401(k) · DOL Form 5500 · 2023

The Klein Group 401(k) Plan

Data updated 2026-08-25

$5M
Total assets Small plan by assets
43
Participants Small participant base
42nd
Percentile by assets National rank
$105,351
Avg per participant Below avg balance/head
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Official DOL plan name: The Klein Group 401(k) Profit Sharing Plan & Trust · Sponsored by The Klein Group · New York · Finance & Insurance

$5M in assets, 43 participants

The Klein Group's The Klein Group 401(k) Profit Sharing Plan & Trust reported $5M in total assets and 43 participants in its 2023 DOL Form 5500 filing, ranking in the 42nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,644 in Finance & Insurance (8,869 peers)

The Klein Group multi-year trail

The Klein Group's plans moved +72.9% in assets from 2022 to 2024; this filing shows The Klein Group 401(k) Profit Sharing Plan & Trust at $5M / 43 participants.

#2,644
in Finance & Insurance (8,869 peers)
+36.4%
assets growth YoY

The Klein Group 401(k) Profit Sharing Plan & Trust's mid-pack asset rank among Finance & Insurance and all filers

The Klein Group 401(k) Profit Sharing Plan & Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$4,530,077 42nd percentile higher than 42% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

The Klein Group 401(k) Profit Sharing Plan & Trust among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Klein Group 401(k) Profit Sharing Plan & Trust is a small filing (43 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • The Klein Group 401(k) Profit Sharing Plan & Trust reported net income rose from -$485K in the plan year 2022 filing to $1M in the plan year 2023 filing.
  • The Klein Group 401(k) Profit Sharing Plan & Trust end-of-year assets rose from $3M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • The Klein Group 401(k) Profit Sharing Plan & Trust reported participants fell from 44 in the plan year 2022 filing to 43 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 272468107 · The Klein Group PY 2023 · 401(k)

The Klein Group 401(k) Profit Sharing Plan & Trust · $5M · 43 · 42nd

  • PHOTO $5M
  • IND 43
  • EOY 42nd
  • 5500 401(k)
  • ASSETS near Hilty's International, Inc. Dba Hilty's Electrical Contracting Profit Sharing Plan
  • PCT ind #2644

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

The Klein Group 401(k) Profit Sharing Plan & Trust in the asset neighbourhood

The Klein Group 401(k) Profit Sharing Plan & TrustThe Klein Group 401(k) Profi…$5MHilty's International, Inc. Dba Hilty's Electrical Contracting Profit Sharing PlanHilty's International, Inc. …$5MMilwaukee General Construction Co., Inc. 401(k) Profit Sharing Retirement PlanMilwaukee General Constructi…$5MCleveland Plant & Flower Company 401(k) PlanCleveland Plant & Flower Com…$5MJnj Express Inc. 401(k) Plan$5M
End-of-year total assets ($M) among The Klein Group 401(k) Profit Sharing Plan & Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

The Klein Group multi-year asset trail

Sponsor-wide plan assets over time

All The Klein Group plans reported in each filing year

Latest sponsor-wide plan assets
$6M 72.93033062630518% vs 2022
2024 filing year
$3M$4M$5M$6M 202220232024 $3.32M $5.74M ▲ +72.9%
Year Plans Participants Total Assets
2022 1 44 $3M
2023 1 43 $5M
2024 1 54 $6M

The Klein Group filing trail (2023)

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$5M
Net Income$1M
Employer EIN272468107
Plan Effective Date2012-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Klein Group 401(k) Profit Sharing Plan & Trust vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants The Klein Group 401(k) Profit Sharing Plan & Trust, Total assets ($B): 0.004530077 · Participants: 43The Klein Group 401(k) Profit Sharing Plan & TrustIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
The Klein Group 401(k) Profit Sharing Plan & Trust vs. nearby 401(k) plans in New York, assets vs. participants
Compare The Klein Group 401(k) Profit Sharing Plan & Trust side-by-side with 3 peers →

The Klein Group 401(k) Profit Sharing Plan & Trust's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Hilty's International, Inc. Dba Hilty's Electrical Contracting Profit Sharing Plan in AZ ($5M); by covered participants it is Texas Shafts, Inc. Profit Sharing Plan in TX (43 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (43 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Klein Group 401(k) Profit Sharing Plan & Trust assets move in 2023? ▼
The Klein Group 401(k) Profit Sharing Plan & Trust surged - up 36.4% during 2023, from $3M to $5M. Reported net income was $1M.
How have The Klein Group plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), The Klein Group's sponsor-wide assets grew 72.9%, from $3M to $6M.
Which 401(k) plans are similar in size to The Klein Group 401(k) Profit Sharing Plan & Trust? ▼
Among 401(k) plans in other states, the closest by assets is Hilty's International, Inc. Dba Hilty's Electrical Contracting Profit Sharing Plan in AZ ($5M, 379 participants).
Which 401(k) plans cover a similar participant headcount to The Klein Group 401(k) Profit Sharing Plan & Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Texas Shafts, Inc. Profit Sharing Plan in TX (43 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 272468107.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.