401(k) · DOL Form 5500 · 2023

Headwater Companies, LLC 401(k) Plan

Data updated 2026-08-25

$54M
Total assets Below avg plan size
904
Participants Near avg headcount
86th
Percentile by assets National rank
$59,195
Avg per participant Low balance/head
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Official DOL plan name: Headwater Companies, LLC 401(k) Plan · Sponsored by Headwater Companies, LLC · Indiana · Wholesale Trade

$54M in assets, 904 participants

Headwater Companies, LLC's Headwater Companies, LLC 401(k) Plan reported $54M in total assets and 904 participants in its 2023 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,529 in Wholesale Trade (6,309 peers)

Where Headwater Companies, LLC 401(k) Plan sits by assets

Headwater Companies, LLC 401(k) Plan sits in the top quartile of all filed plans by assets, $54M for 904 participants (~$59,195/participant), up 21.1% in 2023.

#5,529
in Wholesale Trade (6,309 peers)
+21.1%
assets growth YoY
0.5×
vs typical plan assets (national mean)

Headwater Companies, LLC 401(k) Plan's outsized position by total assets

Headwater Companies, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$53,512,682 Top 14% higher than 86% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Headwater Companies, LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Headwater Companies, LLC 401(k) Plan sits mid-pack in the medium band (904 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Headwater Companies, LLC 401(k) Plan reported net income rose from -$7M in the plan year 2022 filing to $9M in the plan year 2023 filing.
  • Headwater Companies, LLC 401(k) Plan end-of-year assets rose from $44M in the plan year 2022 filing to $54M in the plan year 2023 filing.
  • Headwater Companies, LLC 401(k) Plan reported participants rose from 868 in the plan year 2022 filing to 904 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 200319914 · Headwater Companies, LLC PY 2023 · 401(k)

Headwater Companies, LLC 401(k) Plan · $54M · 904 · 86th

  • ASSETS $54M
  • PCT 904
  • EIN 86th
  • RANK 401(k)
  • PHOTO near Raymond Martin Profit Sharing 401(k) Plan
  • IND ind #5529

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in Indiana →

Headwater Companies, LLC 401(k) Plan in the asset neighbourhood

Sbera 401(k) Plan as Adopted by Bristol County Savings BankSbera 401(k) Plan as Adopted…$54MHeadwater Companies, LLC 401(k) PlanHeadwater Companies, LLC 401…$54MRaymond Martin Profit Sharing 401(k) PlanRaymond Martin Profit Sharin…$54MEmployees' Profit Sharing 401 (K) PlanEmployees' Profit Sharing 40…$54MSealaska Corporation 401(k) PlanSealaska Corporation 401(k) …$54M
End-of-year total assets ($M) among Headwater Companies, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$44M
Net Assets (End of Year)$54M
Net Income$9M
Employer EIN200319914
Plan Effective Date2018-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Headwater Companies, LLC)

Sponsor-wide plan assets over time

All Headwater Companies, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$61M 37.64937721947224% vs 2022
2024 filing year
$40M$45M$50M$55M$60M$65M 202220232024 $44.2M $60.8M ▲ +37.7%
Year Plans Participants Total Assets
2022 1 868 $44M
2023 1 904 $54M
2024 1 939 $61M

Nearby 401(k) Plans in Indiana

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Headwater Companies, LLC 401(k) Plan vs. nearby 401(k) plans in Indiana, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000100000 -5051015 Total assets ($B) Participants Headwater Companies, LLC 401(k) Plan, Total assets ($B): 0.053512682 · Participants: 904Headwater Companies, LLC 401(k) PlanThe Lilly Employee 401(k) Plan, Total assets ($B): 11.133214731 · Participants: 17583The Lilly Employee 401(k) PlanElevance Health 401(k) Plan, Total assets ($B): 11.042395257 · Participants: 76590Elevance Health 401(k) PlanCummins Retirement and Savings Plan, Total assets ($B): 5.730057183 · Participants: 28381Cummins Retirement and Savings PlanIu Health 401(k) Savings Plan, Total assets ($B): 3.907792365 · Participants: 38575Iu Health 401(k) Savings PlanSteel Dynamics, Inc. Profit Sharing and Retirement Savings Plan, Total assets ($B): 2.573079703 · Participants: 9015Steel Dynamics, Inc. Profit Sharing and Retirement Savings Plan
Headwater Companies, LLC 401(k) Plan vs. nearby 401(k) plans in Indiana, assets vs. participants
Compare Headwater Companies, LLC 401(k) Plan side-by-side with 3 peers →

Headwater Companies, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Indiana, the nearest 401(k) by assets is Raymond Martin Profit Sharing 401(k) Plan in LA ($54M); by covered participants it is Dominion Enterprises 401(k) Employees' Savings Plan in VA (904 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (904 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Headwater Companies, LLC 401(k) Plan assets move in 2023? ▼
Headwater Companies, LLC 401(k) Plan grew sharply - up 21.1% during 2023, from $44M to $54M. Reported net income was $9M.
How have Headwater Companies, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Headwater Companies, LLC's sponsor-wide assets grew 37.6%, from $44M to $61M.
Where does Headwater Companies, LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Headwater Companies, LLC 401(k) Plan ranks in the 86th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Headwater Companies, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Raymond Martin Profit Sharing 401(k) Plan in LA ($54M, 791 participants).
Which 401(k) plans cover a similar participant headcount to Headwater Companies, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Dominion Enterprises 401(k) Employees' Savings Plan in VA (904 participants, $310M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 200319914.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.