401(k) · DOL Form 5500 · 2023

Tristate Brokers Corp. 401(k) Plan

Data updated 2026-08-25

$992K
Total assets Small plan by assets
1
Participants Small participant base
24th
Percentile by assets National rank
$992,206
Avg per participant High balance/head
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Official DOL plan name: Tristate Brokers Corp. 401(k) Plan · Sponsored by Tristate Brokers Corp. · Virginia · Finance & Insurance

$992K in assets, 1 participants

Tristate Brokers Corp.'s Tristate Brokers Corp. 401(k) Plan reported $992K in total assets and 1 participant in its 2023 DOL Form 5500 filing, ranking in the 24th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,344 in Finance & Insurance (8,869 peers)

Tristate Brokers Corp. multi-year trail

Tristate Brokers Corp.'s plans moved -27.9% in assets from 2022 to 2024; this filing shows Tristate Brokers Corp. 401(k) Plan at $992K / 1 participant.

#1,344
in Finance & Insurance (8,869 peers)
-21.4%
assets change YoY

The plan reported a net loss of $271K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Tristate Brokers Corp. 401(k) Plan among the smaller filed plans by assets

Tristate Brokers Corp. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$992,206 24th percentile higher than 24% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Tristate Brokers Corp. 401(k) Plan among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Tristate Brokers Corp. 401(k) Plan is a micro filing (1 participant), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Tristate Brokers Corp. 401(k) Plan reported net income fell from $158K in the plan year 2022 filing to -$271K in the plan year 2023 filing.
  • Tristate Brokers Corp. 401(k) Plan reported participants fell from 4 in the plan year 2022 filing to 1 in the plan year 2023 filing.
  • Tristate Brokers Corp. 401(k) Plan end-of-year assets fell from $1M in the plan year 2022 filing to $992K in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 461456378 · Tristate Brokers Corp. PY 2023 · 401(k)

Tristate Brokers Corp. 401(k) Plan · $992K · 1 · 24th

  • IND $992K
  • EOY 1
  • 5500 24th
  • ASSETS 401(k)
  • PCT near Homelight Settlement 401(k) Plan
  • EIN ind #1344

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Virginia →

Tristate Brokers Corp. 401(k) Plan in the asset neighbourhood

Tristate Brokers Corp. 401(k) PlanTristate Brokers Corp. 401(k…$992KHomelight Settlement 401(k) PlanHomelight Settlement 401(k) …$992KAsos US, Inc. 401(k) Profit Sharing PlanAsos US, Inc. 401(k) Profit …$992KSpangler Enterprises Inc. Retirement PlanSpangler Enterprises Inc. Re…$992KSorelle Tree Farm, Inc. 401(k) PlanSorelle Tree Farm, Inc. 401(…$992K
End-of-year total assets ($M) among Tristate Brokers Corp. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Tristate Brokers Corp. multi-year asset trail

Sponsor-wide plan assets over time

All Tristate Brokers Corp. plans reported in each filing year

Latest sponsor-wide plan assets
$911K 27.909210097126735% vs 2022
2024 filing year
$0.8M$1M$1.2M$1.4M 202220232024 $1.26M $0.91M ▼ -27.8%
Year Plans Participants Total Assets
2022 1 4 $1M
2023 1 1 $992K
2024 1 1 $911K

Tristate Brokers Corp. filing trail (2023)

Total Assets (Beginning of Year)$1M
Net Assets (End of Year)$992K
Net Income-$271K
Employer EIN461456378
Plan Effective Date2012-11-28
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Virginia

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Tristate Brokers Corp. 401(k) Plan vs. nearby 401(k) plans in Virginia, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -10010203040 Total assets ($B) Participants Tristate Brokers Corp. 401(k) Plan, Total assets ($B): 0.000992206 · Participants: 1Tristate Brokers Corp. 401(k) PlanNorthrop Grumman Savings Plan, Total assets ($B): 36.173098625 · Participants: 97987Northrop Grumman Savings Plan401(k) Pension Plan, Total assets ($B): 14.97867624 · Participants: 62467401(k) Pension PlanGeneral Dynamics Corporation 401(k) Plan 6.0, Total assets ($B): 11.167449098 · Participants: 48860General Dynamics Corporation 401(k) Plan 6.0Leidos, Inc. Retirement Plan, Total assets ($B): 10.583898778 · Participants: 27043Leidos, Inc. Retirement PlanBae Systems Employees' Savings and Investment Plan, Total assets ($B): 9.406287325 · Participants: 31681Bae Systems Employees' Savings and Investment Plan
Tristate Brokers Corp. 401(k) Plan vs. nearby 401(k) plans in Virginia, assets vs. participants
Compare Tristate Brokers Corp. 401(k) Plan side-by-side with 3 peers →

Tristate Brokers Corp. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Virginia, the nearest 401(k) by assets is Homelight Settlement 401(k) Plan in CA ($992K); by covered participants it is Beandel, Inc. 401(k) Profit Sharing Plan in UT (1 participant). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($992K here).

Similar participant headcount

Nearest other-state filings by covered participants (1 participant); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Tristate Brokers Corp. 401(k) Plan assets move in 2023? ▼
Tristate Brokers Corp. 401(k) Plan declined sharply - down 21.4% during 2023, from $1M to $992K. Reported net income was -$271K.
How have Tristate Brokers Corp. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Tristate Brokers Corp.'s sponsor-wide assets declined 27.9%, from $1M to $911K.
Where does Tristate Brokers Corp. 401(k) Plan rank by assets among Form 5500 filers? ▼
Tristate Brokers Corp. 401(k) Plan ranks in the 24th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).
Which 401(k) plans are similar in size to Tristate Brokers Corp. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Homelight Settlement 401(k) Plan in CA ($992K, 84 participants).
Which 401(k) plans cover a similar participant headcount to Tristate Brokers Corp. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Beandel, Inc. 401(k) Profit Sharing Plan in UT (1 participant, $458 in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 461456378.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.