401(k) · DOL Form 5500 · 2023

Scott Smith & Son, Inc. 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
25
Participants Small participant base
33rd
Percentile by assets National rank
$98,528
Avg per participant Below avg balance/head
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Official DOL plan name: Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust · Sponsored by Scott Smith & Son, Inc. · New York · Retail Trade

$2M in assets, 25 participants

Scott Smith & Son, Inc.'s Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust reported $2M in total assets and 25 participants in its 2023 DOL Form 5500 filing, ranking in the 33rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,764 in Retail Trade (8,414 peers)

Scott Smith & Son, Inc. multi-year trail

Scott Smith & Son, Inc.'s plans moved +46.5% in assets from 2022 to 2024; this filing shows Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust at $2M / 25 participants.

#3,764
in Retail Trade (8,414 peers)
+30.9%
assets growth YoY

Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust among the smaller filed plans by assets

Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$2,463,203 33rd percentile higher than 33% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust is a small filing (25 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust reported net income rose from -$610K in the plan year 2022 filing to $582K in the plan year 2023 filing.
  • Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust end-of-year assets rose from $2M in the plan year 2022 filing to $2M in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 161017618 · Scott Smith & Son, Inc. PY 2023 · 401(k)

Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust · $2M · 25 · 33rd

  • NET $2M
  • NET 25
  • NET 33rd
  • NET 401(k)
  • NET near Olli Salumeria Americana LLC 401(k) Plan
  • NET ind #3764

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Retail Trade retirement plans → · Plans in New York →

Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust in the asset neighbourhood

Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and TrustScott Smith & Son, Inc. Empl…$2MOlli Salumeria Americana LLC 401(k) PlanOlli Salumeria Americana LLC…$2MMaly Roofing Savings and Retirement PlanMaly Roofing Savings and Ret…$2MDevine Consulting Inc 401(k) Profit Sharing Plan & TrustDevine Consulting Inc 401(k)…$2MFullington Related Companies 401(k) PlanFullington Related Companies…$2M
End-of-year total assets ($M) among Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scott Smith & Son, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Scott Smith & Son, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$3M 46.50094220020359% vs 2022
2024 filing year
$1.5M$2M$2.5M$3M 202220232024 $1.88M $2.76M ▲ +46.8%
Year Plans Participants Total Assets
2022 1 25 $2M
2023 1 25 $2M
2024 1 24 $3M

Scott Smith & Son, Inc. filing trail (2023)

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$2M
Net Income$582K
Employer EIN161017618
Plan Effective Date1989-10-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust, Total assets ($B): 0.002463203 · Participants: 25Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and TrustIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust vs. nearby 401(k) plans in New York, assets vs. participants
Compare Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust side-by-side with 3 peers →

Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Olli Salumeria Americana LLC 401(k) Plan in CA ($2M); by covered participants it is Pyromet 401(k) Plan in PA (25 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (25 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust assets move in 2023? ▼
Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust surged - up 30.9% during 2023, from $2M to $2M. Reported net income was $582K.
How have Scott Smith & Son, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Scott Smith & Son, Inc.'s sponsor-wide assets grew 46.5%, from $2M to $3M.
Which 401(k) plans are similar in size to Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust? ▼
Among 401(k) plans in other states, the closest by assets is Olli Salumeria Americana LLC 401(k) Plan in CA ($2M, 143 participants).
Which 401(k) plans cover a similar participant headcount to Scott Smith & Son, Inc. Employees Profit Sharing 401(k) Plan and Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Pyromet 401(k) Plan in PA (25 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 161017618.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.