ESOP · DOL Form 5500 · 2023

Haviland Bancshares, Inc & Haviland State Bank ESOP

Data updated 2026-08-25

$2M
Total assets Small plan by assets
6
Participants Small participant base
30th
Percentile by assets National rank
$333,693
Avg per participant High balance/head
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Official DOL plan name: Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust · Sponsored by Haviland Bancshares, Inc & Haviland State Bank · Kansas · Finance & Insurance

$2M in assets, 6 participants

Haviland Bancshares, Inc & Haviland State Bank's Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust reported $2M in total assets and 6 participants in its 2023 DOL Form 5500 filing, ranking in the 30th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,835 in Finance & Insurance (8,869 peers)

What the 2023 filing shows

Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust holds $2M for 6 participants - about $333,693 per participant, in the lower half of filed plans by assets.

#1,835
in Finance & Insurance (8,869 peers)
-0.7%
assets change YoY

The plan reported a net loss of $15K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust among the smaller filed plans by assets

Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$2,002,158 30th percentile higher than 30% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust is a micro filing (6 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust reported net income rose from -$81K in the plan year 2022 filing to -$15K in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 480928980 · Haviland Bancshares, Inc & Haviland State Bank PY 2023 · ESOP

Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust · $2M · 6 · 30th

  • EBSA $2M
  • PART 6
  • TYPE 30th
  • NET ESOP
  • BOOK near Potomac-Hudson Engineering Employee Stock Ownership Plan
  • VS-ST ind #1835

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Kansas →

Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust in the asset neighbourhood

Haviland Bancshares, Inc. Employee Stock Ownership Plan and TrustHaviland Bancshares, Inc. Em…$2MPotomac-Hudson Engineering Employee Stock Ownership PlanPotomac-Hudson Engineering E…$2MSandman & Associates Consulting, Inc Employee Stock Ownership PlanSandman & Associates Consult…$2MFuture Care Associates, Inc. Employee Stock Ownership PlanFuture Care Associates, Inc.…$2MModern Metals Foundry, Inc. Employee Stock Ownership Plan and TrustModern Metals Foundry, Inc. …$2M
End-of-year total assets ($M) among Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Filing particulars (2023)

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$2M
Net Income-$15K
Employer EIN480928980
Plan Effective Date1989-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Haviland Bancshares, Inc & Haviland State Bank)

Sponsor-wide plan assets over time

All Haviland Bancshares, Inc & Haviland State Bank plans reported in each filing year

Latest sponsor-wide plan assets
$2M 4.96288801763569% vs 2022
2024 filing year
$1.95M$2M$2.05M$2.1M$2.15M 202220232024 $2.02M $2.12M ▲ +5.0%
Year Plans Participants Total Assets
2022 1 6 $2M
2023 1 6 $2M
2024 1 7 $2M

Nearby ESOP Plans in Kansas

Peer ESOP plans, same state, same plan type, ranked by total assets.

Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust vs. nearby ESOP plans in Kansas, assets vs. participants Scatter plot of 6 data points. -2000200400600800 -1000100200300400 Total assets ($M) Participants Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust, Total assets ($M): 2.002158 · Participants: 6Haviland Bancshares, Inc. Employee Stock Ownership Plan and TrustPbi-Gordon Companies, Inc. Employee Stock Ownership Plan, Total assets ($M): 358.733267 · Participants: 488Pbi-Gordon Companies, Inc. Employee Stock Ownership PlanHarcros Chemicals, Inc. Employee Stock Ownership Plan, Total assets ($M): 296.082944 · Participants: 549Harcros Chemicals, Inc. Employee Stock Ownership PlanMmc Corp Employee Stock Ownership Plan, Total assets ($M): 239.968034 · Participants: 754Mmc Corp Employee Stock Ownership PlanGlobe Engineering Co Inc Employee Stock Ownership Plan and Trust, Total assets ($M): 136.184991 · Participants: 236Globe Engineering Co Inc Employee Stock Ownership Plan and TrustInland Truck Parts Company Employee Stock Ownership Plan and Trust, Total assets ($M): 98.736189 · Participants: 665Inland Truck Parts Company Employee Stock Ownership Plan and Trust
Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust vs. nearby ESOP plans in Kansas, assets vs. participants
Compare Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust side-by-side with 3 peers →

Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust's out-of-state ESOP peers by assets and headcount

Outside Kansas, the nearest ESOP by assets is Potomac-Hudson Engineering Employee Stock Ownership Plan in MD ($2M); by covered participants it is First Guaranty Bank Employee Stock Ownership Plan in LA (6 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (6 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust assets move in 2023? ▼
Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust held essentially flat - down 0.7% during 2023, from $2M to $2M. Reported net income was -$15K.
How have Haviland Bancshares, Inc & Haviland State Bank plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Haviland Bancshares, Inc & Haviland State Bank's sponsor-wide assets grew 5.0%, from $2M to $2M.
Which ESOP plans are similar in size to Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust? ▼
Among ESOP plans in other states, the closest by assets is Potomac-Hudson Engineering Employee Stock Ownership Plan in MD ($2M, 18 participants).
Which ESOP plans cover a similar participant headcount to Haviland Bancshares, Inc. Employee Stock Ownership Plan and Trust? ▼
Among ESOP plans in other states, the closest by covered participants is First Guaranty Bank Employee Stock Ownership Plan in LA (6 participants, $17K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 480928980.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.