ESOP · DOL Form 5500 · 2022

Capitol Federal Financial, Inc ESOP

Data updated 2026-08-25

$34M
Total assets Below avg plan size
550
Participants Below avg headcount
84th
Percentile by assets National rank
$60,985
Avg per participant Low balance/head
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Official DOL plan name: Capitol Federal Financial, Inc. Employee Stock Ownership Plan · Sponsored by Capitol Federal Financial, Inc · Kansas · Finance & Insurance

$34M in assets, 550 participants

Capitol Federal Financial, Inc's Capitol Federal Financial, Inc. Employee Stock Ownership Plan reported $34M in total assets and 550 participants in its 2022 DOL Form 5500 filing, ranking in the 84th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,877 in Finance & Insurance (9,261 peers)

Where Capitol Federal Financial, Inc. Employee Stock Ownership Plan sits by assets

Capitol Federal Financial, Inc. Employee Stock Ownership Plan sits in the top quartile of all filed plans by assets, $34M for 550 participants (~$60,985/participant), down 44.3% in 2022.

#6,877
in Finance & Insurance (9,261 peers)
-44.3%
assets change YoY
0.3×
vs typical plan assets (national mean)

The plan reported a net loss of $25M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Capitol Federal Financial, Inc. Employee Stock Ownership Plan's outsized position by total assets

Capitol Federal Financial, Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$33,541,897 Top 16% higher than 84% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Capitol Federal Financial, Inc. Employee Stock Ownership Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Capitol Federal Financial, Inc. Employee Stock Ownership Plan sits mid-pack in the medium band (550 participants).

EBSA filing schedule strip

Filing strip 272631712 · Capitol Federal Financial, Inc PY 2022 · ESOP

Capitol Federal Financial, Inc. Employee Stock Ownership Plan · $34M · 550 · 84th

  • PART $34M
  • TYPE 550
  • NET 84th
  • BOOK ESOP
  • VS-ST near Rcb Holding Company, Inc. Employee Stock Ownership Plan
  • BOY ind #6877

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Kansas →

Capitol Federal Financial, Inc. Employee Stock Ownership Plan in the asset neighbourhood

Cryomech, Inc. Employee Stock Ownership PlanCryomech, Inc. Employee Stoc…$34MJohn Henry Foster Company Employee Stock Ownership PlanJohn Henry Foster Company Em…$34MPsk Operating Parent Inc. Employee Stock Ownership PlanPsk Operating Parent Inc. Em…$34MRcb Holding Company, Inc. Employee Stock Ownership PlanRcb Holding Company, Inc. Em…$34MCapitol Federal Financial, Inc. Employee Stock Ownership PlanCapitol Federal Financial, I…$34M
End-of-year total assets ($M) among Capitol Federal Financial, Inc. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$60M
Net Assets (End of Year)-$731K
Net Income-$25M
Employer EIN272631712
Plan Effective Date2007-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Capitol Federal Financial, Inc)

Sponsor-wide plan assets over time

All Capitol Federal Financial, Inc plans reported in each filing year

Latest sponsor-wide plan assets
$78M 25.201006614408648% vs 2022
2024 filing year
$60M$65M$70M$75M$80M 202220232024 $62.2M $77.9M ▲ +25.2%
Year Plans Participants Total Assets
2022 2 1,181 $62M
2023 2 1,125 $71M
2024 2 1,106 $78M

Nearby ESOP Plans in Kansas

Peer ESOP plans, same state, same plan type, ranked by total assets.

Capitol Federal Financial, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Kansas, assets vs. participants Scatter plot of 6 data points. 2004006008001000 0100200300400 Total assets ($M) Participants Capitol Federal Financial, Inc. Employee Stock Ownership Plan, Total assets ($M): 33.541897 · Participants: 550Capitol Federal Financial, Inc. Employee Stock Ownership PlanPbi-Gordon Companies, Inc. Employee Stock Ownership Plan, Total assets ($M): 369.500071 · Participants: 506Pbi-Gordon Companies, Inc. Employee Stock Ownership PlanHarcros Chemicals, Inc. Employee Stock Ownership Plan, Total assets ($M): 224.759718 · Participants: 560Harcros Chemicals, Inc. Employee Stock Ownership PlanMmc Corp Employee Stock Ownership Plan, Total assets ($M): 224.129068 · Participants: 867Mmc Corp Employee Stock Ownership PlanGlobe Engineering Co Inc Employee Stock Ownership Plan and Trust, Total assets ($M): 133.421113 · Participants: 244Globe Engineering Co Inc Employee Stock Ownership Plan and TrustInland Truck Parts Company Employee Stock Ownership Plan and Trust, Total assets ($M): 77.703859 · Participants: 603Inland Truck Parts Company Employee Stock Ownership Plan and Trust
Capitol Federal Financial, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Kansas, assets vs. participants
Compare Capitol Federal Financial, Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

Capitol Federal Financial, Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Kansas, the nearest ESOP by assets is Rcb Holding Company, Inc. Employee Stock Ownership Plan in OK ($34M); by covered participants it is Technology Service Corporation Employee Stock Ownership Plan in VA (548 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (550 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Capitol Federal Financial, Inc. Employee Stock Ownership Plan assets move in 2022? ▼
Capitol Federal Financial, Inc. Employee Stock Ownership Plan contracted severely - down 44.3% during 2022, from $60M to $34M. Reported net income was -$25M.
How have Capitol Federal Financial, Inc plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Capitol Federal Financial, Inc's sponsor-wide assets grew 25.2%, from $62M to $78M.
Where does Capitol Federal Financial, Inc. Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
Capitol Federal Financial, Inc. Employee Stock Ownership Plan ranks in the 84th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which ESOP plans are similar in size to Capitol Federal Financial, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Rcb Holding Company, Inc. Employee Stock Ownership Plan in OK ($34M, 588 participants).
Which ESOP plans cover a similar participant headcount to Capitol Federal Financial, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Technology Service Corporation Employee Stock Ownership Plan in VA (548 participants, $125M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 272631712.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.