401(k) · DOL Form 5500 · 2023

Derby & Company 401(k) Plan

Data updated 2026-08-25

$16K
Total assets Small plan by assets: N/A
Participants Small participant base: 2nd
Percentile by assets National rank

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Official DOL plan name: Derby and Company, Inc. Retirement Trust · Sponsored by Derby & Company · Massachusetts · Professional & Technical Services

$16K in assets, N/A participants

Derby & Company's Derby and Company, Inc. Retirement Trust reported $16K in total assets and N/A participants in its 2023 DOL Form 5500 filing, ranking in the 2nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#356 in Professional & Technical Services (20,321 peers)

What the 2023 filing shows

Derby and Company, Inc. Retirement Trust holds $16K for N/A participants, among the smaller plans by assets on file.

#356
in Professional & Technical Services (20,321 peers): +1.1%
assets growth YoY

Derby and Company, Inc. Retirement Trust among the smaller filed plans by assets

Derby and Company, Inc. Retirement Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$16,471 2nd percentile higher than 2% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Filed plans by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets.

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Derby and Company, Inc. Retirement Trust reported net income rose from -$11M in the plan year 2022 filing to $184 in the plan year 2023 filing.
Derby and Company, Inc. Retirement Trust reported participants fell from 13 in the plan year 2022 filing to N/A in the plan year 2023 filing.
Derby and Company, Inc. Retirement Trust end-of-year assets rose from $16K in the plan year 2022 filing to $16K in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 042943043 · Derby & Company PY 2023 · 401(k)

Derby and Company, Inc. Retirement Trust · $16K · N/A · 2nd

NET $16K
NET N/A
NET 2nd
NET 401(k)
NET near Grayson Properties, Management & Services 401(k) Trust
NET ind #356

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Massachusetts →

End-of-year total assets ($M) among Derby and Company, Inc. Retirement Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Filing particulars (2023)

Total Assets (Beginning of Year)	$16K
Net Assets (End of Year)	$16K
Net Income	$184
Employer EIN	042943043
Plan Effective Date	1993-02-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Derby & Company)

Latest sponsor-wide plan assets: $16K 1.1297353717688954% vs 2022; 2023 filing year

Year	Plans	Participants	Total Assets
2022	1	13	$16K
2023	2	N/A	$16K

Nearby 401(k) Plans in Massachusetts

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Derby and Company, Inc. Retirement Trust vs. nearby 401(k) plans in Massachusetts, assets vs. participants

Fidelity Retirement Savings Plan $28.6B · 62,289
Liberty Mutual 401(k) Plan $10.6B · 37,052
Massachusetts Institute of Technology Supplemental 401(k) Plan $6.8B · 14,094
Boston Scientific Corporation 401(k) Retirement Savings Plan $5.8B · 19,881
Philips North America 401(k) Plan $5.8B · 19,120

Compare Derby and Company, Inc. Retirement Trust side-by-side with 3 peers →

Derby and Company, Inc. Retirement Trust's closest out-of-state 401(k) peers by assets

Outside Massachusetts, the nearest 401(k) by end-of-year assets is Grayson Properties, Management & Services 401(k) Trust in RI at $16K (this filing: $16K).

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($16K here).

Grayson Properties, Management & Services 401(k) Trust (RI) $16K · N/A
Kansas City Vending Corporation 401(k) Plan (KS) $16K · 1
Waters Bassett Direct Retirement Plan (GA) $17K · 1
Av Pro Services, Inc. Retirement Plan (NY) $17K · 1,354

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Derby and Company, Inc. Retirement Trust assets move in 2023? ▼

Derby and Company, Inc. Retirement Trust edged up modestly - up 1.1% during 2023, from $16K to $16K. Reported net income was $184.

How have Derby & Company plan assets changed over time? ▼

Across 2 plan years on file (2022-2023), Derby & Company's sponsor-wide assets grew 1.1%, from $16K to $16K.

Where does Derby and Company, Inc. Retirement Trust rank by assets among Form 5500 filers? ▼

Derby and Company, Inc. Retirement Trust ranks in the 2nd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).

Which 401(k) plans are similar in size to Derby and Company, Inc. Retirement Trust? ▼

Among 401(k) plans in other states, the closest by assets is Grayson Properties, Management & Services 401(k) Trust in RI ($16K, N/A participants).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 042943043.