401(k) · DOL Form 5500 · 2023

William Harris Investors, Inc. 401(k) Plan

Data updated 2026-08-25

$29M
Total assets Below avg plan size
39
Participants Small participant base
79th
Percentile by assets National rank
$741,338
Avg per participant High balance/head
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Official DOL plan name: William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust · Sponsored by William Harris Investors, Inc. · Illinois · Finance & Insurance

$29M in assets, 39 participants

William Harris Investors, Inc.'s William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust reported $29M in total assets and 39 participants in its 2023 DOL Form 5500 filing, ranking in the 79th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,976 in Finance & Insurance (8,869 peers)

Where William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust sits by assets

William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust sits in the top quartile of all filed plans by assets, $29M for 39 participants (~$741,338/participant), up 22.2% in 2023.

#5,976
in Finance & Insurance (8,869 peers)
+22.2%
assets growth YoY
0.3×
vs typical plan assets (national mean)

William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust's outsized position by total assets

William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$28,912,178 Top 21% higher than 79% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust is a small filing (39 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust reported net income rose from -$9M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust end-of-year assets rose from $24M in the plan year 2022 filing to $29M in the plan year 2023 filing.
  • William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust reported participants fell from 41 in the plan year 2022 filing to 39 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 363488341 · William Harris Investors, Inc. PY 2023 · 401(k)

William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust · $29M · 39 · 79th

  • EBSA $29M
  • EBSA 39
  • EBSA 79th
  • EBSA 401(k)
  • EBSA near Momentum Midstream Management LLC 401(k) Plan
  • EBSA ind #5976

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Illinois →

William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust in the asset neighbourhood

William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and TrustWilliam Harris Investors, In…$29MMomentum Midstream Management LLC 401(k) PlanMomentum Midstream Managemen…$29MBsc Companies, Inc. Savings and Profit Sharing PlanBsc Companies, Inc. Savings …$29MCrystal Creamery 401(k) Plan$29MHirshfield's, Inc. Section 401(k) PlanHirshfield's, Inc. Section 4…$29M
End-of-year total assets ($M) among William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$24M
Net Assets (End of Year)$29M
Net Income$5M
Employer EIN363488341
Plan Effective Date1988-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (William Harris Investors, Inc.)

Sponsor-wide plan assets over time

All William Harris Investors, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$32M 35.29814163626002% vs 2022
2024 filing year
$20M$25M$30M$35M 202220232024 $23.7M $32M ▲ +35.3%
Year Plans Participants Total Assets
2022 1 41 $24M
2023 1 39 $29M
2024 1 47 $32M

Nearby 401(k) Plans in Illinois

Peer 401(k) plans, same state, same plan type, ranked by total assets.

William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust vs. nearby 401(k) plans in Illinois, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000 -505101520 Total assets ($B) Participants William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust, Total assets ($B): 0.028912178 · Participants: 39William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and TrustAccenture United States 401(k) Match Savings Plan, Total assets ($B): 17.594548115 · Participants: 69974Accenture United States 401(k) Match Savings PlanState Farm 401(k) Savings Plan, Total assets ($B): 16.935002041 · Participants: 60246State Farm 401(k) Savings PlanAbbott Laboratories Stock Retirement Plan, Total assets ($B): 14.496191 · Participants: 38012Abbott Laboratories Stock Retirement PlanUnited Airlines Pilot Retirement Account Plan, Total assets ($B): 14.367975914 · Participants: 14959United Airlines Pilot Retirement Account PlanWalgreens Retirement Savings Plan, Total assets ($B): 13.444551767 · Participants: 235331Walgreens Retirement Savings Plan
William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust vs. nearby 401(k) plans in Illinois, assets vs. participants

William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust's out-of-state 401(k) peers by assets and headcount

Outside Illinois, the nearest 401(k) by assets is Momentum Midstream Management LLC 401(k) Plan in TX ($29M); by covered participants it is John S. Lane & Son, Inc. 401(k) Union Plan in NY (39 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($29M here).

Similar participant headcount

Nearest other-state filings by covered participants (39 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust assets move in 2023?
William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust grew sharply - up 22.2% during 2023, from $24M to $29M. Reported net income was $5M.
How have William Harris Investors, Inc. plan assets changed over time?
Across 3 plan years on file (2022-2024), William Harris Investors, Inc.'s sponsor-wide assets grew 35.3%, from $24M to $32M.
Where does William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust rank by assets among Form 5500 filers?
William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust ranks in the 79th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust?
Among 401(k) plans in other states, the closest by assets is Momentum Midstream Management LLC 401(k) Plan in TX ($29M, 266 participants).
Which 401(k) plans cover a similar participant headcount to William Harris Investors, Inc. Employees' 401(k) Profit Sharing Plan and Trust?
Among 401(k) plans in other states, the closest by covered participants is John S. Lane & Son, Inc. 401(k) Union Plan in NY (39 participants, N/A in assets).