401(k) · DOL Form 5500 · 2023

Serina Therapeutics, Inc. 401(k) Plan

Data updated 2026-08-25

$987K
Total assets Small plan by assets
7
Participants Small participant base
24th
Percentile by assets National rank
$140,940
Avg per participant Near avg balance/head
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Official DOL plan name: Serina Therapeutics, Inc. 401(k) Profit Sharing Plan · Sponsored by Serina Therapeutics, Inc. · Alabama · Manufacturing

$987K in assets, 7 participants

Serina Therapeutics, Inc.'s Serina Therapeutics, Inc. 401(k) Profit Sharing Plan reported $987K in total assets and 7 participants in its 2023 DOL Form 5500 filing, ranking in the 24th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,913 in Manufacturing (18,722 peers)

Serina Therapeutics, Inc. multi-year trail

Serina Therapeutics, Inc.'s plans moved +28.3% in assets from 2022 to 2023; this filing shows Serina Therapeutics, Inc. 401(k) Profit Sharing Plan at $987K / 7 participants.

#1,913
in Manufacturing (18,722 peers)
+28.3%
assets growth YoY

Serina Therapeutics, Inc. 401(k) Profit Sharing Plan among the smaller filed plans by assets

Serina Therapeutics, Inc. 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$986,578 24th percentile higher than 24% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Serina Therapeutics, Inc. 401(k) Profit Sharing Plan among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Serina Therapeutics, Inc. 401(k) Profit Sharing Plan is a micro filing (7 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Serina Therapeutics, Inc. 401(k) Profit Sharing Plan reported net income rose from -$36K in the plan year 2022 filing to $218K in the plan year 2023 filing.
  • Serina Therapeutics, Inc. 401(k) Profit Sharing Plan end-of-year assets rose from $769K in the plan year 2022 filing to $987K in the plan year 2023 filing.
  • Serina Therapeutics, Inc. 401(k) Profit Sharing Plan reported participants fell from 9 in the plan year 2022 filing to 7 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 205757299 · Serina Therapeutics, Inc. PY 2023 · 401(k)

Serina Therapeutics, Inc. 401(k) Profit Sharing Plan · $987K · 7 · 24th

  • EIN $987K
  • EIN 7
  • EIN 24th
  • EIN 401(k)
  • EIN near Raven Defense Corporation 401(k) Plan
  • EIN ind #1913

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in Alabama →

Serina Therapeutics, Inc. 401(k) Profit Sharing Plan in the asset neighbourhood

Serina Therapeutics, Inc. 401(k) Profit Sharing PlanSerina Therapeutics, Inc. 40…$987KRaven Defense Corporation 401(k) PlanRaven Defense Corporation 40…$987KPro-Ject Chemicals 401(k) PlanPro-Ject Chemicals 401(k) Pl…$986KBase Partners, Inc. 401(k) PlanBase Partners, Inc. 401(k) P…$986KNew Penn Equipment Corporation Tax-Favored Savings PlanNew Penn Equipment Corporati…$986K
End-of-year total assets ($M) among Serina Therapeutics, Inc. 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Serina Therapeutics, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Serina Therapeutics, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$987K 28.343864113261496% vs 2022
2023 filing year
$0.7M$0.8M$0.9M$1M$1.1M 20222023 $0.77M $0.99M ▲ +28.6%
Year Plans Participants Total Assets
2022 1 9 $769K
2023 1 7 $987K

Serina Therapeutics, Inc. filing trail (2023)

Total Assets (Beginning of Year)$769K
Net Assets (End of Year)$987K
Net Income$218K
Employer EIN205757299
Plan Effective Date2009-04-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Alabama

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Serina Therapeutics, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in Alabama, assets vs. participants Scatter plot of 6 data points. -100000100002000030000 -10123 Total assets ($B) Participants Serina Therapeutics, Inc. 401(k) Profit Sharing Plan, Total assets ($B): 0.000986578 · Participants: 7Serina Therapeutics, Inc. 401(k) Profit Sharing PlanRegions Financial Corporation 401(k) Plan, Total assets ($B): 2.854553916 · Participants: 20733Regions Financial Corporation 401(k) PlanEncompass Health Corporation 401(k) Retirement Plan, Total assets ($B): 1.49327201 · Participants: 24565Encompass Health Corporation 401(k) Retirement PlanHexagon Employee Retirement Savings Plan, Total assets ($B): 1.479278219 · Participants: 4618Hexagon Employee Retirement Savings PlanVulcan 401(k) Plan, Total assets ($B): 1.361024189 · Participants: 9487Vulcan 401(k) PlanMercedes-Benz U.S. International, Inc. Retirement and Savings Plan, Total assets ($B): 1.090263356 · Participants: 0Mercedes-Benz U.S. International, Inc. Retirement and Savings Plan
Serina Therapeutics, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in Alabama, assets vs. participants

Serina Therapeutics, Inc. 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside Alabama, the nearest 401(k) by assets is Raven Defense Corporation 401(k) Plan in NM ($987K); by covered participants it is Asana Biosciences, LLC 401(k) Plan in NJ (7 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($987K here).

Similar participant headcount

Nearest other-state filings by covered participants (7 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Serina Therapeutics, Inc. 401(k) Profit Sharing Plan assets move in 2023?
Serina Therapeutics, Inc. 401(k) Profit Sharing Plan grew sharply - up 28.3% during 2023, from $769K to $987K. Reported net income was $218K.
How have Serina Therapeutics, Inc. plan assets changed over time?
Across 2 plan years on file (2022-2023), Serina Therapeutics, Inc.'s sponsor-wide assets grew 28.3%, from $769K to $987K.
Where does Serina Therapeutics, Inc. 401(k) Profit Sharing Plan rank by assets among Form 5500 filers?
Serina Therapeutics, Inc. 401(k) Profit Sharing Plan ranks in the 24th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).
Which 401(k) plans are similar in size to Serina Therapeutics, Inc. 401(k) Profit Sharing Plan?
Among 401(k) plans in other states, the closest by assets is Raven Defense Corporation 401(k) Plan in NM ($987K, 12 participants).
Which 401(k) plans cover a similar participant headcount to Serina Therapeutics, Inc. 401(k) Profit Sharing Plan?
Among 401(k) plans in other states, the closest by covered participants is Asana Biosciences, LLC 401(k) Plan in NJ (7 participants, N/A in assets).