401(k) · DOL Form 5500 · 2023

Castlerock Asset Management LLC 401(k) Plan

Data updated 2026-08-25

$3M
Total assets Small plan by assets
262
Participants Below avg headcount
37th
Percentile by assets National rank
$12,353
Avg per participant Low balance/head
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Official DOL plan name: Castlerock 401(k) Retirement Plan · Sponsored by Castlerock Asset Management LLC · Tennessee · Food Services & Accommodation

$3M in assets, 262 participants

Castlerock Asset Management LLC's Castlerock 401(k) Retirement Plan reported $3M in total assets and 262 participants in its 2023 DOL Form 5500 filing, ranking in the 37th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,790 in Food Services & Accommodation (3,828 peers)

Coverage in Tennessee

Castlerock 401(k) Retirement Plan covers 262 participants in Tennessee, about 23% of the average Tennessee filer (state average ~1,126 per filing). Assets: $3M.

#2,790
in Food Services & Accommodation (3,828 peers)
+63.5%
assets growth YoY

Castlerock 401(k) Retirement Plan's mid-pack asset rank among Food Services & Accommodation and all filers

Castlerock 401(k) Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$3,236,508 37th percentile higher than 37% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Castlerock 401(k) Retirement Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Castlerock 401(k) Retirement Plan sits mid-pack in the medium band (262 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Castlerock 401(k) Retirement Plan reported net income rose from -$23K in the plan year 2022 filing to $1M in the plan year 2023 filing.
  • Castlerock 401(k) Retirement Plan end-of-year assets rose from $2M in the plan year 2022 filing to $3M in the plan year 2023 filing.
  • Castlerock 401(k) Retirement Plan reported participants rose from 180 in the plan year 2022 filing to 262 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 463883479 · Castlerock Asset Management LLC PY 2023 · 401(k)

Castlerock 401(k) Retirement Plan · $3M · 262 · 37th

  • 5500 $3M
  • 5500 262
  • 5500 37th
  • 5500 401(k)
  • 5500 near Darnel, Inc and Related Companies 401(k) Plan
  • 5500 ind #2790

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Food Services & Accommodation retirement plans → · Plans in Tennessee →

Castlerock 401(k) Retirement Plan in the asset neighbourhood

Castlerock 401(k) Retirement PlanCastlerock 401(k) Retirement…$3MDarnel, Inc and Related Companies 401(k) PlanDarnel, Inc and Related Comp…$3MGodish.Com 401(k) Plan$3MPilot Water Solutions LLC 401(k) Profit Sharing Plan & TrustPilot Water Solutions LLC 40…$3M1218, Inc. 401(k) & Profit Sharing Plan1218, Inc. 401(k) & Profit S…$3M
End-of-year total assets ($M) among Castlerock 401(k) Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Tennessee filing particulars

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$3M
Net Income$1M
Employer EIN463883479
Plan Effective Date2017-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Castlerock Asset Management LLC)

Sponsor-wide plan assets over time

All Castlerock Asset Management LLC plans reported in each filing year

Latest sponsor-wide plan assets
$4M 114.28391741495389% vs 2022
2024 filing year
$1M$2M$3M$4M$5M 202220232024 $1.98M $4.24M ▲ +114.1%
Year Plans Participants Total Assets
2022 1 180 $2M
2023 1 262 $3M
2024 1 222 $4M

Nearby 401(k) Plans in Tennessee

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Castlerock 401(k) Retirement Plan vs. nearby 401(k) plans in Tennessee, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000400000 -100102030 Total assets ($B) Participants Castlerock 401(k) Retirement Plan, Total assets ($B): 0.003236508 · Participants: 262Castlerock 401(k) Retirement PlanFedex Corporation Retirement Savings Plan, Total assets ($B): 23.88081991 · Participants: 127010Fedex Corporation Retirement Savings PlanHca 401(k) Plan, Total assets ($B): 21.53517366 · Participants: 291649Hca 401(k) PlanFederal Express Corporation Pilots Retirement Savings Plan, Total assets ($B): 4.743557391 · Participants: 5728Federal Express Corporation Pilots Retirement Savings PlanInternational Paper Company Salaried Savings Plan, Total assets ($B): 4.621886139 · Participants: 12153International Paper Company Salaried Savings PlanChs/Community Health Systems, Inc. Retirement Savings Plan, Total assets ($B): 4.517708174 · Participants: 62487Chs/Community Health Systems, Inc. Retirement Savings Plan
Castlerock 401(k) Retirement Plan vs. nearby 401(k) plans in Tennessee, assets vs. participants
Compare Castlerock 401(k) Retirement Plan side-by-side with 3 peers →

Castlerock 401(k) Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Tennessee, the nearest 401(k) by assets is Darnel, Inc and Related Companies 401(k) Plan in NC ($3M); by covered participants it is Somerset Cpas, P.C. Profit Sharing and 401(k) Savings Plan in IN (262 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (262 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Castlerock 401(k) Retirement Plan assets move in 2023? ▼
Castlerock 401(k) Retirement Plan surged - up 63.5% during 2023, from $2M to $3M. Reported net income was $1M.
How have Castlerock Asset Management LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Castlerock Asset Management LLC's sponsor-wide assets grew 114.3%, from $2M to $4M.
Which 401(k) plans are similar in size to Castlerock 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Darnel, Inc and Related Companies 401(k) Plan in NC ($3M, 173 participants).
Which 401(k) plans cover a similar participant headcount to Castlerock 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Somerset Cpas, P.C. Profit Sharing and 401(k) Savings Plan in IN (262 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 463883479.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.