401(k) · DOL Form 5500 · 2023
Athenex, Inc. 401(k) Plan
Data updated 2026-08-25
- N/A
- Total assets —
- 260
- Participants Below avg headcount
Official DOL plan name: Athenex Inc 401(k) Profit Sharing Plan and Trust · Sponsored by Athenex, Inc. · New York · Healthcare & Social Assistance
N/A in assets, 260 participants
Athenex, Inc.'s Athenex Inc 401(k) Profit Sharing Plan and Trust reported N/A in total assets and 260 participants in its 2023 DOL Form 5500 filing. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
Coverage in New York
Athenex Inc 401(k) Profit Sharing Plan and Trust covers 260 participants in New York, about 33% of the average New York filer (state average ~798 per filing). Assets: N/A.
- -$19M
- reported net income
The plan reported a net loss of $19M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Athenex Inc 401(k) Profit Sharing Plan and Trust among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Athenex Inc 401(k) Profit Sharing Plan and Trust sits mid-pack in the medium band (260 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Athenex Inc 401(k) Profit Sharing Plan and Trust reported net income fell from -$3M in the plan year 2022 filing to -$19M in the plan year 2023 filing.
- Athenex Inc 401(k) Profit Sharing Plan and Trust reported participants fell from 351 in the plan year 2022 filing to 260 in the plan year 2023 filing.
EBSA filing schedule strip
Filing strip 431985966 · Athenex, Inc. PY 2023 · 401(k)
Athenex Inc 401(k) Profit Sharing Plan and Trust · N/A · 260
- RANK N/A
- PHOTO 260
- IND PY 2023
- EOY 401(k)
- 5500 near Roofing Wholesale Co., Inc. 401(k) Plan
- ASSETS -$19M
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in New York →
New York filing particulars
| Total Assets (Beginning of Year) | $19M |
|---|---|
| Net Assets (End of Year) | N/A |
| Net Income | -$19M |
| Employer EIN | 431985966 |
| Plan Effective Date | 2015-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Athenex, Inc.)
Sponsor-wide plan assets over time
All Athenex, Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- N/A
- 2023 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 351 | $19M |
| 2023 | 1 | 260 | N/A |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $57.4B · 54,912
- Pfizer Savings Plan $19.6B · 30,033
- Morgan Stanley 401(k) Plan $19.2B · 55,363
- The Pepsico Savings Plan $13.7B · 133,597
- The Goldman Sachs 401(k) Plan $11.4B · 24,866
Athenex Inc 401(k) Profit Sharing Plan and Trust's closest out-of-state 401(k) peers by headcount
Outside New York, the nearest 401(k) by covered participants is Roofing Wholesale Co., Inc. 401(k) Plan in AZ (260 participants; this filing: 260 participants).
Similar participant headcount
Nearest other-state filings by covered participants (260 participants); asset peers above are excluded.
- Roofing Wholesale Co., Inc. 401(k) Plan (AZ) 260 · 0 off
- Esp, Inc. 401(k) Plan (FL) 260 · 0 off
- Assets, Inc. 401(k) Plan (AK) 260 · 0 off
- Dania Entertainment Center,LLC 401(k) Plan (FL) 260 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.