401(k) · DOL Form 5500 · 2023

Rand Capital Management LLC 401(k) Plan

Data updated 2026-08-25

$762K
Total assets Small plan by assets
3
Participants Small participant base
21st
Percentile by assets National rank
$254,013
Avg per participant Above avg balance/head
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Official DOL plan name: Rand Capital Management LLC Profit Sharing Plan · Sponsored by Rand Capital Management LLC · New York · Finance & Insurance

$762K in assets, 3 participants

Rand Capital Management LLC's Rand Capital Management LLC Profit Sharing Plan reported $762K in total assets and 3 participants in its 2023 DOL Form 5500 filing, ranking in the 21st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,177 in Finance & Insurance (8,869 peers)

2023 asset change

Rand Capital Management LLC Profit Sharing Plan contracted severely 45.5% in 2023 ($1M → $762K) for 3 participants.

#1,177
in Finance & Insurance (8,869 peers)
-45.5%
assets change YoY

The plan reported a net loss of $636K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Rand Capital Management LLC Profit Sharing Plan among the smaller filed plans by assets

Rand Capital Management LLC Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$762,039 21st percentile higher than 21% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Rand Capital Management LLC Profit Sharing Plan among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rand Capital Management LLC Profit Sharing Plan is a micro filing (3 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rand Capital Management LLC Profit Sharing Plan reported net income rose from -$2M in the plan year 2022 filing to -$636K in the plan year 2023 filing.
  • Rand Capital Management LLC Profit Sharing Plan end-of-year assets fell from $1M in the plan year 2022 filing to $762K in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 842246964 · Rand Capital Management LLC PY 2023 · 401(k)

Rand Capital Management LLC Profit Sharing Plan · $762K · 3 · 21st

  • IND $762K
  • IND 3
  • IND 21st
  • IND 401(k)
  • IND near Nelshrig Corporation 401(k) Plan
  • IND ind #1177

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Rand Capital Management LLC Profit Sharing Plan in the asset neighbourhood

Rand Capital Management LLC Profit Sharing PlanRand Capital Management LLC …$762KNelshrig Corporation 401(k) PlanNelshrig Corporation 401(k) …$762KB Team Construction Inc. 401(k) PlanB Team Construction Inc. 401…$762KSouth Oklahoma Heart Research 401(k) PlanSouth Oklahoma Heart Researc…$762KNiddrie, Addams,Fuller Singh LLP 401(k) Profit Sharing PlanNiddrie, Addams,Fuller Singh…$762K
End-of-year total assets ($M) among Rand Capital Management LLC Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Rand Capital Management LLC years around the 2023 move

Sponsor-wide plan assets over time

All Rand Capital Management LLC plans reported in each filing year

Latest sponsor-wide plan assets
N/A
2024 filing year
$0M$0.5M$1M$1.5M$2M 202220232024 $1.4M $0M ▼ -100.0%
Year Plans Participants Total Assets
2022 1 3 $1M
2023 1 3 $762K
2024 1 N/A N/A

2023 asset-move particulars

Total Assets (Beginning of Year)$1M
Net Assets (End of Year)$762K
Net Income-$636K
Employer EIN842246964
Plan Effective Date1992-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rand Capital Management LLC Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Rand Capital Management LLC Profit Sharing Plan, Total assets ($B): 0.000762039 · Participants: 3Rand Capital Management LLC Profit Sharing PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Rand Capital Management LLC Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Rand Capital Management LLC Profit Sharing Plan side-by-side with 3 peers →

Rand Capital Management LLC Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Nelshrig Corporation 401(k) Plan in GA ($762K); by covered participants it is Cookeville Urology PLC 401(k) Profit Sharing Plan in TN (3 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (3 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rand Capital Management LLC Profit Sharing Plan assets move in 2023? ▼
Rand Capital Management LLC Profit Sharing Plan contracted severely - down 45.5% during 2023, from $1M to $762K. Reported net income was -$636K.
Where does Rand Capital Management LLC Profit Sharing Plan rank by assets among Form 5500 filers? ▼
Rand Capital Management LLC Profit Sharing Plan ranks in the 21st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).
Which 401(k) plans are similar in size to Rand Capital Management LLC Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Nelshrig Corporation 401(k) Plan in GA ($762K, 20 participants).
Which 401(k) plans cover a similar participant headcount to Rand Capital Management LLC Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Cookeville Urology PLC 401(k) Profit Sharing Plan in TN (3 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 842246964.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.