ESOP · DOL Form 5500 · 2023
The Caldwell Group, Inc. ESOP
Data updated 2026-08-25
- N/A
- Total assets —
- 78
- Participants Small participant base
Official DOL plan name: Caldwell Group Employee Stock Ownership Plan · Sponsored by The Caldwell Group, Inc. · Illinois · Manufacturing
N/A in assets, 78 participants
The Caldwell Group, Inc.'s Caldwell Group Employee Stock Ownership Plan reported N/A in total assets and 78 participants in its 2023 DOL Form 5500 filing. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
What the 2023 filing shows
Caldwell Group Employee Stock Ownership Plan holds N/A for 78 participants.
- -$855K
- reported net income
The plan reported a net loss of $855K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Caldwell Group Employee Stock Ownership Plan among smaller filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Caldwell Group Employee Stock Ownership Plan is a small filing (78 participants) on this national headcount ladder.
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Caldwell Group Employee Stock Ownership Plan reported net income fell from -$698K in the plan year 2022 filing to -$855K in the plan year 2023 filing.
- Caldwell Group Employee Stock Ownership Plan reported participants fell from 93 in the plan year 2022 filing to 78 in the plan year 2023 filing.
Published 5500 schedule card
Filing strip 362896884 · The Caldwell Group, Inc. PY 2023 · ESOP
Caldwell Group Employee Stock Ownership Plan · N/A · 78
- IND N/A
- IND 78
- IND PY 2023
- IND ESOP
- IND near Chillco, Inc. Employee Stock Ownership Plan
- IND -$855K
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Illinois →
Filing particulars (2023)
| Total Assets (Beginning of Year) | $855K |
|---|---|
| Net Assets (End of Year) | N/A |
| Net Income | -$855K |
| Employer EIN | 362896884 |
| Plan Effective Date | 2001-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (The Caldwell Group, Inc.)
Sponsor-wide plan assets over time
All The Caldwell Group, Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- N/A
- 2023 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 214 | $5M |
| 2023 | 1 | 78 | N/A |
Nearby ESOP Plans in Illinois
Peer ESOP plans, same state, same plan type, ranked by total assets.
- Amsted Industries Incorporated Employees' Stock Ownership Plan $4.4B · 4,738
- Kehe Distributors, Inc. Employee Stock Ownership Plan $1.6B · 4,251
- Scot Forge Company Employee Stock Ownership Plan $1.2B · 486
- Bdo USA Employee Stock Ownership Plan $915M · 10,168
- Bdo USA Employee Stock Ownership Plan $915M · 10,168
Caldwell Group Employee Stock Ownership Plan's closest out-of-state ESOP peers by headcount
Outside Illinois, the nearest ESOP by covered participants is Chillco, Inc. Employee Stock Ownership Plan in LA (78 participants; this filing: 78 participants).
Similar participant headcount
Nearest other-state filings by covered participants (78 participants); asset peers above are excluded.
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.