401(k) · DOL Form 5500 · 2023

High Falls Advisors, Inc. 401(k) Plan

Data updated 2026-08-25

$4M
Total assets Small plan by assets
16
Participants Small participant base
39th
Percentile by assets National rank
$231,602
Avg per participant Above avg balance/head
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Official DOL plan name: High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust · Sponsored by High Falls Advisors, Inc. · New York · Finance & Insurance

$4M in assets, 16 participants

High Falls Advisors, Inc.'s High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust reported $4M in total assets and 16 participants in its 2023 DOL Form 5500 filing, ranking in the 39th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,427 in Finance & Insurance (8,869 peers)

High Falls Advisors, Inc. multi-year trail

High Falls Advisors, Inc.'s plans moved +23.8% in assets from 2022 to 2024; this filing shows High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust at $4M / 16 participants.

#2,427
in Finance & Insurance (8,869 peers)
+21.5%
assets growth YoY

High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust's mid-pack asset rank among Finance & Insurance and all filers

High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$3,705,630 39th percentile higher than 39% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust is a small filing (16 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust reported net income rose from -$533K in the plan year 2022 filing to $655K in the plan year 2023 filing.
  • High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust end-of-year assets rose from $3M in the plan year 2022 filing to $4M in the plan year 2023 filing.
  • High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust reported participants rose from 15 in the plan year 2022 filing to 16 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 461165286 · High Falls Advisors, Inc. PY 2023 · 401(k)

High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust · $4M · 16 · 39th

  • VS-ST $4M
  • BOY 16
  • SCH 39th
  • EBSA 401(k)
  • PART near Soto Law Group, P.a. Retirement Plan
  • TYPE ind #2427

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust in the asset neighbourhood

High Falls Advisors, Inc. 401(k) Profit Sharing Plan and TrustHigh Falls Advisors, Inc. 40…$4MSoto Law Group, P.a. Retirement PlanSoto Law Group, P.a. Retirem…$4MNaderi Engineering, Inc. 401(k) Profit Sharing Plan & TrustNaderi Engineering, Inc. 401…$4MWheat Montana 401(k) Plan & TrustWheat Montana 401(k) Plan & …$4MKaweah Container 401(k) Plan$4M
End-of-year total assets ($M) among High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

High Falls Advisors, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All High Falls Advisors, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$4M 23.83619896953145% vs 2022
2024 filing year
$2.5M$3M$3.5M$4M 202220232024 $3.05M $3.78M ▲ +23.9%
Year Plans Participants Total Assets
2022 1 15 $3M
2023 1 16 $4M
2024 1 17 $4M

High Falls Advisors, Inc. filing trail (2023)

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$4M
Net Income$655K
Employer EIN461165286
Plan Effective Date2010-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust, Total assets ($B): 0.00370563 · Participants: 16High Falls Advisors, Inc. 401(k) Profit Sharing Plan and TrustIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust vs. nearby 401(k) plans in New York, assets vs. participants
Compare High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust side-by-side with 3 peers →

High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Soto Law Group, P.a. Retirement Plan in FL ($4M); by covered participants it is Surgical Associates of La Jolla Medical Group Inc. Profit Sharing Plan in CA (16 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (16 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust assets move in 2023? ▼
High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust grew sharply - up 21.5% during 2023, from $3M to $4M. Reported net income was $655K.
How have High Falls Advisors, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), High Falls Advisors, Inc.'s sponsor-wide assets grew 23.8%, from $3M to $4M.
Which 401(k) plans are similar in size to High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust? ▼
Among 401(k) plans in other states, the closest by assets is Soto Law Group, P.a. Retirement Plan in FL ($4M, 9 participants).
Which 401(k) plans cover a similar participant headcount to High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Surgical Associates of La Jolla Medical Group Inc. Profit Sharing Plan in CA (16 participants, $5M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 461165286.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.