401(k) · DOL Form 5500 · 2023

Waller Investments, Co. 401(k) Plan

Data updated 2026-08-25

$1M
Total assets Small plan by assets: 20
Participants Small participant base: 24th
Percentile by assets National rank: $52,985
Avg per participant Low balance/head

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Official DOL plan name: Waller Investments, Co. Retirement Plan · Sponsored by Waller Investments, Co. · Pennsylvania · Other Services

$1M in assets, 20 participants

Waller Investments, Co.'s Waller Investments, Co. Retirement Plan reported $1M in total assets and 20 participants in its 2023 DOL Form 5500 filing, ranking in the 24th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#3,827 in Other Services (7,857 peers)

Other Services sector rank

Within Other Services, Waller Investments, Co. Retirement Plan ranks #3,827 of 7,857 2023 filers by assets (1894% of the sector average)-$1M for 20 participants.

#3,827
in Other Services (7,857 peers): +16.6%
assets growth YoY

Waller Investments, Co. Retirement Plan among the smaller filed plans by assets

Waller Investments, Co. Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$1,059,693 24th percentile higher than 24% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Waller Investments, Co. Retirement Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Waller Investments, Co. Retirement Plan is a small filing (20 participants) on this national headcount ladder.

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Waller Investments, Co. Retirement Plan reported net income fell from $469K in the plan year 2022 filing to $151K in the plan year 2023 filing.
Waller Investments, Co. Retirement Plan end-of-year assets rose from $909K in the plan year 2022 filing to $1M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 820649954 · Waller Investments, Co. PY 2023 · 401(k)

Waller Investments, Co. Retirement Plan · $1M · 20 · 24th

VS-ST $1M
BOY 20
SCH 24th
EBSA 401(k)
PART near Phillip B Aubin Dds PC 401(k) Profit Sharing Plan & Trust
TYPE ind #3827

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in Pennsylvania →

End-of-year total assets ($M) among Waller Investments, Co. Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Other Services filing particulars

Total Assets (Beginning of Year)	$909K
Net Assets (End of Year)	$1M
Net Income	$151K
Employer EIN	820649954
Plan Effective Date	2017-03-02
Filing Status	FILING RECEIVED

Sponsor Plan History (Waller Investments, Co.)

Latest sponsor-wide plan assets: $2M 75.13147703167772% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	20	$909K
2023	1	20	$1M
2024	1	33	$2M

Nearby 401(k) Plans in Pennsylvania

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Waller Investments, Co. Retirement Plan vs. nearby 401(k) plans in Pennsylvania, assets vs. participants

Comcast Corporation Retirement - Investment Plan $17.4B · 93,136
Cigna 401(k) Plan $13.0B · 66,760
The Vanguard Retirement and Savings Plan $9.8B · 18,200
The PNC Financial Services Group, Inc. Incentive Savings Plan $9.3B · 61,697
The Bank of New York Mellon Corporation 401(k) Savings Plan $9.0B · 25,184

Compare Waller Investments, Co. Retirement Plan side-by-side with 3 peers →

Waller Investments, Co. Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Pennsylvania, the nearest 401(k) by assets is Phillip B Aubin Dds PC 401(k) Profit Sharing Plan & Trust in MA ($1M); by covered participants it is Marietta Railroad Properties, Inc. 401(k) Plan in NY (20 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($1M here).

Phillip B Aubin Dds PC 401(k) Profit Sharing Plan & Trust (MA) $1M · 4
Big Fish Corp. 401(k) Plan (WI) $1M · 4
Rise Subs Inc. Retirement Plan (NC) $1M · 16
Loudpack Retirement Savings Plan 401(k) Plan & Trust (CA) $1M · 320

Similar participant headcount

Nearest other-state filings by covered participants (20 participants); asset peers above are excluded.

Marietta Railroad Properties, Inc. 401(k) Plan (NY) 20 · 0 off
Far Properties and Associated Companies 401(k) Plan (PR) 20 · 0 off
Krm Properties Co. 401(k) Profit Sharing Plan (TX) 20 · 0 off
Fairway Outdoor Advertising Group, LLC 401(k) Plan (IL) 20 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Waller Investments, Co. Retirement Plan assets move in 2023? ▼

Waller Investments, Co. Retirement Plan grew sharply - up 16.6% during 2023, from $909K to $1M. Reported net income was $151K.

How have Waller Investments, Co. plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Waller Investments, Co.'s sponsor-wide assets grew 75.1%, from $909K to $2M.

Where does Waller Investments, Co. Retirement Plan rank by assets among Form 5500 filers? ▼

Waller Investments, Co. Retirement Plan ranks in the 24th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).

Which 401(k) plans are similar in size to Waller Investments, Co. Retirement Plan? ▼

Among 401(k) plans in other states, the closest by assets is Phillip B Aubin Dds PC 401(k) Profit Sharing Plan & Trust in MA ($1M, 4 participants).

Which 401(k) plans cover a similar participant headcount to Waller Investments, Co. Retirement Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Marietta Railroad Properties, Inc. 401(k) Plan in NY (20 participants, $521K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 820649954.