35M$40M$45M$50M 202220232024 $32.5M $44.8M ▲ +37.7%
Year Plans Participants Total Assets
2022 1 152 $33M
2023 1 134 $38M
2024 1 118 $45M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Imperial Capital, LLC 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants The Imperial Capital, LLC 401(k) Plan, Total assets ($B): 0.032519823 · Participants: 152The Imperial Capital, LLC 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 45.765616608 · Participants: 205865Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 28.89820221 · Participants: 102963Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 21.851716605 · Participants: 46320Oracle Corporation 401(k) Savings and Investment PlanChevron Employee Savings Investment Plan, Total assets ($B): 18.60989746 · Participants: 19946Chevron Employee Savings Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 18.361585903 · Participants: 54672Intel 401(k) Savings Plan
The Imperial Capital, LLC 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare The Imperial Capital, LLC 401(k) Plan side-by-side with 3 peers →

The Imperial Capital, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Ridgewood Energy Corp 401(k) Profit Sharing Plan and Trust in NJ ($33M); by covered participants it is Advanced Technologies and Laboratories (Atl) International, Inc. 401(k) Plan in MD (152 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (152 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Imperial Capital, LLC 401(k) Plan assets move in 2022? ▼
The Imperial Capital, LLC 401(k) Plan declined sharply - down 18.6% during 2022, from $40M to $33M. Reported net income was -$7M.
How have Imperial Capital, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Imperial Capital, LLC's sponsor-wide assets grew 37.7%, from $33M to $45M.
Where does The Imperial Capital, LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
The Imperial Capital, LLC 401(k) Plan ranks in the 84th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to The Imperial Capital, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Ridgewood Energy Corp 401(k) Profit Sharing Plan and Trust in NJ ($33M, 87 participants).
Which 401(k) plans cover a similar participant headcount to The Imperial Capital, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Advanced Technologies and Laboratories (Atl) International, Inc. 401(k) Plan in MD (152 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 954644495.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.