ESOP · DOL Form 5500 · 2023

Astor Wines and Spirits, Inc. ESOP

Data updated 2026-08-25

$4M
Total assets Small plan by assets
57
Participants Small participant base
41st
Percentile by assets National rank
$74,246
Avg per participant Below avg balance/head
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Official DOL plan name: Astor Wines & Spirits, Inc. Employee Stock Ownership Plan · Sponsored by Astor Wines and Spirits, Inc. · New York · Wholesale Trade

$4M in assets, 57 participants

Astor Wines and Spirits, Inc.'s Astor Wines & Spirits, Inc. Employee Stock Ownership Plan reported $4M in total assets and 57 participants in its 2023 DOL Form 5500 filing, ranking in the 41st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,914 in Wholesale Trade (6,309 peers)

Astor Wines and Spirits, Inc. multi-year trail

Astor Wines and Spirits, Inc.'s plans moved +34.5% in assets from 2022 to 2024; this filing shows Astor Wines & Spirits, Inc. Employee Stock Ownership Plan at $4M / 57 participants.

#1,914
in Wholesale Trade (6,309 peers)
+28.4%
assets growth YoY

Astor Wines & Spirits, Inc. Employee Stock Ownership Plan's mid-pack asset rank among Wholesale Trade and all filers

Astor Wines & Spirits, Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$4,232,000 41st percentile higher than 41% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Astor Wines & Spirits, Inc. Employee Stock Ownership Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Astor Wines & Spirits, Inc. Employee Stock Ownership Plan is a small filing (57 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Astor Wines & Spirits, Inc. Employee Stock Ownership Plan reported net income rose from -$20M in the plan year 2022 filing to $3M in the plan year 2023 filing.
  • Astor Wines & Spirits, Inc. Employee Stock Ownership Plan end-of-year assets rose from $3M in the plan year 2022 filing to $4M in the plan year 2023 filing.
  • Astor Wines & Spirits, Inc. Employee Stock Ownership Plan reported participants fell from 77 in the plan year 2022 filing to 57 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 132667677 · Astor Wines and Spirits, Inc. PY 2023 · ESOP

Astor Wines & Spirits, Inc. Employee Stock Ownership Plan · $4M · 57 · 41st

  • 5500 $4M
  • 5500 57
  • 5500 41st
  • 5500 ESOP
  • 5500 near Quality Boneless Beef Inc Employee Stock Ownership Plan
  • 5500 ind #1914

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in New York →

Astor Wines & Spirits, Inc. Employee Stock Ownership Plan in the asset neighbourhood

Utah Tank & Trailer Employee Stock Ownership PlanUtah Tank & Trailer Employee…$4MAstor Wines & Spirits, Inc. Employee Stock Ownership PlanAstor Wines & Spirits, Inc. …$4MQuality Boneless Beef Inc Employee Stock Ownership PlanQuality Boneless Beef Inc Em…$4MSuperior Equipment Sales, Inc. Employee Stock Ownership PlanSuperior Equipment Sales, In…$4MPro Reps West, Inc. ESOP$4M
End-of-year total assets ($M) among Astor Wines & Spirits, Inc. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Astor Wines and Spirits, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Astor Wines and Spirits, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$4M 34.5492718446602% vs 2022
2024 filing year
$3M$3.5M$4M$4.5M$5M 202220232024 $3.3M $4.43M ▲ +34.2%
Year Plans Participants Total Assets
2022 1 77 $3M
2023 1 57 $4M
2024 1 49 $4M

Astor Wines and Spirits, Inc. filing trail (2023)

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)-$17M
Net Income$3M
Employer EIN132667677
Plan Effective Date2021-01-01
Filing StatusFILING RECEIVED

Nearby ESOP Plans in New York

Peer ESOP plans, same state, same plan type, ranked by total assets.

Astor Wines & Spirits, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants Scatter plot of 6 data points. -1000010002000300040005000 -20002004006008001000 Total assets ($M) Participants Astor Wines & Spirits, Inc. Employee Stock Ownership Plan, Total assets ($M): 4.232 · Participants: 57Astor Wines & Spirits, Inc. Employee Stock Ownership PlanStewart's Shops Corp Employee Stock Ownership Plan, Total assets ($M): 876.57583 · Participants: 3439Stewart's Shops Corp Employee Stock Ownership PlanNorth Coast Holdings Employee Stock Ownership Plan, Total assets ($M): 406.002646 · Participants: 4467North Coast Holdings Employee Stock Ownership PlanGriffon Corporation Employee Stock Ownership Plan, Total assets ($M): 298.738533 · Participants: 3674Griffon Corporation Employee Stock Ownership PlanGreenman-Pedersen, Inc. Employee Stock Ownership Plan, Total assets ($M): 247.681611 · Participants: 1704Greenman-Pedersen, Inc. Employee Stock Ownership PlanH.C. Wainwright & Co. Employee Stock Ownership Plan, Total assets ($M): 241.736533 · Participants: 93H.C. Wainwright & Co. Employee Stock Ownership Plan
Astor Wines & Spirits, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants
Compare Astor Wines & Spirits, Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

Astor Wines & Spirits, Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside New York, the nearest ESOP by assets is Quality Boneless Beef Inc Employee Stock Ownership Plan in ND ($4M); by covered participants it is R-S-H Engineering, Inc. Employee Stock Ownership Plan in LA (57 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (57 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Astor Wines & Spirits, Inc. Employee Stock Ownership Plan assets move in 2023? ▼
Astor Wines & Spirits, Inc. Employee Stock Ownership Plan grew sharply - up 28.4% during 2023, from $3M to $4M. Reported net income was $3M.
How have Astor Wines and Spirits, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Astor Wines and Spirits, Inc.'s sponsor-wide assets grew 34.5%, from $3M to $4M.
Which ESOP plans are similar in size to Astor Wines & Spirits, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Quality Boneless Beef Inc Employee Stock Ownership Plan in ND ($4M, 58 participants).
Which ESOP plans cover a similar participant headcount to Astor Wines & Spirits, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is R-S-H Engineering, Inc. Employee Stock Ownership Plan in LA (57 participants, $10M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 132667677.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.