401(k) · DOL Form 5500 · 2023

Joseph a. Small Dba Small & as 401(k) Plan

Data updated 2026-08-25

$5M
Total assets Small plan by assets
16
Participants Small participant base
45th
Percentile by assets National rank
$325,449
Avg per participant High balance/head
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Official DOL plan name: Small & Associates 401(k) Plan and Trust · Sponsored by Joseph a. Small Dba Small & as · Arkansas · Professional & Technical Services

$5M in assets, 16 participants

Joseph a. Small Dba Small & as's Small & Associates 401(k) Plan and Trust reported $5M in total assets and 16 participants in its 2023 DOL Form 5500 filing, ranking in the 45th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,749 in Professional & Technical Services (20,321 peers)

Joseph a. Small Dba Small & as multi-year trail

Joseph a. Small Dba Small & as's plans moved +70.2% in assets from 2022 to 2024; this filing shows Small & Associates 401(k) Plan and Trust at $5M / 16 participants.

#8,749
in Professional & Technical Services (20,321 peers)
+34.9%
assets growth YoY

Small & Associates 401(k) Plan and Trust's mid-pack asset rank among Professional & Technical Services and all filers

Small & Associates 401(k) Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$5,207,182 45th percentile higher than 45% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Small & Associates 401(k) Plan and Trust among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Small & Associates 401(k) Plan and Trust is a small filing (16 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Small & Associates 401(k) Plan and Trust reported net income rose from -$924K in the plan year 2022 filing to $1M in the plan year 2023 filing.
  • Small & Associates 401(k) Plan and Trust end-of-year assets rose from $4M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • Small & Associates 401(k) Plan and Trust reported participants rose from 15 in the plan year 2022 filing to 16 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 710846222 · Joseph a. Small Dba Small & as PY 2023 · 401(k)

Small & Associates 401(k) Plan and Trust · $5M · 16 · 45th

  • IND $5M
  • IND 16
  • IND 45th
  • IND 401(k)
  • IND near Tsc Construction LLC Retirement Plan
  • IND ind #8749

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Arkansas →

Small & Associates 401(k) Plan and Trust in the asset neighbourhood

Small & Associates 401(k) Plan and TrustSmall & Associates 401(k) Pl…$5MTsc Construction LLC Retirement PlanTsc Construction LLC Retirem…$5MBmc Growth Fund II, LLC 401(k) PlanBmc Growth Fund II, LLC 401(…$5MBargmann Hendrie & Archetype, Inc. 401(k) PlanBargmann Hendrie & Archetype…$5MPrograma Head Start Municipio Autonomo De Caguas Money Purchase PlanPrograma Head Start Municipi…$5M
End-of-year total assets ($M) among Small & Associates 401(k) Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Joseph a. Small Dba Small & as multi-year asset trail

Sponsor-wide plan assets over time

All Joseph a. Small Dba Small & as plans reported in each filing year

Latest sponsor-wide plan assets
$7M 70.17521048517395% vs 2022
2024 filing year
$3M$4M$5M$6M$7M 202220232024 $3.86M $6.57M ▲ +70.2%
Year Plans Participants Total Assets
2022 1 15 $4M
2023 1 16 $5M
2024 1 20 $7M

Joseph a. Small Dba Small & as filing trail (2023)

Total Assets (Beginning of Year)$4M
Net Assets (End of Year)$5M
Net Income$1M
Employer EIN710846222
Plan Effective Date2007-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Arkansas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Small & Associates 401(k) Plan and Trust vs. nearby 401(k) plans in Arkansas, assets vs. participants Scatter plot of 6 data points. -5000000500000100000015000002000000 -1001020304050 Total assets ($B) Participants Small & Associates 401(k) Plan and Trust, Total assets ($B): 0.005207182 · Participants: 16Small & Associates 401(k) Plan and TrustWalmart 401(k) Plan, Total assets ($B): 41.538754799 · Participants: 1611202Walmart 401(k) PlanTyson Foods, Inc. Retirement Savings Plan, Total assets ($B): 3.539529752 · Participants: 113806Tyson Foods, Inc. Retirement Savings PlanDillard's, Inc. Investment & Employee Stock Ownership Plan, Total assets ($B): 2.853974665 · Participants: 30034Dillard's, Inc. Investment & Employee Stock Ownership PlanJ.B. Hunt Transport Services, Inc. Employee Retirement Plan, Total assets ($B): 1.318138116 · Participants: 39077J.B. Hunt Transport Services, Inc. Employee Retirement PlanWindstream 401(k) Plan, Total assets ($B): 1.230072939 · Participants: 10991Windstream 401(k) Plan
Small & Associates 401(k) Plan and Trust vs. nearby 401(k) plans in Arkansas, assets vs. participants
Compare Small & Associates 401(k) Plan and Trust side-by-side with 3 peers →

Small & Associates 401(k) Plan and Trust's out-of-state 401(k) peers by assets and headcount

Outside Arkansas, the nearest 401(k) by assets is Tsc Construction LLC Retirement Plan in NY ($5M); by covered participants it is Surgical Associates of La Jolla Medical Group Inc. Profit Sharing Plan in CA (16 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (16 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Small & Associates 401(k) Plan and Trust assets move in 2023? ▼
Small & Associates 401(k) Plan and Trust surged - up 34.9% during 2023, from $4M to $5M. Reported net income was $1M.
How have Joseph a. Small Dba Small & as plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Joseph a. Small Dba Small & as's sponsor-wide assets grew 70.2%, from $4M to $7M.
Which 401(k) plans are similar in size to Small & Associates 401(k) Plan and Trust? ▼
Among 401(k) plans in other states, the closest by assets is Tsc Construction LLC Retirement Plan in NY ($5M, 115 participants).
Which 401(k) plans cover a similar participant headcount to Small & Associates 401(k) Plan and Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Surgical Associates of La Jolla Medical Group Inc. Profit Sharing Plan in CA (16 participants, $5M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 710846222.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.