401(k) · DOL Form 5500 · 2023

Cappstone, Inc. 401(k) Plan

Data updated 2026-08-25

$4M
Total assets Small plan by assets: 16
Participants Small participant base: 39th
Percentile by assets National rank: $226,328
Avg per participant Above avg balance/head

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Official DOL plan name: Cappstone, Inc. 401(k) Plan · Sponsored by Cappstone, Inc. · California · Other Services

$4M in assets, 16 participants

Cappstone, Inc.'s Cappstone, Inc. 401(k) Plan reported $4M in total assets and 16 participants in its 2023 DOL Form 5500 filing, ranking in the 39th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#4,857 in Other Services (7,857 peers)

Other Services sector rank

Within Other Services, Cappstone, Inc. 401(k) Plan ranks #4,857 of 7,857 2023 filers by assets (554% of the sector average)-$4M for 16 participants.

#4,857
in Other Services (7,857 peers): +33.0%
assets growth YoY

Cappstone, Inc. 401(k) Plan's mid-pack asset rank among Other Services and all filers

Cappstone, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$3,621,250 39th percentile higher than 39% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Cappstone, Inc. 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Cappstone, Inc. 401(k) Plan is a small filing (16 participants) on this national headcount ladder.

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Cappstone, Inc. 401(k) Plan reported net income rose from -$704K in the plan year 2022 filing to $899K in the plan year 2023 filing.
Cappstone, Inc. 401(k) Plan end-of-year assets rose from $3M in the plan year 2022 filing to $4M in the plan year 2023 filing.
Cappstone, Inc. 401(k) Plan reported participants fell from 18 in the plan year 2022 filing to 16 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 141895321 · Cappstone, Inc. PY 2023 · 401(k)

Cappstone, Inc. 401(k) Plan · $4M · 16 · 39th

BOY $4M
SCH 16
EBSA 39th
PART 401(k)
TYPE near Tailored Companies, Et. Al. Retirement Plan
NET ind #4857

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in California →

End-of-year total assets ($M) among Cappstone, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Other Services filing particulars

Total Assets (Beginning of Year)	$3M
Net Assets (End of Year)	$4M
Net Income	$899K
Employer EIN	141895321
Plan Effective Date	2009-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Cappstone, Inc.)

Latest sponsor-wide plan assets: $5M 66.84665679090725% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	18	$3M
2023	1	16	$4M
2024	1	16	$5M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Cappstone, Inc. 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants

Wells Fargo & Company 401(k) Plan $51.8B · 193,919
Google LLC 401(k) Savings Plan $39.0B · 122,867
Oracle Corporation 401(k) Savings and Investment Plan $26.3B · 63,105
Intel 401(k) Savings Plan $22.2B · 59,863
Apple 401(k) Plan $19.8B · 106,111

Compare Cappstone, Inc. 401(k) Plan side-by-side with 3 peers →

Cappstone, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Tailored Companies, Et. Al. Retirement Plan in NC ($4M); by covered participants it is Quality Parts Express, Inc. 401(k) Plan in TN (16 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($4M here).

Tailored Companies, Et. Al. Retirement Plan (NC) $4M · 187
Tcc Wireless, LLC 401(k) Plan (IL) $4M · 1,243
Duggan Property Services, Inc. Profit Sharing Plan (AL) $4M · 3
Dabbs, Hickman, Hill & Cannon, LLP 401(k) Plan (GA) $4M · 25

Similar participant headcount

Nearest other-state filings by covered participants (16 participants); asset peers above are excluded.

Quality Parts Express, Inc. 401(k) Plan (TN) 16 · 0 off
Republic Electronics Corporation 401(k) Plan (VA) 16 · 0 off
Mellinger Enterprises Inc. 401(k) Plan (FL) 16 · 0 off
Bznds Enterprise, Inc. 401(k) Plan (MI) 16 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Cappstone, Inc. 401(k) Plan assets move in 2023? ▼

Cappstone, Inc. 401(k) Plan surged - up 33.0% during 2023, from $3M to $4M. Reported net income was $899K.

How have Cappstone, Inc. plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Cappstone, Inc.'s sponsor-wide assets grew 66.8%, from $3M to $5M.

Which 401(k) plans are similar in size to Cappstone, Inc. 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Tailored Companies, Et. Al. Retirement Plan in NC ($4M, 187 participants).

Which 401(k) plans cover a similar participant headcount to Cappstone, Inc. 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Quality Parts Express, Inc. 401(k) Plan in TN (16 participants, $1M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 141895321.