401(k) · DOL Form 5500 · 2023

Rockwood Capital, LLC 401(k) Plan

Data updated 2026-08-25

$51M
Total assets Below avg plan size
89
Participants Small participant base
86th
Percentile by assets National rank
$571,416
Avg per participant High balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Rockwood Capital 401(k) Retirement Plan · Sponsored by Rockwood Capital, LLC · California · Real Estate

$51M in assets, 89 participants

Rockwood Capital, LLC's Rockwood Capital 401(k) Retirement Plan reported $51M in total assets and 89 participants in its 2023 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,478 in Real Estate (4,727 peers)

Where Rockwood Capital 401(k) Retirement Plan sits by assets

Rockwood Capital 401(k) Retirement Plan sits in the top quartile of all filed plans by assets, $51M for 89 participants (~$571,416/participant), up 12.6% in 2023.

#4,478
in Real Estate (4,727 peers)
+12.6%
assets growth YoY
0.5×
vs typical plan assets (national mean)

Rockwood Capital 401(k) Retirement Plan's outsized position by total assets

Rockwood Capital 401(k) Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$50,856,002 Top 14% higher than 86% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Rockwood Capital 401(k) Retirement Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rockwood Capital 401(k) Retirement Plan is a small filing (89 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rockwood Capital 401(k) Retirement Plan reported net income rose from -$9M in the plan year 2022 filing to $6M in the plan year 2023 filing.
  • Rockwood Capital 401(k) Retirement Plan end-of-year assets rose from $45M in the plan year 2022 filing to $51M in the plan year 2023 filing.
  • Rockwood Capital 401(k) Retirement Plan reported participants rose from 80 in the plan year 2022 filing to 89 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 204855911 · Rockwood Capital, LLC PY 2023 · 401(k)

Rockwood Capital 401(k) Retirement Plan · $51M · 89 · 86th

  • BOOK $51M
  • BOOK 89
  • BOOK 86th
  • BOOK 401(k)
  • BOOK near Fraser Stryker PC Llo 401(k) Profit Sharing Plan
  • BOOK ind #4478

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Real Estate retirement plans → · Plans in California →

Rockwood Capital 401(k) Retirement Plan in the asset neighbourhood

The Cleveland Guardians 401(k) PlanThe Cleveland Guardians 401(…$51MRockwood Capital 401(k) Retirement PlanRockwood Capital 401(k) Reti…$51MFraser Stryker PC Llo 401(k) Profit Sharing PlanFraser Stryker PC Llo 401(k)…$51MAmphenol Thermometrics, Inc. Employee Savings/401(k) PlanAmphenol Thermometrics, Inc.…$51MAfge Employees 401(k) Plan$51M
End-of-year total assets ($M) among Rockwood Capital 401(k) Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$45M
Net Assets (End of Year)$51M
Net Income$6M
Employer EIN204855911
Plan Effective Date1993-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Rockwood Capital, LLC)

Sponsor-wide plan assets over time

All Rockwood Capital, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$61M 35.36193811282622% vs 2022
2024 filing year
$40M$45M$50M$55M$60M$65M 202220232024 $45.2M $61.2M ▲ +35.4%
Year Plans Participants Total Assets
2022 1 80 $45M
2023 1 89 $51M
2024 1 85 $61M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rockwood Capital 401(k) Retirement Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Rockwood Capital 401(k) Retirement Plan, Total assets ($B): 0.050856002 · Participants: 89Rockwood Capital 401(k) Retirement PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Rockwood Capital 401(k) Retirement Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Rockwood Capital 401(k) Retirement Plan side-by-side with 3 peers →

Rockwood Capital 401(k) Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Fraser Stryker PC Llo 401(k) Profit Sharing Plan in NE ($51M); by covered participants it is Cross Country 401(k) Plan in TX (89 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (89 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rockwood Capital 401(k) Retirement Plan assets move in 2023? ▼
Rockwood Capital 401(k) Retirement Plan grew at a solid clip - up 12.6% during 2023, from $45M to $51M. Reported net income was $6M.
How have Rockwood Capital, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rockwood Capital, LLC's sponsor-wide assets grew 35.4%, from $45M to $61M.
Where does Rockwood Capital 401(k) Retirement Plan rank by assets among Form 5500 filers? ▼
Rockwood Capital 401(k) Retirement Plan ranks in the 86th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Rockwood Capital 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Fraser Stryker PC Llo 401(k) Profit Sharing Plan in NE ($51M, 106 participants).
Which 401(k) plans cover a similar participant headcount to Rockwood Capital 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Cross Country 401(k) Plan in TX (89 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 204855911.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.