401(k) · DOL Form 5500 · 2023

Rice Hall James & Associates, LLC 401(k) Plan

Data updated 2026-08-25

$22M
Total assets Small plan by assets
27
Participants Small participant base
74th
Percentile by assets National rank
$802,053
Avg per participant High balance/head
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Official DOL plan name: Rice Hall James 401(k) Profit Sharing Plan · Sponsored by Rice Hall James & Associates, LLC · California · Finance & Insurance

$22M in assets, 27 participants

Rice Hall James & Associates, LLC's Rice Hall James 401(k) Profit Sharing Plan reported $22M in total assets and 27 participants in its 2023 DOL Form 5500 filing, ranking in the 74th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,419 in Finance & Insurance (8,869 peers)

What the 2023 filing shows

Rice Hall James 401(k) Profit Sharing Plan holds $22M for 27 participants - about $802,053 per participant, above the median plan by assets.

#5,419
in Finance & Insurance (8,869 peers)
-4.6%
assets change YoY

The plan reported a net loss of $1M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Rice Hall James 401(k) Profit Sharing Plan's outsized position by total assets

Rice Hall James 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$21,655,418 Top 26% higher than 74% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Rice Hall James 401(k) Profit Sharing Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rice Hall James 401(k) Profit Sharing Plan is a small filing (27 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rice Hall James 401(k) Profit Sharing Plan reported net income rose from -$7M in the plan year 2022 filing to -$1M in the plan year 2023 filing.
  • Rice Hall James 401(k) Profit Sharing Plan reported participants fell from 31 in the plan year 2022 filing to 27 in the plan year 2023 filing.
  • Rice Hall James 401(k) Profit Sharing Plan end-of-year assets fell from $23M in the plan year 2022 filing to $22M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 431992528 · Rice Hall James & Associates, LLC PY 2023 · 401(k)

Rice Hall James 401(k) Profit Sharing Plan · $22M · 27 · 74th

  • TYPE $22M
  • NET 27
  • BOOK 74th
  • VS-ST 401(k)
  • BOY near Jpw Industries Employees Retirement Plan
  • SCH ind #5419

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Rice Hall James 401(k) Profit Sharing Plan in the asset neighbourhood

Rice Hall James 401(k) Profit Sharing PlanRice Hall James 401(k) Profi…$22MJpw Industries Employees Retirement PlanJpw Industries Employees Ret…$22MBob Barker Company, Inc. 401(k) PlanBob Barker Company, Inc. 401…$22MThe Christ Hospital 401(a) Retirement Savings PlanThe Christ Hospital 401(a) R…$22MRlg Employees' 401(k) Plan$22M
End-of-year total assets ($M) among Rice Hall James 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Filing particulars (2023)

Total Assets (Beginning of Year)$23M
Net Assets (End of Year)$22M
Net Income-$1M
Employer EIN431992528
Plan Effective Date2003-02-16
Filing StatusFILING RECEIVED

Sponsor Plan History (Rice Hall James & Associates, LLC)

Sponsor-wide plan assets over time

All Rice Hall James & Associates, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$22M 1.2933232651253215% vs 2022
2024 filing year
$21.5M$22M$22.5M$23M 202220232024 $22.7M $22.4M ▼ -1.3%
Year Plans Participants Total Assets
2022 1 31 $23M
2023 1 27 $22M
2024 1 26 $22M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rice Hall James 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Rice Hall James 401(k) Profit Sharing Plan, Total assets ($B): 0.021655418 · Participants: 27Rice Hall James 401(k) Profit Sharing PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Rice Hall James 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Rice Hall James 401(k) Profit Sharing Plan side-by-side with 3 peers →

Rice Hall James 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Jpw Industries Employees Retirement Plan in TN ($22M); by covered participants it is Memo-Omega Manufacturing, Inc. 401(k) Plan in TX (27 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($22M here).

Similar participant headcount

Nearest other-state filings by covered participants (27 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rice Hall James 401(k) Profit Sharing Plan assets move in 2023? ▼
Rice Hall James 401(k) Profit Sharing Plan edged down modestly - down 4.6% during 2023, from $23M to $22M. Reported net income was -$1M.
How have Rice Hall James & Associates, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rice Hall James & Associates, LLC's sponsor-wide assets declined 1.3%, from $23M to $22M.
Which 401(k) plans are similar in size to Rice Hall James 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Jpw Industries Employees Retirement Plan in TN ($22M, 306 participants).
Which 401(k) plans cover a similar participant headcount to Rice Hall James 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Memo-Omega Manufacturing, Inc. 401(k) Plan in TX (27 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 431992528.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.