ESOP · DOL Form 5500 · 2023

Wheaton Securities Inc ESOP

Data updated 2026-08-25

$3K
Total assets Small plan by assets
2
Participants Small participant base
1st
Percentile by assets National rank
$1,724
Avg per participant Low balance/head
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Official DOL plan name: Wheaton Securities Inc Employee Stock Ownership Plan and Trust · Sponsored by Wheaton Securities Inc · Illinois · Finance & Insurance

$3K in assets, 2 participants

Wheaton Securities Inc's Wheaton Securities Inc Employee Stock Ownership Plan and Trust reported $3K in total assets and 2 participants in its 2023 DOL Form 5500 filing, ranking in the 1st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #65 in Finance & Insurance (8,869 peers)

Wheaton Securities Inc multi-year trail

Wheaton Securities Inc's plans moved -100.0% in assets from 2022 to 2024; this filing shows Wheaton Securities Inc Employee Stock Ownership Plan and Trust at $3K / 2 participants.

#65
in Finance & Insurance (8,869 peers)
-100.0%
assets change YoY

The plan reported a net loss of $8M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Wheaton Securities Inc Employee Stock Ownership Plan and Trust among the smaller filed plans by assets

Wheaton Securities Inc Employee Stock Ownership Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$3,448 1st percentile higher than 1% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Wheaton Securities Inc Employee Stock Ownership Plan and Trust among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Wheaton Securities Inc Employee Stock Ownership Plan and Trust is a micro filing (2 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Wheaton Securities Inc Employee Stock Ownership Plan and Trust reported net income fell from -$1M in the plan year 2022 filing to -$8M in the plan year 2023 filing.
  • Wheaton Securities Inc Employee Stock Ownership Plan and Trust end-of-year assets fell from $8M in the plan year 2022 filing to $3K in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 363854467 · Wheaton Securities Inc PY 2023 · ESOP

Wheaton Securities Inc Employee Stock Ownership Plan and Trust · $3K · 2 · 1st

  • EBSA $3K
  • EBSA 2
  • EBSA 1st
  • EBSA ESOP
  • EBSA near Cubex, Inc. Employee Stock Ownership Plan and Trust
  • EBSA ind #65

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Illinois →

Wheaton Securities Inc Employee Stock Ownership Plan and Trust in the asset neighbourhood

Wheaton Securities Inc Employee Stock Ownership Plan and TrustWheaton Securities Inc Emplo…$3KCubex, Inc. Employee Stock Ownership Plan and TrustCubex, Inc. Employee Stock O…$3KC.I. Consulting Company Employee Stock Ownership PlanC.I. Consulting Company Empl…$4KTcgh ESOP Plan$3KFontana Lithograph, Inc. Employee Stock Ownership PlanFontana Lithograph, Inc. Emp…$3K
End-of-year total assets ($M) among Wheaton Securities Inc Employee Stock Ownership Plan and Trust and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Wheaton Securities Inc multi-year asset trail

Sponsor-wide plan assets over time

All Wheaton Securities Inc plans reported in each filing year

Latest sponsor-wide plan assets
$3K 99.95985876747109% vs 2022
2024 filing year
$0M$5M$10M 202220232024 $7.92M $0M ▼ -100.0%
Year Plans Participants Total Assets
2022 1 2 $8M
2023 1 2 $3K
2024 1 N/A $3K

Wheaton Securities Inc filing trail (2023)

Total Assets (Beginning of Year)$8M
Net Assets (End of Year)$3K
Net Income-$8M
Employer EIN363854467
Plan Effective Date2000-01-01
Filing StatusFILING RECEIVED

Nearby ESOP Plans in Illinois

Peer ESOP plans, same state, same plan type, ranked by total assets.

Wheaton Securities Inc Employee Stock Ownership Plan and Trust vs. nearby ESOP plans in Illinois, assets vs. participants Scatter plot of 6 data points. -5000050001000015000 -1012345 Total assets ($B) Participants Wheaton Securities Inc Employee Stock Ownership Plan and Trust, Total assets ($B): 0.000003448 · Participants: 2Wheaton Securities Inc Employee Stock Ownership Plan and TrustAmsted Industries Incorporated Employees' Stock Ownership Plan, Total assets ($B): 4.440263476 · Participants: 4738Amsted Industries Incorporated Employees' Stock Ownership PlanKehe Distributors, Inc. Employee Stock Ownership Plan, Total assets ($B): 1.616096816 · Participants: 4251Kehe Distributors, Inc. Employee Stock Ownership PlanScot Forge Company Employee Stock Ownership Plan, Total assets ($B): 1.195072662 · Participants: 486Scot Forge Company Employee Stock Ownership PlanBdo USA Employee Stock Ownership Plan, Total assets ($B): 0.91547863 · Participants: 10168Bdo USA Employee Stock Ownership PlanBdo USA Employee Stock Ownership Plan, Total assets ($B): 0.91547863 · Participants: 10168Bdo USA Employee Stock Ownership Plan
Wheaton Securities Inc Employee Stock Ownership Plan and Trust vs. nearby ESOP plans in Illinois, assets vs. participants
Compare Wheaton Securities Inc Employee Stock Ownership Plan and Trust side-by-side with 3 peers →

Wheaton Securities Inc Employee Stock Ownership Plan and Trust's out-of-state ESOP peers by assets and headcount

Outside Illinois, the nearest ESOP by assets is Cubex, Inc. Employee Stock Ownership Plan and Trust in SC ($3K); by covered participants it is Watts Enterprises, Inc. Employee Stock Ownership Plan in UT (2 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (2 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Wheaton Securities Inc Employee Stock Ownership Plan and Trust assets move in 2023? ▼
Wheaton Securities Inc Employee Stock Ownership Plan and Trust contracted severely - down 100.0% during 2023, from $8M to $3K. Reported net income was -$8M.
How have Wheaton Securities Inc plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Wheaton Securities Inc's sponsor-wide assets declined 100.0%, from $8M to $3K.
Where does Wheaton Securities Inc Employee Stock Ownership Plan and Trust rank by assets among Form 5500 filers? ▼
Wheaton Securities Inc Employee Stock Ownership Plan and Trust ranks in the 1st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).
Which ESOP plans are similar in size to Wheaton Securities Inc Employee Stock Ownership Plan and Trust? ▼
Among ESOP plans in other states, the closest by assets is Cubex, Inc. Employee Stock Ownership Plan and Trust in SC ($3K, N/A participants).
Which ESOP plans cover a similar participant headcount to Wheaton Securities Inc Employee Stock Ownership Plan and Trust? ▼
Among ESOP plans in other states, the closest by covered participants is Watts Enterprises, Inc. Employee Stock Ownership Plan in UT (2 participants, $2M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 363854467.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.