401(k) · DOL Form 5500 · 2023

Windtree Therapeutics, Inc. 401(k) Plan

Data updated 2026-08-25

$10M
Total assets Small plan by assets
21
Participants Small participant base
58th
Percentile by assets National rank
$459,081
Avg per participant High balance/head
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Official DOL plan name: Windtree Therapeutics, Inc. 401(k) Plan · Sponsored by Windtree Therapeutics, Inc. · Pennsylvania · Healthcare & Social Assistance

$10M in assets, 21 participants

Windtree Therapeutics, Inc.'s Windtree Therapeutics, Inc. 401(k) Plan reported $10M in total assets and 21 participants in its 2023 DOL Form 5500 filing, ranking in the 58th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #11,217 in Healthcare & Social Assistance (17,684 peers)

Windtree Therapeutics, Inc. multi-year trail

Windtree Therapeutics, Inc.'s plans moved +14.9% in assets from 2022 to 2024; this filing shows Windtree Therapeutics, Inc. 401(k) Plan at $10M / 21 participants.

#11,217
in Healthcare & Social Assistance (17,684 peers)
+18.1%
assets growth YoY

Windtree Therapeutics, Inc. 401(k) Plan's mid-pack asset rank among Healthcare & Social Assistance and all filers

Windtree Therapeutics, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$9,640,704 Top 42% higher than 58% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Windtree Therapeutics, Inc. 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Windtree Therapeutics, Inc. 401(k) Plan is a small filing (21 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Windtree Therapeutics, Inc. 401(k) Plan reported net income rose from -$3M in the plan year 2022 filing to $1M in the plan year 2023 filing.
  • Windtree Therapeutics, Inc. 401(k) Plan reported participants fell from 28 in the plan year 2022 filing to 21 in the plan year 2023 filing.
  • Windtree Therapeutics, Inc. 401(k) Plan end-of-year assets rose from $8M in the plan year 2022 filing to $10M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 943171943 · Windtree Therapeutics, Inc. PY 2023 · 401(k)

Windtree Therapeutics, Inc. 401(k) Plan · $10M · 21 · 58th

  • BOOK $10M
  • VS-ST 21
  • BOY 58th
  • SCH 401(k)
  • EBSA near College Possible 401(k) Plan
  • PART ind #11217

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in Pennsylvania →

Windtree Therapeutics, Inc. 401(k) Plan in the asset neighbourhood

Windtree Therapeutics, Inc. 401(k) PlanWindtree Therapeutics, Inc. …$10MCollege Possible 401(k) Plan$10MR & a Cpas, P.C. 401(k) Profit Sharing PlanR & a Cpas, P.C. 401(k) Prof…$10MThe Restated Thrift/Profit Sharing Plan for CooperativesThe Restated Thrift/Profit S…$10MPb Bancshares, Inc. ESOP W/401(k) ProvisionsPb Bancshares, Inc. ESOP W/4…$10M
End-of-year total assets ($M) among Windtree Therapeutics, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Windtree Therapeutics, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Windtree Therapeutics, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$9M 14.855833782525604% vs 2022
2024 filing year
$8M$8.5M$9M$9.5M$10M 202220232024 $8.16M $9.38M ▲ +15.0%
Year Plans Participants Total Assets
2022 1 28 $8M
2023 1 21 $10M
2024 1 12 $9M

Windtree Therapeutics, Inc. filing trail (2023)

Total Assets (Beginning of Year)$8M
Net Assets (End of Year)$10M
Net Income$1M
Employer EIN943171943
Plan Effective Date1998-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Pennsylvania

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Windtree Therapeutics, Inc. 401(k) Plan vs. nearby 401(k) plans in Pennsylvania, assets vs. participants Scatter plot of 6 data points. -50000050000100000 -505101520 Total assets ($B) Participants Windtree Therapeutics, Inc. 401(k) Plan, Total assets ($B): 0.009640704 · Participants: 21Windtree Therapeutics, Inc. 401(k) PlanComcast Corporation Retirement - Investment Plan, Total assets ($B): 17.368669862 · Participants: 93136Comcast Corporation Retirement - Investment PlanCigna 401(k) Plan, Total assets ($B): 13.003870935 · Participants: 66760Cigna 401(k) PlanThe Vanguard Retirement and Savings Plan, Total assets ($B): 9.765617477 · Participants: 18200The Vanguard Retirement and Savings PlanThe PNC Financial Services Group, Inc. Incentive Savings Plan, Total assets ($B): 9.339762 · Participants: 61697The PNC Financial Services Group, Inc. Incentive Savings PlanThe Bank of New York Mellon Corporation 401(k) Savings Plan, Total assets ($B): 8.955655142 · Participants: 25184The Bank of New York Mellon Corporation 401(k) Savings Plan
Windtree Therapeutics, Inc. 401(k) Plan vs. nearby 401(k) plans in Pennsylvania, assets vs. participants
Compare Windtree Therapeutics, Inc. 401(k) Plan side-by-side with 3 peers →

Windtree Therapeutics, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Pennsylvania, the nearest 401(k) by assets is College Possible 401(k) Plan in MN ($10M); by covered participants it is Pulmonary & Sleep Medicine Associates 401(k) Profit Sharing Plan in GA (21 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (21 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Windtree Therapeutics, Inc. 401(k) Plan assets move in 2023? ▼
Windtree Therapeutics, Inc. 401(k) Plan grew sharply - up 18.1% during 2023, from $8M to $10M. Reported net income was $1M.
How have Windtree Therapeutics, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Windtree Therapeutics, Inc.'s sponsor-wide assets grew 14.9%, from $8M to $9M.
Which 401(k) plans are similar in size to Windtree Therapeutics, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is College Possible 401(k) Plan in MN ($10M, 156 participants).
Which 401(k) plans cover a similar participant headcount to Windtree Therapeutics, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Pulmonary & Sleep Medicine Associates 401(k) Profit Sharing Plan in GA (21 participants, $10M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 943171943.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.