401(k) · DOL Form 5500 · 2023

Rick O'hara & Associates, Inc. 401(k) Plan

Data updated 2026-08-25

$9M
Total assets Small plan by assets
2
Participants Small participant base
57th
Percentile by assets National rank
$4.7M
Avg per participant High balance/head
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Official DOL plan name: Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan · Sponsored by Rick O'hara & Associates, Inc. · California · Finance & Insurance

$9M in assets, 2 participants

Rick O'hara & Associates, Inc.'s Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan reported $9M in total assets and 2 participants in its 2023 DOL Form 5500 filing, ranking in the 57th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,705 in Finance & Insurance (8,869 peers)

What the 2023 filing shows

Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan holds $9M for 2 participants - about $4.7M per participant, above the median plan by assets.

#3,705
in Finance & Insurance (8,869 peers)
+3.2%
assets growth YoY

Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan's mid-pack asset rank among Finance & Insurance and all filers

Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$9,324,213 Top 43% higher than 57% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan is a micro filing (2 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan reported net income fell from $328K in the plan year 2022 filing to $287K in the plan year 2023 filing.
  • Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan end-of-year assets rose from $9M in the plan year 2022 filing to $9M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 953865511 · Rick O'hara & Associates, Inc. PY 2023 · 401(k)

Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan · $9M · 2 · 57th

  • EBSA $9M
  • PART 2
  • TYPE 57th
  • NET 401(k)
  • BOOK near Madison Medical 401(k) Plan
  • VS-ST ind #3705

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan in the asset neighbourhood

Boots Retail USA, Inc. 401(k) PlanBoots Retail USA, Inc. 401(k…$9MRick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing PlanRick O'hara & Associates, In…$9MMadison Medical 401(k) Plan$9MAwr Group Inc. 401(k) Profit Sharing PlanAwr Group Inc. 401(k) Profit…$9MWillamette View, Inc. 401(k) Retirement PlanWillamette View, Inc. 401(k)…$9M
End-of-year total assets ($M) among Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Filing particulars (2023)

Total Assets (Beginning of Year)$9M
Net Assets (End of Year)$9M
Net Income$287K
Employer EIN953865511
Plan Effective Date2002-09-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Rick O'hara & Associates, Inc.)

Sponsor-wide plan assets over time

All Rick O'hara & Associates, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$8M 6.813989367899813% vs 2022
2024 filing year
$8M$8.5M$9M$9.5M 202220232024 $9.04M $8.42M ▼ -6.9%
Year Plans Participants Total Assets
2022 1 2 $9M
2023 1 2 $9M
2024 1 2 $8M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan, Total assets ($B): 0.009324213 · Participants: 2Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan side-by-side with 3 peers →

Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Madison Medical 401(k) Plan in IL ($9M); by covered participants it is Napa Bound Retirement Plan in FL (2 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($9M here).

Similar participant headcount

Nearest other-state filings by covered participants (2 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan assets move in 2023? ▼
Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan edged up modestly - up 3.2% during 2023, from $9M to $9M. Reported net income was $287K.
How have Rick O'hara & Associates, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rick O'hara & Associates, Inc.'s sponsor-wide assets declined 6.8%, from $9M to $8M.
Which 401(k) plans are similar in size to Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Madison Medical 401(k) Plan in IL ($9M, 273 participants).
Which 401(k) plans cover a similar participant headcount to Rick O'hara & Associates, Inc. 401(k) Safe Harbor Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Napa Bound Retirement Plan in FL (2 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 953865511.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.