401(k) · DOL Form 5500 · 2023
Southwest Brokerage Company 401(k) Plan
Data updated 2026-08-25
- $639
- Total assets Small plan by assets
- 5
- Participants Small participant base
- 0th
- Percentile by assets National rank
- $128
- Avg per participant Low balance/head
Official DOL plan name: Southwest Brokerage Company 401(k) Profit Sharing Plan & Trust · Sponsored by Southwest Brokerage Company · California · Other Services
$639 in assets, 5 participants
Southwest Brokerage Company's Southwest Brokerage Company 401(k) Profit Sharing Plan & Trust reported $639 in total assets and 5 participants in its 2023 DOL Form 5500 filing, ranking in the 0th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #68 in Other Services (7,857 peers)
What the 2023 filing shows
Southwest Brokerage Company 401(k) Profit Sharing Plan & Trust holds $639 for 5 participants - about $128 per participant, among the smaller plans by assets on file.
- #68
- in Other Services (7,857 peers)
- $639
- reported net income
Southwest Brokerage Company 401(k) Profit Sharing Plan & Trust among the smaller filed plans by assets
Southwest Brokerage Company 401(k) Profit Sharing Plan & Trust vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$639 0th percentile higher than 0% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Southwest Brokerage Company 401(k) Profit Sharing Plan & Trust among micro filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Southwest Brokerage Company 401(k) Profit Sharing Plan & Trust is a micro filing (5 participants), the leftmost band.
Form 5500 schedule snapshot
Filing strip 330620201 · Southwest Brokerage Company PY 2023 · 401(k)
Southwest Brokerage Company 401(k) Profit Sharing Plan & Trust · $639 · 5 · 0th
- PCT $639
- PCT 5
- PCT 0th
- PCT 401(k)
- PCT near Rex Direct Net Inc 401(k) Profit Sharing Plan & Trust
- PCT ind #68
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in California →
Southwest Brokerage Company 401(k) Profit Sharing Plan & Trust in the asset neighbourhood
Filing particulars (2023)
| Total Assets (Beginning of Year) | N/A |
|---|---|
| Net Assets (End of Year) | $639 |
| Net Income | $639 |
| Employer EIN | 330620201 |
| Plan Effective Date | 2016-01-01 |
| Filing Status | FILING RECEIVED |
Nearby 401(k) Plans in California
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Wells Fargo & Company 401(k) Plan $51.8B · 193,919
- Google LLC 401(k) Savings Plan $39.0B · 122,867
- Oracle Corporation 401(k) Savings and Investment Plan $26.3B · 63,105
- Intel 401(k) Savings Plan $22.2B · 59,863
- Apple 401(k) Plan $19.8B · 106,111
Southwest Brokerage Company 401(k) Profit Sharing Plan & Trust's out-of-state 401(k) peers by assets and headcount
Outside California, the nearest 401(k) by assets is Rex Direct Net Inc 401(k) Profit Sharing Plan & Trust in NJ ($637); by covered participants it is Larrann, Inc. 401(k) Plan in FL (5 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($639 here).
Similar participant headcount
Nearest other-state filings by covered participants (5 participants); asset peers above are excluded.
- Larrann, Inc. 401(k) Plan (FL) 5 · 0 off
- Larrann, Inc. 401(k) Plan (FL) 5 · 0 off
- Br3 Enterprises, Inc. 401(k) Plan (MO) 5 · 0 off
- Designworks Creative 401(k) Plan (ID) 5 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.