401(k) · DOL Form 5500 · 2022

Roth Capital Partners, LLC 401(k) Plan

Data updated 2026-08-25

$45M
Total assets Below avg plan size
147
Participants Small participant base
87th
Percentile by assets National rank
$309,216
Avg per participant High balance/head
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Official DOL plan name: Roth Capital Partners, LLC 401(k) Plan · Sponsored by Roth Capital Partners, LLC · California · Finance & Insurance

$45M in assets, 147 participants

Roth Capital Partners, LLC's Roth Capital Partners, LLC 401(k) Plan reported $45M in total assets and 147 participants in its 2022 DOL Form 5500 filing, ranking in the 87th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,360 in Finance & Insurance (9,261 peers)

Coverage in California

Roth Capital Partners, LLC 401(k) Plan covers 147 participants in California, about 23% of the average California filer (state average ~630 per filing). Assets: $45M.

#7,360
in Finance & Insurance (9,261 peers)
+38.7%
assets growth YoY
0.5×
vs typical plan assets (national mean)

Roth Capital Partners, LLC 401(k) Plan's outsized position by total assets

Roth Capital Partners, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$45,454,761 Top 13% higher than 87% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Roth Capital Partners, LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Roth Capital Partners, LLC 401(k) Plan sits mid-pack in the medium band (147 participants).

DOL schedule card

Filing strip 330947643 · Roth Capital Partners, LLC PY 2022 · 401(k)

Roth Capital Partners, LLC 401(k) Plan · $45M · 147 · 87th

  • 5500 $45M
  • ASSETS 147
  • PCT 87th
  • EIN 401(k)
  • RANK near Radiology Consultants of Little Rock, P.a. Employees 401(k) Profit Sharing Plan
  • PHOTO ind #7360

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Roth Capital Partners, LLC 401(k) Plan in the asset neighbourhood

Gold Eagle Company Profit Sharing and Savings PlanGold Eagle Company Profit Sh…$45MAmerican United Life Insurance Company Agents 401(k) PlanAmerican United Life Insuran…$45MPrecise Systems, Inc. 401(k) PlanPrecise Systems, Inc. 401(k)…$45MRoth Capital Partners, LLC 401(k) PlanRoth Capital Partners, LLC 4…$45MRadiology Consultants of Little Rock, P.a. Employees 401(k) Profit Sharing PlanRadiology Consultants of Lit…$45M
End-of-year total assets ($M) among Roth Capital Partners, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

California filing particulars

Total Assets (Beginning of Year)$33M
Net Assets (End of Year)$45M
Net Income$13M
Employer EIN330947643
Plan Effective Date1992-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Roth Capital Partners, LLC)

Sponsor-wide plan assets over time

All Roth Capital Partners, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$65M 42.9837393711079% vs 2022
2024 filing year
$40M$50M$60M$70M 202220232024 $45.5M $65M ▲ +43.0%
Year Plans Participants Total Assets
2022 1 147 $45M
2023 1 213 $55M
2024 1 208 $65M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Roth Capital Partners, LLC 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Roth Capital Partners, LLC 401(k) Plan, Total assets ($B): 0.045454761 · Participants: 147Roth Capital Partners, LLC 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 45.765616608 · Participants: 205865Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 28.89820221 · Participants: 102963Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 21.851716605 · Participants: 46320Oracle Corporation 401(k) Savings and Investment PlanChevron Employee Savings Investment Plan, Total assets ($B): 18.60989746 · Participants: 19946Chevron Employee Savings Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 18.361585903 · Participants: 54672Intel 401(k) Savings Plan
Roth Capital Partners, LLC 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Roth Capital Partners, LLC 401(k) Plan side-by-side with 3 peers →

Roth Capital Partners, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Radiology Consultants of Little Rock, P.a. Employees 401(k) Profit Sharing Plan in AR ($45M); by covered participants it is Volpe Dedicated, Inc. 401(k) Retirement Plan in PA (147 participants). Same-state nearby plans are listed separately above.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Roth Capital Partners, LLC 401(k) Plan assets move in 2022? ▼
Roth Capital Partners, LLC 401(k) Plan surged - up 38.7% during 2022, from $33M to $45M. Reported net income was $13M.
How have Roth Capital Partners, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Roth Capital Partners, LLC's sponsor-wide assets grew 43.0%, from $45M to $65M.
Where does Roth Capital Partners, LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Roth Capital Partners, LLC 401(k) Plan ranks in the 87th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Roth Capital Partners, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Radiology Consultants of Little Rock, P.a. Employees 401(k) Profit Sharing Plan in AR ($45M, 124 participants).
Which 401(k) plans cover a similar participant headcount to Roth Capital Partners, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Volpe Dedicated, Inc. 401(k) Retirement Plan in PA (147 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 330947643.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.