401(k) · DOL Form 5500 · 2022

Apex Fund Services (Charlotte) LLC 401(k) Plan

Data updated 2026-08-25

$17M
Total assets Small plan by assets
450
Participants Below avg headcount
75th
Percentile by assets National rank
$38,642
Avg per participant Low balance/head
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Official DOL plan name: Apex Fund Services 401(k) Plan · Sponsored by Apex Fund Services (Charlotte) LLC · New York · Finance & Insurance

$17M in assets, 450 participants

Apex Fund Services (Charlotte) LLC's Apex Fund Services 401(k) Plan reported $17M in total assets and 450 participants in its 2022 DOL Form 5500 filing, ranking in the 75th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,630 in Finance & Insurance (9,261 peers)

Where Apex Fund Services 401(k) Plan sits by assets

Apex Fund Services 401(k) Plan sits in the top quartile of all filed plans by assets, $17M for 450 participants (~$38,642/participant), up 12.4% in 2022.

#5,630
in Finance & Insurance (9,261 peers)
+12.4%
assets growth YoY
0.2×
vs typical plan assets (national mean)

The plan reported a net loss of $1M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Apex Fund Services 401(k) Plan's outsized position by total assets

Apex Fund Services 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$17,388,824 Top 25% higher than 75% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Apex Fund Services 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Apex Fund Services 401(k) Plan sits mid-pack in the medium band (450 participants).

Form 5500 schedule snapshot

Filing strip 421644246 · Apex Fund Services (Charlotte) LLC PY 2022 · 401(k)

Apex Fund Services 401(k) Plan · $17M · 450 · 75th

  • PCT $17M
  • EIN 450
  • RANK 75th
  • PHOTO 401(k)
  • IND near Eckert Cold Storage Co. Profit Sharing 401(k) Plan
  • EOY ind #5630

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Apex Fund Services 401(k) Plan in the asset neighbourhood

Apex Fund Services 401(k) PlanApex Fund Services 401(k) Pl…$17MEckert Cold Storage Co. Profit Sharing 401(k) PlanEckert Cold Storage Co. Prof…$17MFamily Care Health Centers Retirement PlanFamily Care Health Centers R…$17MCarson Valley Medical Center Retirement Savings PlanCarson Valley Medical Center…$17MAmerican State Equipment Co., Inc. Employees' 401(k) PlanAmerican State Equipment Co.…$17M
End-of-year total assets ($M) among Apex Fund Services 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$15M
Net Assets (End of Year)$17M
Net Income-$1M
Employer EIN421644246
Plan Effective Date1997-03-26
Filing StatusFILING RECEIVED

Sponsor Plan History (Apex Fund Services (Charlotte) LLC)

Sponsor-wide plan assets over time

All Apex Fund Services (Charlotte) LLC plans reported in each filing year

Latest sponsor-wide plan assets
$49M 182.84473981679267% vs 2022
2024 filing year
$10M$20M$30M$40M$50M$60M 202220232024 $17.4M $49.2M ▲ +182.8%
Year Plans Participants Total Assets
2022 1 450 $17M
2023 1 307 $23M
2024 1 703 $49M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Apex Fund Services 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Apex Fund Services 401(k) Plan, Total assets ($B): 0.017388824 · Participants: 450Apex Fund Services 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Apex Fund Services 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Apex Fund Services 401(k) Plan side-by-side with 3 peers →

Apex Fund Services 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Eckert Cold Storage Co. Profit Sharing 401(k) Plan in CA ($17M); by covered participants it is Intellia Tx, Inc. 401(k) Plan in MA (450 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (450 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Apex Fund Services 401(k) Plan assets move in 2022? ▼
Apex Fund Services 401(k) Plan grew at a solid clip - up 12.4% during 2022, from $15M to $17M. Reported net income was -$1M.
How have Apex Fund Services (Charlotte) LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Apex Fund Services (Charlotte) LLC's sponsor-wide assets grew 182.8%, from $17M to $49M.
Where does Apex Fund Services 401(k) Plan rank by assets among Form 5500 filers? ▼
Apex Fund Services 401(k) Plan ranks in the 75th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Apex Fund Services 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Eckert Cold Storage Co. Profit Sharing 401(k) Plan in CA ($17M, 39 participants).
Which 401(k) plans cover a similar participant headcount to Apex Fund Services 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Intellia Tx, Inc. 401(k) Plan in MA (450 participants, $31M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 421644246.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.