401(k) · DOL Form 5500 · 2023

Continental Stock Transfer Corporation and Affiliated Companies 401(k) Plan

Data updated 2026-08-25

$4M
Total assets Small plan by assets
120
Participants Small participant base
39th
Percentile by assets National rank
$31,592
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: C S T & T Co. 401(k) Plan · Sponsored by Continental Stock Transfer Corporation and Affiliated Companies · New York · Management of Enterprises

$4M in assets, 120 participants

Continental Stock Transfer Corporation and Affiliated Companies's C S T & T Co. 401(k) Plan reported $4M in total assets and 120 participants in its 2023 DOL Form 5500 filing, ranking in the 39th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #270 in Management of Enterprises (1,137 peers)

Coverage in New York

C S T & T Co. 401(k) Plan covers 120 participants in New York, about 15% of the average New York filer (state average ~798 per filing). Assets: $4M.

#270
in Management of Enterprises (1,137 peers)
+10.2%
assets growth YoY

C S T & T Co. 401(k) Plan's mid-pack asset rank among Management of Enterprises and all filers

C S T & T Co. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$3,791,008 39th percentile higher than 39% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

C S T & T Co. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. C S T & T Co. 401(k) Plan sits mid-pack in the medium band (120 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • C S T & T Co. 401(k) Plan reported net income rose from -$372K in the plan year 2022 filing to $350K in the plan year 2023 filing.
  • C S T & T Co. 401(k) Plan reported participants fell from 183 in the plan year 2022 filing to 120 in the plan year 2023 filing.
  • C S T & T Co. 401(k) Plan end-of-year assets fell from $4M in the plan year 2022 filing to $4M in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 131996565 · Continental Stock Transfer Corporation and Affiliated Companies PY 2023 · 401(k)

C S T & T Co. 401(k) Plan · $4M · 120 · 39th

  • PCT $4M
  • EIN 120
  • RANK 39th
  • PHOTO 401(k)
  • IND near Nimbis Services Inc. Retirement Plan
  • EOY ind #270

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Management of Enterprises retirement plans → · Plans in New York →

C S T & T Co. 401(k) Plan in the asset neighbourhood

C S T & T Co. 401(k) Plan$4MNimbis Services Inc. Retirement PlanNimbis Services Inc. Retirem…$4MGr Trucking LLC 401(k) Profit Sharing PlanGr Trucking LLC 401(k) Profi…$4MCadiz, Inc 401(k) Plan$4MAmerican Academy of Audiology 401(k) Profit Sharing PlanAmerican Academy of Audiolog…$4M
End-of-year total assets ($M) among C S T & T Co. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$4M
Net Income$350K
Employer EIN131996565
Plan Effective Date1994-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Continental Stock Transfer Corporation and Affiliated Companies)

Sponsor-wide plan assets over time

All Continental Stock Transfer Corporation and Affiliated Companies plans reported in each filing year

Latest sponsor-wide plan assets
$7M 68.95541277011618% vs 2022
2024 filing year
$2M$4M$6M$8M$10M$12M 202220232024 $4.34M $7.33M ▲ +68.9%
Year Plans Participants Total Assets
2022 1 183 $4M
2023 2 326 $10M
2024 1 216 $7M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

C S T & T Co. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants C S T & T Co. 401(k) Plan, Total assets ($B): 0.003791008 · Participants: 120C S T & T Co. 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
C S T & T Co. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare C S T & T Co. 401(k) Plan side-by-side with 3 peers →

C S T & T Co. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Nimbis Services Inc. Retirement Plan in AZ ($4M); by covered participants it is Southgroup 401(k) Plan in MS (120 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (120 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did C S T & T Co. 401(k) Plan assets move in 2023? ▼
C S T & T Co. 401(k) Plan grew at a solid clip - up 10.2% during 2023, from $3M to $4M. Reported net income was $350K.
How have Continental Stock Transfer Corporation and Affiliated Companies plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Continental Stock Transfer Corporation and Affiliated Companies's sponsor-wide assets grew 69.0%, from $4M to $7M.
Which 401(k) plans are similar in size to C S T & T Co. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Nimbis Services Inc. Retirement Plan in AZ ($4M, 28 participants).
Which 401(k) plans cover a similar participant headcount to C S T & T Co. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Southgroup 401(k) Plan in MS (120 participants, $13M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 131996565.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.