401(k) · DOL Form 5500 · 2023

Smith & Hawes, Ltd. 401(k) Plan

Data updated 2026-08-25

$216K
Total assets Small plan by assets
1
Participants Small participant base
11th
Percentile by assets National rank
$215,604
Avg per participant Above avg balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Smith & Hawes, Ltd. 401(k) Plan · Sponsored by Smith & Hawes, Ltd. · Massachusetts · Finance & Insurance

$216K in assets, 1 participants

Smith & Hawes, Ltd.'s Smith & Hawes, Ltd. 401(k) Plan reported $216K in total assets and 1 participant in its 2023 DOL Form 5500 filing, ranking in the 11th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #574 in Finance & Insurance (8,869 peers)

Smith & Hawes, Ltd. multi-year trail

Smith & Hawes, Ltd.'s plans moved -82.6% in assets from 2022 to 2023; this filing shows Smith & Hawes, Ltd. 401(k) Plan at $216K / 1 participant.

#574
in Finance & Insurance (8,869 peers)
+68.5%
assets growth YoY

Smith & Hawes, Ltd. 401(k) Plan among the smaller filed plans by assets

Smith & Hawes, Ltd. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$215,604 11th percentile higher than 11% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Smith & Hawes, Ltd. 401(k) Plan among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smith & Hawes, Ltd. 401(k) Plan is a micro filing (1 participant), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Smith & Hawes, Ltd. 401(k) Plan reported net income rose from -$417K in the plan year 2022 filing to $88K in the plan year 2023 filing.
  • Smith & Hawes, Ltd. 401(k) Plan end-of-year assets rose from $128K in the plan year 2022 filing to $216K in the plan year 2023 filing.
  • Smith & Hawes, Ltd. 401(k) Plan reported participants fell from 3 in the plan year 2022 filing to 1 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 452504319 · Smith & Hawes, Ltd. PY 2023 · 401(k)

Smith & Hawes, Ltd. 401(k) Plan · $216K · 1 · 11th

  • ASSETS $216K
  • PCT 1
  • EIN 11th
  • RANK 401(k)
  • PHOTO near Shiloh Ventures, Inc. 401(k) Plan
  • IND ind #574

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Massachusetts →

Smith & Hawes, Ltd. 401(k) Plan in the asset neighbourhood

Smith & Hawes, Ltd. 401(k) PlanSmith & Hawes, Ltd. 401(k) P…$216KShiloh Ventures, Inc. 401(k) PlanShiloh Ventures, Inc. 401(k)…$216KSouth Texas Pizza Inc 401(k) PlanSouth Texas Pizza Inc 401(k)…$216KLong Bay Group, Inc. Retirement PlanLong Bay Group, Inc. Retirem…$216KOrcal Management Corporation 401(k) Profit Sharing Plan & TrustOrcal Management Corporation…$216K
End-of-year total assets ($M) among Smith & Hawes, Ltd. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Smith & Hawes, Ltd. multi-year asset trail

Sponsor-wide plan assets over time

All Smith & Hawes, Ltd. plans reported in each filing year

Latest sponsor-wide plan assets
$216K 82.62870512935172% vs 2022
2023 filing year
$0M$0.5M$1M$1.5M 20222023 $1.24M $0.22M ▼ -82.3%
Year Plans Participants Total Assets
2022 3 9 $1M
2023 2 2 $216K

Smith & Hawes, Ltd. filing trail (2023)

Total Assets (Beginning of Year)$128K
Net Assets (End of Year)$216K
Net Income$88K
Employer EIN452504319
Plan Effective Date2011-06-10
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Massachusetts

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Smith & Hawes, Ltd. 401(k) Plan vs. nearby 401(k) plans in Massachusetts, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -10010203040 Total assets ($B) Participants Smith & Hawes, Ltd. 401(k) Plan, Total assets ($B): 0.000215604 · Participants: 1Smith & Hawes, Ltd. 401(k) PlanFidelity Retirement Savings Plan, Total assets ($B): 28.649852331 · Participants: 62289Fidelity Retirement Savings PlanLiberty Mutual 401(k) Plan, Total assets ($B): 10.556596852 · Participants: 37052Liberty Mutual 401(k) PlanMassachusetts Institute of Technology Supplemental 401(k) Plan, Total assets ($B): 6.829912863 · Participants: 14094Massachusetts Institute of Technology Supplemental 401(k) PlanBoston Scientific Corporation 401(k) Retirement Savings Plan, Total assets ($B): 5.786107181 · Participants: 19881Boston Scientific Corporation 401(k) Retirement Savings PlanPhilips North America 401(k) Plan, Total assets ($B): 5.779286156 · Participants: 19120Philips North America 401(k) Plan
Smith & Hawes, Ltd. 401(k) Plan vs. nearby 401(k) plans in Massachusetts, assets vs. participants
Compare Smith & Hawes, Ltd. 401(k) Plan side-by-side with 3 peers →

Smith & Hawes, Ltd. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Massachusetts, the nearest 401(k) by assets is Shiloh Ventures, Inc. 401(k) Plan in CA ($216K); by covered participants it is Beandel, Inc. 401(k) Profit Sharing Plan in UT (1 participant). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($216K here).

Similar participant headcount

Nearest other-state filings by covered participants (1 participant); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Smith & Hawes, Ltd. 401(k) Plan assets move in 2023? ▼
Smith & Hawes, Ltd. 401(k) Plan surged - up 68.5% during 2023, from $128K to $216K. Reported net income was $88K.
How have Smith & Hawes, Ltd. plan assets changed over time? ▼
Across 2 plan years on file (2022-2023), Smith & Hawes, Ltd.'s sponsor-wide assets declined 82.6%, from $1M to $216K.
Where does Smith & Hawes, Ltd. 401(k) Plan rank by assets among Form 5500 filers? ▼
Smith & Hawes, Ltd. 401(k) Plan ranks in the 11th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).
Which 401(k) plans are similar in size to Smith & Hawes, Ltd. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Shiloh Ventures, Inc. 401(k) Plan in CA ($216K, 2 participants).
Which 401(k) plans cover a similar participant headcount to Smith & Hawes, Ltd. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Beandel, Inc. 401(k) Profit Sharing Plan in UT (1 participant, $458 in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 452504319.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.