401(k) · DOL Form 5500 · 2023
Independent Insurance Agents and Brokers of Ca 401(k) Plan
Data updated 2026-08-25
- $3M
- Total assets Small plan by assets
- 8
- Participants Small participant base
- 37th
- Percentile by assets National rank
- $408,271
- Avg per participant High balance/head
Official DOL plan name: Independent Insurance Agents and Brokers of Ca 401(k) Profit Sharing Plan and Trust · Sponsored by Independent Insurance Agents and Brokers of Ca · California · Other Services
$3M in assets, 8 participants
Independent Insurance Agents and Brokers of Ca's Independent Insurance Agents and Brokers of Ca 401(k) Profit Sharing Plan and Trust reported $3M in total assets and 8 participants in its 2023 DOL Form 5500 filing, ranking in the 37th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #4,756 in Other Services (7,857 peers)
Other Services sector rank
Within Other Services, Independent Insurance Agents and Brokers of Ca 401(k) Profit Sharing Plan and Trust ranks #4,756 of 7,857 2023 filers by assets (614% of the sector average)-$3M for 8 participants.
- #4,756
- in Other Services (7,857 peers)
- -29.0%
- assets change YoY
The plan reported a net loss of $1M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Independent Insurance Agents and Brokers of Ca 401(k) Profit Sharing Plan and Trust's mid-pack asset rank among Other Services and all filers
Independent Insurance Agents and Brokers of Ca 401(k) Profit Sharing Plan and Trust vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$3,266,167 37th percentile higher than 37% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Independent Insurance Agents and Brokers of Ca 401(k) Profit Sharing Plan and Trust among micro filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Independent Insurance Agents and Brokers of Ca 401(k) Profit Sharing Plan and Trust is a micro filing (8 participants), the leftmost band.
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Independent Insurance Agents and Brokers of Ca 401(k) Profit Sharing Plan and Trust reported net income rose from -$3M in the plan year 2022 filing to -$1M in the plan year 2023 filing.
- Independent Insurance Agents and Brokers of Ca 401(k) Profit Sharing Plan and Trust end-of-year assets fell from $5M in the plan year 2022 filing to $3M in the plan year 2023 filing.
- Independent Insurance Agents and Brokers of Ca 401(k) Profit Sharing Plan and Trust reported participants fell from 9 in the plan year 2022 filing to 8 in the plan year 2023 filing.
Form 5500 schedule snapshot
Filing strip 943215814 · Independent Insurance Agents and Brokers of Ca PY 2023 · 401(k)
Independent Insurance Agents and Brokers of Ca 401(k) Profit Sharing Plan and Trust · $3M · 8 · 37th
- VS-ST $3M
- VS-ST 8
- VS-ST 37th
- VS-ST 401(k)
- VS-ST near Frank V. Maldonado, D.D.S., P.a. Profit Sharing Pl
- VS-ST ind #4756
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in California →
Independent Insurance Agents and Brokers of Ca 401(k) Profit Sharing Plan and Trust in the asset neighbourhood
Other Services filing particulars
| Total Assets (Beginning of Year) | $5M |
|---|---|
| Net Assets (End of Year) | $3M |
| Net Income | -$1M |
| Employer EIN | 943215814 |
| Plan Effective Date | 1995-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Independent Insurance Agents and Brokers of Ca)
Sponsor-wide plan assets over time
All Independent Insurance Agents and Brokers of Ca plans reported in each filing year
- Latest sponsor-wide plan assets
- $4M 13.771593632950655% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 9 | $5M |
| 2023 | 1 | 8 | $3M |
| 2024 | 1 | 9 | $4M |
Nearby 401(k) Plans in California
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Wells Fargo & Company 401(k) Plan $51.8B · 193,919
- Google LLC 401(k) Savings Plan $39.0B · 122,867
- Oracle Corporation 401(k) Savings and Investment Plan $26.3B · 63,105
- Intel 401(k) Savings Plan $22.2B · 59,863
- Apple 401(k) Plan $19.8B · 106,111
Independent Insurance Agents and Brokers of Ca 401(k) Profit Sharing Plan and Trust's out-of-state 401(k) peers by assets and headcount
Outside California, the nearest 401(k) by assets is Frank V. Maldonado, D.D.S., P.a. Profit Sharing Pl in NJ ($3M); by covered participants it is Culshaw & Company LLC Employee Savings Plan in OR (8 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($3M here).
Similar participant headcount
Nearest other-state filings by covered participants (8 participants); asset peers above are excluded.
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.