401(k) · DOL Form 5500 · 2023

Douglass Winthrop Advisors, LLC 401(k) Plan

Data updated 2026-08-25

$8M
Total assets Small plan by assets
29
Participants Small participant base
55th
Percentile by assets National rank
$292,591
Avg per participant High balance/head
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Official DOL plan name: Douglass Winthrop Advisors 401(k) Plan · Sponsored by Douglass Winthrop Advisors, LLC · New York · Finance & Insurance

$8M in assets, 29 participants

Douglass Winthrop Advisors, LLC's Douglass Winthrop Advisors 401(k) Plan reported $8M in total assets and 29 participants in its 2023 DOL Form 5500 filing, ranking in the 55th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,541 in Finance & Insurance (8,869 peers)

Douglass Winthrop Advisors, LLC multi-year trail

Douglass Winthrop Advisors, LLC's plans moved +66.3% in assets from 2022 to 2024; this filing shows Douglass Winthrop Advisors 401(k) Plan at $8M / 29 participants.

#3,541
in Finance & Insurance (8,869 peers)
+34.5%
assets growth YoY

Douglass Winthrop Advisors 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Douglass Winthrop Advisors 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$8,485,144 Top 45% higher than 55% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Douglass Winthrop Advisors 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Douglass Winthrop Advisors 401(k) Plan is a small filing (29 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Douglass Winthrop Advisors 401(k) Plan reported net income rose from -$805K in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Douglass Winthrop Advisors 401(k) Plan end-of-year assets rose from $6M in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • Douglass Winthrop Advisors 401(k) Plan reported participants rose from 26 in the plan year 2022 filing to 29 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 134085380 · Douglass Winthrop Advisors, LLC PY 2023 · 401(k)

Douglass Winthrop Advisors 401(k) Plan · $8M · 29 · 55th

  • RANK $8M
  • RANK 29
  • RANK 55th
  • RANK 401(k)
  • RANK near Bolger & O'hearn, Inc. Profit Sharing Plan
  • RANK ind #3541

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Douglass Winthrop Advisors 401(k) Plan in the asset neighbourhood

Douglass Winthrop Advisors 401(k) PlanDouglass Winthrop Advisors 4…$8MBolger & O'hearn, Inc. Profit Sharing PlanBolger & O'hearn, Inc. Profi…$8MImmunocore 401(k) Savings PlanImmunocore 401(k) Savings Pl…$8MNalu Medical, Inc. 401(k) PlanNalu Medical, Inc. 401(k) Pl…$8MPacific Charter Institute 401(k) Profit Sharing PlanPacific Charter Institute 40…$8M
End-of-year total assets ($M) among Douglass Winthrop Advisors 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Douglass Winthrop Advisors, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Douglass Winthrop Advisors, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$10M 66.31318661898442% vs 2022
2024 filing year
$4M$6M$8M$10M$12M 202220232024 $6.31M $10.5M ▲ +66.2%
Year Plans Participants Total Assets
2022 1 26 $6M
2023 1 29 $8M
2024 1 31 $10M

Douglass Winthrop Advisors, LLC filing trail (2023)

Total Assets (Beginning of Year)$6M
Net Assets (End of Year)$8M
Net Income$2M
Employer EIN134085380
Plan Effective Date2021-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Douglass Winthrop Advisors 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Douglass Winthrop Advisors 401(k) Plan, Total assets ($B): 0.008485144 · Participants: 29Douglass Winthrop Advisors 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Douglass Winthrop Advisors 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Douglass Winthrop Advisors 401(k) Plan side-by-side with 3 peers →

Douglass Winthrop Advisors 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Bolger & O'hearn, Inc. Profit Sharing Plan in MA ($8M); by covered participants it is Kizer Pharmacy, LLC Safe Harbor 401(k) Plan in TN (29 participants). Same-state nearby plans are listed separately above.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Douglass Winthrop Advisors 401(k) Plan assets move in 2023? ▼
Douglass Winthrop Advisors 401(k) Plan surged - up 34.5% during 2023, from $6M to $8M. Reported net income was $2M.
How have Douglass Winthrop Advisors, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Douglass Winthrop Advisors, LLC's sponsor-wide assets grew 66.3%, from $6M to $10M.
Which 401(k) plans are similar in size to Douglass Winthrop Advisors 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Bolger & O'hearn, Inc. Profit Sharing Plan in MA ($8M, 20 participants).
Which 401(k) plans cover a similar participant headcount to Douglass Winthrop Advisors 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Kizer Pharmacy, LLC Safe Harbor 401(k) Plan in TN (29 participants, $2M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 134085380.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.